The Law of Legislative Representation

Law has much to say about the practice of legislative representation. Legal rules from different substantive domains collectively determine the landscape in which legislators act. Most obviously, the law of democracy—the law regulating elections, redistricting, and money in politics—shapes the incentives that legislators face and the sorts of representation that they provide once in office. But so too does the law that governs legislative organization and procedure. Congress and other legislatures are governed by rich bodies of internal rules, many of which receive little attention from either the public or legal scholars. These internal rules can empower or constrain legislators. By the same token, they can empower or constrain those that seek to influence how legislators behave, such as party leaders and interest groups.

This Article examines how law shapes representation. It takes a legislator’s point of view of public law, looking to how law shapes legislators’ choices and incentives. In taking this approach, the Article makes three principal contributions. First, it shows how the law of legislative representation is pluralist. Rather than unequivocally pointing legislators toward one type of representation or another, the law enables and encourages legislative responsiveness to each of three groups: constituents, interest groups, and party leaders. The law gives each of these groups distinct tools for exerting influence over legislative behavior, but it does not institutionalize the primacy of any one of them. Second, fully understanding representation requires focusing on internal legislative organization and procedure. Those topics can be just as consequential for American democracy as more familiar constitutional law and law of democracy topics. Centering legislative organization and procedure reveals powerful possible levers of congressional reform. Such creative approaches are especially important given the constitutional and political hurdles that stand in the way of many reforms to the law of democracy. Third, a detailed descriptive account of political institutions and legal rules should be part of our normative theorizing about representation. Because representation is a construct of law, understanding how it operates—and how it should operate—requires close attention to legal rules.

Introduction

Legislators face many choices. Should they do what is best for their constituents or the nation as a whole? When should they be responsive to pressure from interest groups? When should they be loyal to their political parties? How should they mediate between the conflicting demands that they face?

It might seem that law has little to say about these dilemmas. Constitutional law focuses on the structure and power of Congress as a whole, but not on individual legislators.1.See U.S. Const. art. I; see also Daniel A. Farber, William N. Eskridge, Jr., Philip P. Frickey & Jane S. Schacter, Cases and Materials on Constitutional Law 865–1078 (6th ed. 2019).Show More The statutes and cameral rules that dictate how legislative chambers operate set out procedures for lawmaking, but they do not expressly instruct members how to act.2.See generally Barbara Sinclair, Unorthodox Lawmaking: New Legislative Processes in the U.S. Congress (5th ed. 2017); Walter J. Oleszek, Mark J. Oleszek, Elizabeth Rybicki & Bill Heniff, Jr., Congressional Procedures and the Policy Process (10th ed. 2016).Show More And political science research on legislative behavior typically focuses on the goals that legislators pursue—most notably reelection, but also other goals3.The canonical account “conjure[s] up a vision of United States congressmen as single-minded seekers of reelection” and argues that such a vision “fits political reality rather well.” David R. Mayhew, Congress: The Electoral Connection 5, 6 (1974). See also Richard F. Fenno, Jr., Congressmen in Committees 1 (1973) (describing House members’ goals as “re-election, influence within the House, and good public policy”).Show More—in a way that is not directly tied to law.

But legislators, like all of us, act in the shadow of the law.4.Cf. Robert H. Mnookin & Lewis Kornhauser, Bargaining in the Shadow of the Law: The Case of Divorce, 88 Yale L.J. 950 (1979).Show More Legal rules, doctrines, and institutional structures establish the landscape in which legislators act.5.This Article uses the term “rules” broadly to include legal rules from sources as diverse as constitutional provisions, statutes, cameral rules, judicial doctrines, and parliamentary precedents.Show More Law determines what courses of action are permitted and forbidden to legislators. It dictates which approaches to representation will be easier and which will be more difficult in practice. A focus on legislators’ goals alone therefore only tells part of the story of legislative behavior. A fuller understanding of legislative representation requires observing how law creates the environment in which legislators pursue their goals. To put the point simply, law shapes representation.

Scholars of the law of democracy know this well. Election law, redistricting law, and campaign finance law matter precisely because law shapes representation. Legislators need to be responsive to their primary constituencies, which can pull them away from advocating for the preferences or interests of their electorate’s median voter.6.See infra Subsection II.A.3.Show More Legal rules dictate the size, shape, and demographic composition of districts, which in turn affect the representation that legislators provide.7.See infra Subsection II.A.4.Show More Legislators receiving campaign contributions from outside their districts might at times be more responsive to non-constituent donors than to their constituents.8.See infra Section II.B.Show More And so forth.

But another, much less examined body of law matters as well: the law governing how legislatures organize themselves, how the legislative process is structured, and how members may or may not behave while in office. The law of democracy literature has not traditionally encompassed these topics.9.The leading law of democracy casebook does not cover internal legislative dynamics. See Samuel Issacharoff, Pamela S. Karlan, Richard H. Pildes & Nathaniel Persily, The Law of Democracy: Legal Structure of the Political Process (5th ed. 2016).Show More To better understand legislative decision making, however, the law governing how legislatures operate is necessarily a part of the story. Consider the following examples:

  • A senator wishes to vote contrary to her party’s position on a high-profile issue because the party line runs counter to the preferences and interests of her constituents. The senator votes with her party, however, because party leaders threaten to strip her of a powerful committee chairmanship if she defects.10 10.See infra Section III.C.Show More
  • A House member committed to representing his constituency must vote on a foreign aid bill with no obvious effect on his constituents and about which his constituents do not have a clear preference. He attempts to introduce an amendment to give the bill local relevance, but the amendment is barred as not germane under House rules.11 11.See infra Subsection III.A.1.Show More
  • A senator wishes to achieve a policy outcome favored by her constituents or by a key interest group within her state, but which an overwhelming majority of the Senate opposes. Despite being outnumbered, the senator places a “hold” on legislation that is a priority for her party and refuses to drop the hold until her demands are met.12 12.See infra Subsection III.A.2.Show More
  • A state legislator is trying to decide how to vote on a highly technical bill, which requires economic and scientific expertise in order to be fully understood. The legislator serves in a chamber with little staffing capacity, however, and the only information that he can find about the bill’s likely impacts comes from an industry source with a strong financial interest in the bill.13 13.See infra Subsection III.B.3.Show More As a result, the legislator must cast his vote based on incomplete or biased information.

These examples show that whoever legislators are trying to represent, they do so within a rich institutional context. Some rules, like House germaneness requirements, constrain what rank-and-file legislators may do. Others, like Senate holds, empower legislators. Still others, like rules enabling party leaders to strip committee chairmanships, shape the various pressures legislators face. Even rules which expand or diminish legislative capacity shape responsiveness, though in more subtle ways. In each case, legislative organization helps determine how legislators behave.

This Article examines how law shapes representation. It takes a legislator’s point of view of public law, looking to how law shapes legislators’ choices and incentives. In so doing, it devotes equal time to familiar law of democracy topics and to less familiar issues of legislative organization. It considers a sampling of the many different sorts of legal rules that create the environment in which legislators act. Some of the rules that the Article discusses are formally part of constitutional law, grounded in constitutional text and precedent. Most are part of the small-“c” constitution: the “set of rules and norms and institutions that guide the process of government.”14 14.Richard Primus, Unbundling Constitutionality, 80 U. Chi. L. Rev. 1079, 1127 (2013); see also A.V. Dicey, The Law of the Constitution 20 (J.W.F. Allison ed., 2013) (“[Constitutional law] includes (among other things) all rules which define the members of the sovereign power, all rules which regulate the relation of such members to each other, or which determine the mode in which the sovereign power, or the members thereof, exercise their authority.”).Show More

In taking this approach, this Article makes three principal contributions. It shows how the law of legislative representation is pluralist, pulling legislators in competing directions. It centers the role of legislative organization, arguing that reforms to a legislature’s internal operations can at times serve as alternate means of achieving the same goals sought by proponents of electoral reforms. And it contends that theorists of representation cannot fully understand that concept without attending to the ways in which it is constructed by law.

First, this Article’s analysis shows that both the law of democracy and legislative organization are pluralist about representation. Elements of each area of law pull legislators in competing directions. Rather than pointing legislators toward one type of representation or another, the law enables and encourages legislative responsiveness to each of three groups: constituents, interest groups, and party leaders.15 15.The groups are conceptually distinct, so this Article largely considers them separately. But they can overlap in practice: many constituents are also loyal partisans, many constituents are also active members of interest groups (either centered within or outside of the constituency), and interest groups play a key role in constituting and supporting political parties.Show More These groups each have the ability to reward or punish legislators. Knowing this, legislators have incentives to attend to the preferences and interests of each. On any given issue, understanding why a legislator behaves as they do often requires looking to their constituents, to relevant interest groups, and to party leaders. Pluralist approaches to legislative representation have long existed in political theory; this Article argues that U.S. law likewise takes a pluralist approach to representation.16 16.See infra Section I.C.Show More

This pluralism is not only a theoretical way of understanding representation; it also provides insight on possible reforms. Consider the frequent criticism that Congress and state legislatures are overly responsive to corporate interests or the wealthy.17 17.See infra note 25 and accompanying text.Show More The most obvious way to reduce the power of these interests is to do so directly, hence well-known proposals for campaign finance reform.18 18.See, e.g., Richard L. Hasen, Plutocrats United: Campaign Money, the Supreme Court, and the Distortion of American Elections (2016); Lawrence Lessig, Republic, Lost: How Money Corrupts Congress—and a Plan to Stop It (2011).Show More This Article’s analysis suggests an additional possible approach: seeking to reduce corporate power indirectly, through better empowering constituents or party leaders. The theory behind this approach is that, because different groups compete for the limited attention of legislators, empowering some groups (such as constituents or party leaders) can reduce the influence of others (here, certain interest groups). The choice between direct and indirect approaches to reducing corporate power will turn on many factors—some legal, some political, some practical. But attending to law’s pluralism can reveal levers of reform that may not be evident at first glance.19 19.See infra Section IV.B.Show More

Second, the Article shows how fully understanding representation requires focusing on internal legislative organization and procedure. Those topics can be just as consequential for American democracy as more familiar constitutional law and law of democracy topics. Moreover, the same analytic tools that have long been applied in the law of democracy context can be applied to analyze how legislative organization and procedure matter for representation. Rules internal to how legislative bodies operate can either strengthen or attenuate legislators’ responsiveness to their constituents, to interest groups, and to party leaders. As such, legislative organization and procedure should be studied alongside the law of democracy.

A key implication of this insight is that changes to legislative organization and procedure can sometimes be a substitute for changes in traditional law of democracy areas. Reformers have long sought to change how representation operates through changes to voting, redistricting, or campaign finance rules. In some cases, similar shifts in responsiveness could be achieved by making changes to legislative organization and procedure instead. To be sure, changes in internal legislative operations are not a perfect substitute for reform to the law of democracy, which is often (and rightly) viewed as required by principles of political equality. But reform to legislative procedure holds significant promise as a vehicle for achieving some of the ends sought by law of democracy reformers.

Consider again the example of corporate power. The most widely known proposals to restrict corporate power involve changes to campaign finance laws. Even if reform to campaign finance law would reduce legislators’ responsiveness to corporate interests, changes in that area of law require the passage of new legislation and would have to withstand judicial review by a Supreme Court that has consistently struck down such regulation.20 20.See infra note 319 and accompanying text.Show More But, even absent campaign finance reform, each chamber of Congress has tools that it could deploy to seek to reduce corporate power. Even modest changes to lobbying regulations, transparency rules, revolving door rules, or congressional capacity could advance some of the goals sought by campaign finance reformers. Such internal changes might reasonably be viewed as second-best solutions, relative to directly reforming campaign finance law. But the difficulty of changing the law in that area warrants allocating more reformist attention to organizational and procedural reforms.21 21.See infra Section IV.B.Show More

Third, this Article argues that a detailed descriptive account of political institutions and legal rules should be part of our normative theorizing about representation. Political theorists have developed rich accounts of legislative representation and legislators’ duties.22 22.See, e.g., Hanna Fenichel Pitkin, The Concept of Representation (1967); Bernard Manin, The Principles of Representative Government (1997); Andrew Sabl, Ruling Passions: Political Offices and Democratic Ethics (2002); Nadia Urbinati, Representative Democracy: Principles and Genealogy (2006); Suzanne Dovi, The Good Representative (2007); Jane Mansbridge, Rethinking Representation, 97 Am. Pol. Sci. Rev. 515 (2003); Andrew Rehfeld, Representation Rethought: On Trustees, Delegates, and Gyroscopes in the Study of Political Representation and Democracy, 103 Am. Pol. Sci. Rev. 214 (2009); Jane Mansbridge, Clarifying the Concept of Representation, 105 Am. Pol. Sci. Rev. 621 (2011); Andrew Rehfeld, The Concepts of Representation, 105 Am. Pol. Sci. Rev. 631 (2011).Show More Legal scholars have likewise considered legislators’ duties, with recent work arguing that legislators have obligations to act in accordance with the Constitution, to promote good governance, to abide by principles of justice, and to advance the national interest.23 23.See, e.g., Paul Brest, The Conscientious Legislator’s Guide to Constitutional Interpretation, 27 Stan. L. Rev. 585 (1975); Vicki C. Jackson, Pro-Constitutional Representation: Comparing the Role Obligations of Judges and Elected Representatives in Constitutional Democracy, 57 Wm. & Mary L. Rev. 1717 (2016); Neil S. Siegel, After the Trump Era: A Constitutional Role Morality for Presidents and Members of Congress, 107 Geo. L.J. 109 (2018).Show More The arguments for the existence and importance of these duties are often persuasive. This Article seeks to supplement existing work by emphasizing the importance of rules in structuring how legislators behave, and thus whether and how they fulfill whatever duties they have. In particular, its focus on constituents, interest groups, and parties trains our attention on the actors who can plausibly induce legislators to fulfill—or violate—their duties. Most generally, this Article seeks to heed political theorists’ calls for greater sensitivity to institutional arrangements as a part of normative theorizing.24 24.See infra notes 321–22 and accompanying text.Show More

My discussion of pluralism should not be taken as an endorsement of how Congress or any other legislature operates in practice. Even if a pluralist account of legislative representation is sound as a matter of theory, and even if the law instantiates that pluralist approach at a high level of generality, the devil is in the details. And there is significant evidence that the practice of representation today is vastly unequal. Political scientists have documented significant capture of the federal and state legislative processes by corporate interests and the wealthy.25 25.There is voluminous literature on the degree and mechanisms of these groups’ influence. See, e.g., Larry M. Bartels, Unequal Democracy: The Political Economy of the New Gilded Age (2016); Martin Gilens, Affluence and Influence: Economic Inequality and Political Power in America (2012); Jacob S. Hacker & Paul Pierson, Winner-Take-All Politics: How Washington Made the Rich Richer—and Turned Its Back on the Middle Class (2010); Alexander Hertel-Fernandez, State Capture: How Conservative Activists, Big Businesses, and Wealthy Donors Reshaped the American States—and the Nation (2019); Kay Lehman Schlozman, Sidney Verba & Henry E. Brady, The Unheavenly Chorus: Unequal Political Voice and the Broken Promise of American Democracy (2012); Benjamin I. Page, Jason Seawright & Matthew J. Lacombe, Billionaires and Stealth Politics (2018).For dissenting views of some of this literature, see. e.g., Peter K. Enns, Relative Policy Support and Coincidental Representation, 13 Persps. on Pol. 1053, 1054 (2015) (“I show theoretically and empirically that even on those issues where the preferences of the wealthy and the median diverge . . . policy can (and does) end up about where we would expect if policymakers followed the economic median and ignored the affluent.”); Jeffrey R. Lax, Justin H. Phillips & Adam Zelizer, The Party or the Purse? Unequal Representation in the U.S. Senate, 113 Am. Pol. Sci. Rev. 917, 917 (2019) (“We find that affluent influence is overstated and itself contingent on partisanship . . . . The poor get what they want more often from Democrats. The rich get what they want more often from Republicans, but only if Republican constituents side with the rich. Thus, partisanship induces, shapes, and constrains affluent influence.”).Show More Congress is beset with other challenges as well, including high levels of partisan polarization,26 26.See, e.g., Sarah Binder, The Dysfunctional Congress, 18 Ann. Rev. Pol. Sci. 85 (2015); Cynthia R. Farina, Congressional Polarization: Terminal Constitutional Dysfunction?, 115 Colum. L. Rev. 1689 (2015).Show More broad public disapproval,27 27.Congress and the Public, Gallup News, https://news.gallup.com/poll/1600/congress-public.aspx [https://perma.cc/C7KV-QRPB] (last visited Jan. 20, 2021) (showing congressional approval ratings not greater than 40%, and frequently less than 20%, over the past fifteen years).Show More and a significant democratic deficit, most notably on account of the apportionment of the Senate and the existence of the filibuster.28 28.See, e.g., Robert A. Dahl, How Democratic Is the American Constitution? 46–54 (2d ed. 2003) (criticizing unequal representation in the Senate); Sanford Levinson, Our Undemocratic Constitution: Where the Constitution Goes Wrong (and How We the People Can Correct It) 52 (2006) (noting that “the Senate can exercise a veto power on majoritarian legislation passed by the House that is deemed too costly to the interests of small states, which are overrepresented in the Senate” (emphasis omitted)); Adam Jentleson, Kill Switch: The Rise of the Modern Senate and the Crippling of American Democracy 5 (2021) (arguing that “from its inception to today, the filibuster has mainly served to empower a minority of predominately white conservatives to override our democratic system”); Frances E. Lee & Bruce I. Oppenheimer, Sizing Up the Senate: The Unequal Consequences of Equal Representation 158–222 (1999) (documenting the policy and financial advantages that accrue to small states on account of Senate representation).Show More For these and other reasons, leading observers have decried Congress as the U.S. government’s “broken branch.”29 29.See, e.g., Thomas E. Mann & Norman J. Ornstein, The Broken Branch: How Congress Is Failing America and How to Get It Back on Track (2006).Show More To characterize the law of legislative representation as pluralist is not to defend Congress. To the contrary, one of the virtues of a pluralist picture is that it points toward new avenues for reform.

A brief disclaimer is in order before proceeding. In taking a legislator’s point of view, this Article treats the identity of the legislator as fixed. Holding our hypothetical legislator’s identity constant allows us to better see how manipulating any given legal rule would change the environment in which they operate. This clarity comes at the cost of not engaging with important questions about the role of law in shaping who gets elected in the first instance.30 30.Thus, I do not discuss descriptive representation, the idea legislators should share demographic or other characteristics with their constituents. See, e.g., Pitkin, supra note 22, at 60–91 (situating descriptive representation within a broader taxonomy of representation); Jane Mansbridge, Should Blacks Represent Blacks and Women Represent Women? A Contingent “Yes,” 61 J. Pol. 628 (1999) (describing benefits of descriptive representation for disadvantaged groups). Nor do I engage in the debate among social scientists about the relationship between the number of minority representatives and the substantive representation of minority interests in legislative bodies. Compare, e.g., David Lublin, The Paradox of Representation: Racial Gerrymandering and Minority Interests in Congress (1997) (arguing that, under certain circumstances, creating majority-minority legislative districts makes the House less likely to adopt legislation favored by African Americans), with Ebonya Washington, Do Majority-Black Districts Limit Blacks’ Representation? The Case of the 1990 Redistricting, 55 J.L. & Econ. 251 (2012) (finding no evidence for the view that majority-minority districts decrease substantive minority representation in Congress).Show More Further, a focus on the choices and incentives facing individual legislators leads to relatively little engagement with some vital system-level design features, including the legislative process’s many veto points,31 31.See infra note 214 and accompanying text.Show More possible partisan biases in that process,32 32.See, e.g., Jonathan S. Gould & David E. Pozen, Structural Biases in Structural Constitutional Law, 97 N.Y.U. L. Rev. (forthcoming 2022) (manuscript at 24–29) (on file with author).Show More and unequal representation in the U.S. Senate.33 33.See sources cited supra note 28.Show More Critical as these features are to understanding and evaluating Congress, this Article’s focus is instead on how law constructs the day-to-day choices and incentives facing rank-and-file legislators. Even with these limitations, however, a close look at the legal mechanisms bearing on representation can illuminate why legislators act as they do and how they might be incentivized to act differently.34 34.In addition, space constraints preclude a full treatment of every type of law that shapes representation. The discussion that follows shows how different mechanisms—some from the law of democracy, some from legislative organization—can ratchet up or down different sorts of responsiveness. But this treatment is illustrative rather than exhaustive. Many other legal rules shape responsiveness, sometimes directly (such as rules concerning access to the franchise) and sometimes indirectly (such as rules regulating the media, which in turn shape the information ecosystem in which legislators operate). More fundamentally, representation is also constituted by foundational institutional design choices, such as the choice of a presidential rather than a parliamentary system, which are beyond my scope here.Show More

The remainder of the Article proceeds as follows. Part I makes the case for a pluralist approach to representation. It argues that legislators have normative reasons to be responsive to their constituents, interest groups, and party leaders, and further argues against categorically placing any one duty or group above all others. The next two Parts show how specific legal rules roughly instantiate a pluralist approach to representation by pulling legislators in competing directions. Part II examines the law of democracy. It notes that the reelection incentive encourages legislative responsiveness to constituents, but it also highlights how several areas of law weaken the links between legislators and their constituents and enable interest groups and party leaders to exercise considerable influence. Part III conducts a similar inquiry for internal legislative organization. It shows how legislative organization can either enhance or constrain the ability of legislators to represent their constituents, the degree of interest group power, and the amount of influence that party leaders have over their rank-and-file members. Part IV turns to implications, both for the scholarly literature and for those seeking to reform a contemporary Congress widely perceived to be broken.

  1. * Assistant Professor of Law, University of California, Berkeley. © 2021 Jonathan S. Gould. For helpful conversations and feedback, I am grateful to Jacob Abolafia, Abhay Aneja, Eric Beerbohm, Gregory Elinson, Dan Farber, Rebecca Goldstein, Vicki Jackson, Olatunde Johnson, Jacob Lipton, Jane Mansbridge, Martha Minow, David Pozen, Bertrall Ross, Nicholas Stephanopoulos, Matthew Stephenson, and commenters at Columbia Law School and Harvard’s Edmund J. Safra Center for Ethics. Thanks to Perry Abdulkadir, Derek Ha, Roger Huddle, Molly Lao, Oscar Sarabia Roman, Oliver Rosenbloom, and Daniel Twomey for excellent research assistance.
  2. See U.S. Const. art. I; see also Daniel A. Farber, William N. Eskridge, Jr., Philip P. Frickey & Jane S. Schacter, Cases and Materials on Constitutional Law 865–1078 (6th ed. 2019).
  3. See generally Barbara Sinclair, Unorthodox Lawmaking: New Legislative Processes in the U.S. Congress (5th ed. 2017); Walter J. Oleszek, Mark J. Oleszek, Elizabeth Rybicki & Bill Heniff, Jr., Congressional Procedures and the Policy Process (10th ed. 2016).
  4. The canonical account “conjure[s] up a vision of United States congressmen as single-minded seekers of reelection” and argues that such a vision “fits political reality rather well.” David R. Mayhew, Congress: The Electoral Connection 5, 6 (1974). See also Richard F. Fenno, Jr., Congressmen in Committees 1 (1973) (describing House members’ goals as “re-election, influence within the House, and good public policy”).
  5. Cf. Robert H. Mnookin & Lewis Kornhauser, Bargaining in the Shadow of the Law: The Case of Divorce, 88 Yale L.J. 950 (1979).
  6. This Article uses the term “rules” broadly to include legal rules from sources as diverse as constitutional provisions, statutes, cameral rules, judicial doctrines, and parliamentary precedents.
  7. See infra Subsection II.A.3.
  8. See infra Subsection II.A.4.
  9. See infra Section II.B.
  10. The leading law of democracy casebook does not cover internal legislative dynamics. See Samuel Issacharoff, Pamela S. Karlan, Richard H. Pildes & Nathaniel Persily, The Law of Democracy: Legal Structure of the Political Process (5th ed. 2016).
  11. See infra Section III.C.
  12. See infra Subsection III.A.1.
  13. See infra Subsection III.A.2.
  14. See infra Subsection III.B.3.
  15. Richard Primus, Unbundling Constitutionality, 80 U. Chi. L. Rev. 1079, 1127 (2013); see also A.V. Dicey, The Law of the Constitution 20 (J.W.F. Allison ed., 2013) (“[Constitutional law] includes (among other things) all rules which define the members of the sovereign power, all rules which regulate the relation of such members to each other, or which determine the mode in which the sovereign power, or the members thereof, exercise their authority.”).
  16. The groups are conceptually distinct, so this Article largely considers them separately. But they can overlap in practice: many constituents are also loyal partisans, many constituents are also active members of interest groups (either centered within or outside of the constituency), and interest groups play a key role in constituting and supporting political parties.
  17. See infra Section I.C.
  18. See infra note 25 and accompanying text.
  19. See, e.g., Richard L. Hasen, Plutocrats United: Campaign Money, the Supreme Court, and the Distortion of American Elections (2016); Lawrence Lessig, Republic, Lost: How Money Corrupts Congress—and a Plan to Stop It (2011).
  20. See infra Section IV.B.
  21. See infra note 319 and accompanying text.
  22. See infra Section IV.B.
  23. See, e.g., Hanna Fenichel Pitkin, The Concept of Representation (1967); Bernard Manin, The Principles of Representative Government (1997); Andrew Sabl, Ruling Passions: Political Offices and Democratic Ethics (2002); Nadia Urbinati, Representative Democracy: Principles and Genealogy (2006); Suzanne Dovi, The Good Representative (2007); Jane Mansbridge, Rethinking Representation, 97 Am. Pol. Sci. Rev. 515 (2003); Andrew Rehfeld, Representation Rethought: On Trustees, Delegates, and Gyroscopes in the Study of Political Representation and Democracy, 103 Am. Pol. Sci. Rev. 214 (2009); Jane Mansbridge, Clarifying the Concept of Representation, 105 Am. Pol. Sci. Rev. 621 (2011); Andrew Rehfeld, The Concepts of Representation, 105 Am. Pol. Sci. Rev. 631 (2011).
  24. See, e.g., Paul Brest, The Conscientious Legislator’s Guide to Constitutional Interpretation, 27 Stan. L. Rev. 585 (1975); Vicki C. Jackson, Pro-Constitutional Representation: Comparing the Role Obligations of Judges and Elected Representatives in Constitutional Democracy, 57 Wm. & Mary L. Rev. 1717 (2016); Neil S. Siegel, After the Trump Era: A Constitutional Role Morality for Presidents and Members of Congress, 107 Geo. L.J. 109 (2018).
  25. See infra notes 321–22 and accompanying text.
  26. There is voluminous literature on the degree and mechanisms of these groups’ influence. See, e.g., Larry M. Bartels, Unequal Democracy: The Political Economy of the New Gilded Age (2016); Martin Gilens, Affluence and Influence: Economic Inequality and Political Power in America (2012); Jacob S. Hacker & Paul Pierson, Winner-Take-All Politics: How Washington Made the Rich Richer—and Turned Its Back on the Middle Class (2010); Alexander Hertel-Fernandez, State Capture: How Conservative Activists, Big Businesses, and Wealthy Donors Reshaped the American States—and the Nation (2019); Kay Lehman Schlozman, Sidney Verba & Henry E. Brady, The Unheavenly Chorus: Unequal Political Voice and the Broken Promise of American Democracy (2012); Benjamin I. Page, Jason Seawright & Matthew J. Lacombe, Billionaires and Stealth Politics (2018).

    For dissenting views of some of this literature, see. e.g., Peter K. Enns, Relative Policy Support and Coincidental Representation, 13 Persps. on Pol. 1053, 1054 (2015) (“I show theoretically and empirically that even on those issues where the preferences of the wealthy and the median diverge . . . policy can (and does) end up about where we would expect if policymakers followed the economic median and ignored the affluent.”); Jeffrey R. Lax, Justin H. Phillips & Adam Zelizer, The Party or the Purse? Unequal Representation in the U.S. Senate, 113 Am. Pol. Sci. Rev. 917, 917 (2019) (“We find that affluent influence is overstated and itself contingent on partisanship . . . . The poor get what they want more often from Democrats. The rich get what they want more often from Republicans, but only if Republican constituents side with the rich. Thus, partisanship induces, shapes, and constrains affluent influence.”).

  27. See, e.g., Sarah Binder, The Dysfunctional Congress, 18 Ann. Rev. Pol. Sci. 85 (2015); Cynthia R. Farina, Congressional Polarization: Terminal Constitutional Dysfunction?, 115 Colum. L. Rev. 1689 (2015).
  28. Congress and the Public, Gallup News, https://news.gallup.com/poll/1600/congress-public.aspx [https://perma.cc/C7KV-QRPB] (last visited Jan. 20, 2021) (showing congressional approval ratings not greater than 40%, and frequently less than 20%, over the past fifteen years).
  29. See, e.g., Robert A. Dahl, How Democratic Is the American Constitution? 46–54 (2d ed. 2003) (criticizing unequal representation in the Senate); Sanford Levinson, Our Undemocratic Constitution: Where the Constitution Goes Wrong (and How We the People Can Correct It) 52 (2006) (noting that “the Senate can exercise a veto power on majoritarian legislation passed by the House that is deemed too costly to the interests of small states, which are overrepresented in the Senate” (emphasis omitted)); Adam Jentleson, Kill Switch: The Rise of the Modern Senate and the Crippling of American Democracy 5 (2021) (arguing that “from its inception to today, the filibuster has mainly served to empower a minority of predominately white conservatives to override our democratic system”); Frances E. Lee & Bruce I. Oppenheimer, Sizing Up the Senate: The Unequal Consequences of Equal Representation 158–222 (1999) (documenting the policy and financial advantages that accrue to small states on account of Senate representation).
  30. See, e.g., Thomas E. Mann & Norman J. Ornstein, The Broken Branch: How Congress Is Failing America and How to Get It Back on Track (2006).
  31. Thus, I do not discuss descriptive representation, the idea legislators should share demographic or other characteristics with their constituents. See, e.g., Pitkin, supra note 22, at 60–91 (situating descriptive representation within a broader taxonomy of representation); Jane Mansbridge, Should Blacks Represent Blacks and Women Represent Women? A Contingent “Yes,” 61 J. Pol. 628 (1999) (describing benefits of descriptive representation for disadvantaged groups). Nor do I engage in the debate among social scientists about the relationship between the number of minority representatives and the substantive representation of minority interests in legislative bodies. Compare, e.g., David Lublin, The Paradox of Representation: Racial Gerrymandering and Minority Interests in Congress (1997) (arguing that, under certain circumstances, creating majority-minority legislative districts makes the House less likely to adopt legislation favored by African Americans), with Ebonya Washington, Do Majority-Black Districts Limit Blacks’ Representation? The Case of the 1990 Redistricting, 55 J.L. & Econ. 251 (2012) (finding no evidence for the view that majority-minority districts decrease substantive minority representation in Congress).
  32. See infra note 214 and accompanying text.
  33. See, e.g., Jonathan S. Gould & David E. Pozen, Structural Biases in Structural Constitutional Law, 97 N.Y.U. L. Rev. (forthcoming 2022) (manuscript at 24–29) (on file with author).
  34. See sources cited supra note 28.
  35. In addition, space constraints preclude a full treatment of every type of law that shapes representation. The discussion that follows shows how different mechanisms—some from the law of democracy, some from legislative organization—can ratchet up or down different sorts of responsiveness. But this treatment is illustrative rather than exhaustive. Many other legal rules shape responsiveness, sometimes directly (such as rules concerning access to the franchise) and sometimes indirectly (such as rules regulating the media, which in turn shape the information ecosystem in which legislators operate). More fundamentally, representation is also constituted by foundational institutional design choices, such as the choice of a presidential rather than a parliamentary system, which are beyond my scope here.
  36. See, e.g., Philip Pettit, Representation, Responsive and Indicative, 17 Constellations 426, 426 (2010) (“[T]heorists have focused mainly on the responsive variety of representation.”); Pitkin, supra note 22, at 209–10 (defining political representation as “acting in the interest of the represented, in a manner responsive to them,” but recognizing conditions under which representatives may follow the interests, rather than preferences, of the represented); see also Heinz Eulau & Paul D. Karps, The Puzzle of Representation: Specifying Components of Responsiveness, 2 Legis. Stud. Q. 233, 233 (1977) (defining representation in terms of responsiveness).
  37. This Article uses the term “constituents” in its conventional sense of residents of the geographic area (district or state) that elects a legislator. Some have used the term more broadly. See, e.g., Amy Gutmann & Dennis Thompson, Democracy and Disagreement 147 (1996) (distinguishing “electoral” and “moral” constituents).
  38. 107 Cong. Rec. 15,292 (2001) (statement of Sen. Patty Murray (D-WA)).
  39. 113 Cong. Rec. 359 (2014) (statement of Sen. Johnny Isakson (R-GA)).
  40. 113 Cong. Rec. 15,620 (2013) (statement of Rep. Ronald Barber (D-AZ)).
  41. 112 Cong. Rec. 15,360 (2011) (statement of Sen. Mary Landrieu (D-LA)). But see Scott Shafer, Showhorses vs. Workhorses: What Makes an Effective US Senator?, S. Cal. Pub. Radio (Oct. 5, 2016), https://scpr.org/news/2016/10/05/65366/showhorses-vs-workhorses-what-makes-an-effective-u/ [https://perma.cc/NR7M-UE6M] (quoting the view of Sen. Patrick Leahy (D-VT) that senators should “[w]ork first for the country”).
  42. Many relationships that legislators have, such as their relationships with interest groups, are informal in character. Nonelectoral mechanisms for the citizenry to engage with legislators do not create formal links between a single legislator and a discrete group of people. Under the once-common practice of formally petitioning Congress, for example, petitions were directed to Congress as a whole, not to specific legislators. See Maggie McKinley, Lobbying and the Petition Clause, 68 Stan. L. Rev. 1131, 1136 (2016) (describing petitioning as having “more closely resembled the formal process afforded in courts” than contemporary lobbying).

    Normative arguments based on the relationship between a legislator and voters in that legislator’s constituency cannot explain why the legislator owes duties to non-voter constituents such as children, noncitizens, disenfranchised persons, or those who have voluntarily not registered to vote. But it is widely accepted in the United States that legislators should represent all constituents: “As the Framers of the Constitution and the Fourteenth Amendment comprehended, representatives serve all residents, not just those eligible or registered to vote.” See Evenwel v. Abbott, 136 S. Ct. 1120, 1132 (2016).

  43. Exceptions include the few localized issues that garner national attention, but even in those instances legislators representing the affected area typically take the lead. See, e.g., Todd Spangler, Congress Approves at Least $120M for Flint Water Fix, Detroit Free Press (Dec. 10, 2016), https://www.freep.com/story/news/local/michigan/flint-water-crisis/2016/12/10/‌congress-flint-water-funding/95243816/ [https://perma.cc/CB45-E39T].
  44. See Stephen Ansolabehere, William Leblanc & James M. Snyder Jr., When Parties Are Not Teams: Party Positions in Single-Member District and Proportional Representation Systems, 49 Econ. Theory 521, 535 (2012) (“In the list system, the parties offer a list of candidates running under their label, and the entire national electorate votes for one of the two parties. Parties win shares of seats equal to their shares of the vote. The number of seats won by the party equals the number of seats times the share of seats it deserves.”).
  45. See 2 U.S.C. § 2(c) (requiring single-member districts in the U.S. House); Am. Acad. Arts & Scis., Our Common Purpose: Reinventing American Democracy for the 21st Century 26, 71 (2020), https://amacad.org/sites/default/files/publication/downloads/2020-Democratic-Citizenship_‌Our-Common-Purpose_0.pdf [https://perma.cc/9PFR-3EAP] (noting that only ten states, nearly all of them sparsely populated, use multimember districts to elect state legislators).
  46. See, e.g., John Stuart Mill, Considerations on Representative Government, in On Liberty and Other Essays 303 (John Gray ed., Oxford Univ. Press 1991) (1859) (arguing that without proportional representation, there is necessarily “not equal government, but a government of inequality and privilege”). For an extended analysis of the inequality created by single-member districts, consider Jonathan Rodden’s findings that across western democracies, single-member districts have a consistent and significant pro-rural (and anti-urban) bias. See generally Jonathan Rodden, Why Cities Lose: The Deep Roots of the Urban-Rural Political Divide (2019).
  47. See Robert Richie & Steven Hill, The Case for Proportional Representation, Bos. Rev. (Mar. 1, 1998), http://bostonreview.net/politics/robert-richie-steven-hill-case-proportional-representation [https://perma.cc/9DRG-EKLR]; see also Issacharoff et al., supra note 9, at 609–980 (materials on U.S. jurisprudence illustrating the challenges of fairly achieving minority representation in a system of single-member districts).
  48. Wasted votes have been defined as votes for a losing candidate or votes for a winning candidate in excess of what is needed to prevail. See Nicholas O. Stephanopoulos & Eric M. McGhee, Partisan Gerrymandering and the Efficiency Gap, 82 U. Chi. L. Rev. 831, 834 (2015). For a critical perspective on the normative case for proportional representation, see Charles R. Beitz, Political Equality: An Essay in Democratic Theory 123–40 (1989).
  49. Single-member districts have at least one non-geographic benefit as well: they provide an avenue for voters to assess the quality of candidates rather than leaving that work to party leaders.
  50. Cf. Karen Orren & Stephen Skowronek, The Policy State: An American Predicament 6 (1st ed. 2017) (“[W]e argue that policy has expanded its role in American government and society by eroding the boundaries and dissolving the distinctions that once constrained policy’s reach.”).
  51. Mansbridge, Rethinking Representation, supra note 22, at 523 (“Legislators deeply allied with a particular ideological perspective often feel a responsibility to nondistrict constituents from that perspective or group,” especially when “the surrogate representative shares experiences with surrogate constituents in a way that a majority of the legislature does not.”); see also Orren & Skowronek, supra note 49, at 6.
  52. See About the CBC, Congressional Black Caucus, https://cbc.house.gov/about/ [https://perma.cc/J8Q3-AV74] (last visited Jan. 18, 2021).
  53. See Mansbridge, Rethinking Representation, supra note 22, at 523.
  54. Judicial review is often seen as the default means of serving such groups, see, e.g., United States v. Carolene Prods. Co., 304 U.S. 144, 152–53 n.4 (1938); see also John Hart Ely, Democracy and Distrust: A Theory of Judicial Review 135–180 (1980). But mechanisms promoting legislative responsiveness to interest groups can accomplish similar results. See, e.g., Daryl J. Levinson, Rights and Votes, 121 Yale L.J. 1286, 1292 (2012) (arguing that legal rules can “allocate decisionmaking power or structure decisionmaking processes in such a way as to stack the deck in favor of desirable outcomes or against undesirable ones”).
  55. See Alexis de Tocqueville, Democracy in America 180–86 (Harvey C. Mansfield & Delba Winthrop eds. & trans., Univ. of Chi. Press 2000) (1835).
  56. See generally, e.g., Robert A. Dahl, Who Governs?: Democracy and Power in an American City (1961); Robert A. Dahl, Pluralist Democracy in the United States: Conflict and Consent (1967).
  57. Robert A. Dahl, Dilemmas of Pluralist Democracy: Autonomy vs. Control 1 (1982). Dahl does warn that interest groups at times use their power “to foster the narrow egoism of their members at the expense of concerns for a broader public good.” Id.
  58. See supra note 25 (citing sources).
  59. See John G. Bullock, Elite Influence on Public Opinion in an Informed Electorate, 105 Am. Pol. Sci. Rev. 496, 497–98 (2011) (reviewing literature on voters’ use of “party cues”).
  60. This account of party loyalty would not require adherence to every party position, but it would require general fidelity to the party’s core priorities or, put in negative terms, that legislators not switch parties between elections or otherwise actively impede their party’s agenda.
  61. E.E. Schattschneider, Party Government 1 (1942); see also Daryl J. Levinson & Richard H. Pildes, Separation of Parties, Not Powers, 119 Harv. L. Rev. 2311, 2385 (2006) (“From nearly the start of the American republic . . . [t]he enduring institutional form of democratic political competition has turned out to be not branches but political parties.”).
  62. Further, many of the most important interest groups in American politics derive their power from serving as key parts of one or the other party’s coalition.
  63. See, e.g., Edmund Burke, Speech to the Electors of Bristol, on His Being Declared by the Sheriffs Duly Elected One of the Representatives in Parliament for that City (1774), reprinted in 2 The Works of the Right Honourable Edmund Burke 96 (John C. Nimmo ed., 1887) (“Parliament is not a congress of ambassadors from different and hostile interests . . . Parliament is a deliberative assembly of one nation, with one interest, that of the whole—where not local purposes, not local prejudices, ought to guide, but the general good, resulting from the general reason of the whole. You choose a member, indeed; but when you have chosen him, he is not a member of Bristol, but he is a member of Parliament.”); see also Documents Relating to New-England Federalism, 1800–1815 at 195 (Henry Adams ed., 1877) (“The Senate of the United States is a branch of the legislature; and each Senator is a representative, not of a single State, but of the whole Union. His vote is not the vote of his State, but his own individually; and his constituents have not even the power of recalling him, nor of controlling his constitutional action by their instructions.” (quoting John Adams)); U.S. Term Limits, Inc. v. Thornton, 514 U.S. 779, 837–38 (1995) (“Members of Congress are chosen by separate constituencies . . . they become, when elected, servants of the people of the United States. They are not merely delegates appointed by separate, sovereign States; they occupy offices that are integral and essential components of a single National Government.”).
  64. See, e.g., Gary W. Cox & Mathew D. McCubbins, Setting the Agenda: Responsible Party Government in the U.S. House of Representatives 218 (2005) (“When a party successfully influences one of its members’ votes this typically means that the member will cast a vote at odds with her constituents’ opinions.”); Jamie L. Carson, Gregory Koger, Matthew J. Lebo & Everett Young, The Electoral Costs of Party Loyalty in Congress, 54 Am. J. Pol. Sci. 598, 601 (2010) (“If [legislators] vote with the party on controversial or highly salient issues, they risk alienating their political base in the next election. But, if they repeatedly vote in line with their district and against the party, then they may lose favor with the party leadership and risk sanctions.” (internal citation omitted)).
  65. See Carson et al., supra note 63, at 601; see also id. at 598 (discussing findings suggesting that party loyalty on divisive votes can be a political liability for incumbent House members). In addition to party leaders and general election electorates, legislators must also be mindful of their primary electorates, which are often more extreme than either party leaders or their constituencies as a whole. See infra Subsections II.A.3, II.C.2.
  66. Senator John McCain’s (R-AZ) vote against repealing the Affordable Care Act in 2017 is illustrative. Repeal was a top policy priority of Republican Party leaders in both the legislative and executive branches, but it would have cost Arizona’s Medicaid program $7.1 billion over nine years. This was front of mind for McCain, who crassly stated his fear that “Arizona was about to get screwed” by repeal. Paige Winfield Cunningham, The Health 202: Here’s Why John McCain Voted ‘No’ on Health Care, Wash. Post (Aug. 4, 2017), https://www.washingtonpost.com/news/powerpost/paloma/the-health-202/2017/08/04/the-health-202-here-s-why-john-mccain-voted-no-on-health-care/59837b3d30fb045fdaef10f6 [https://perma.cc/5M9M-F4RU].
  67. The relationship between responsiveness to parties and interest groups is more complex, given some political scientists’ views of the parties themselves as merely collections of interest groups. See, e.g., Kathleen Bawn et. al., A Theory of Political Parties: Groups, Policy Demands and Nominations in American Politics, 10 Persps. on Pol. 571, 571 (2012) (“We propose a theory of political parties in which interest groups and activists are the key actors, and coalitions of groups develop common agendas and screen candidates for party nominations based on loyalty to their agendas. This theoretical stance contrasts with currently dominant theories, which view parties as controlled by election-minded politicians.”). Regardless of the ultimate foundation of the political parties, however, this Article’s discussion of legislative responsiveness to parties focuses on responsiveness to party leaders, rather than the interest groups that help make up the parties.
  68. Dennis F. Thompson, Political Ethics and Public Office 99 (1987); see also Amy Gutmann & Dennis Thompson, The Theory of Legislative Ethics, in Representation and Responsibility: Exploring Legislative Ethics 171 (Bruce Jennings & Daniel Callahan eds., 1985) (“Even if we were able to spell out all the possible roles a legislator might legitimately adopt, we would not yet have a theory of representation, because we would not have indicated which role a representative ought to adopt. Such a theory, however, is probably not possible in [the] face of the manifold conditions that affect the choice of roles. General principles instructing legislators on which role to adopt usually prove inadequate.”). These ideas have a long lineage in both democratic theory, see, e.g., Mill, supra note 45, at 373–83 (arguing against legislative instruction), and in political science, see, e.g., Warren E. Miller & Donald E. Stokes, Constituency Influence in Congress, 57 Am. Pol. Sci. Rev. 45, 56 (1963) (arguing that “no single tradition of representation fully accords with the realities of American legislative politics” and describing instead “a mixture, to which the Burkean, instructed-delegate, and responsible-party models all can be said to have contributed elements”).
  69. More formally, under a pluralist approach to legislative representation, the concept implicates multiple values that are not reducible either to each other or to any single supervalue. Cf. Elinor Mason, Value Pluralism, in Stanford Encyclopedia of Philosophy (Edward N. Zalta ed., 2018), https://plato.stanford.edu/entries/value-pluralism/ [https://perma.cc/7YNG-J3NX]. This understanding of pluralism, drawn from moral philosophy, is distinct from the term’s use by political scientists to describe the work of Robert Dahl and his followers. See supra notes 55–56 and accompanying text.
  70. See, e.g., Burke, supra note 62, at 96; Mill, supra note 45, at 354; Pitkin, supra note 22, at 146, 209.
  71. See Mansbridge, Clarifying the Concept of Representation, supra note 22, at 624–28; Rehfeld, Representation Rethought, supra note 22, at 221–25.
  72. On these and other modalities of interpretation, see Philip Bobbitt, Constitutional Fate: Theory of the Constitution 3–119 (1982); Richard H. Fallon, Jr., A Constructivist Coherence Theory of Constitutional Interpretation, 100 Harv. L. Rev. 1189, 1192–1209 (1987).
  73. See, e.g., Ethan J. Leib, The Perpetual Anxiety of Living Constitutionalism, 24 Const. Comment. 353, 358 n.15 (2007) (noting “the relative weight originalists give certain modalities as compared to the living constitutionalists”).
  74. See, e.g., Philip Bobbitt, Constitutional Interpretation 155–62 (1991) (arguing that when multiple modalities are in tension the conscience of the judge should control, rather than a fixed hierarchy of modalities); Fallon, supra note 71, at 1243–46 (setting out a hierarchy of modalities, but characterizing the hierarchy as tentative and noting that it will not definitively resolve all cases).
  75. Arguments based on partisan advantage, religious dogma, or crude cost-benefit analysis are widely regarded as out of bounds. See Bobbitt, supra note 71, at 6; David E. Pozen & Adam M. Samaha, Anti-Modalities, 119 Mich. L. Rev. 729, 746–68 (2021).
  76. See 1 Annals of Cong. 761–73 (1789) (deliberations in House of Representatives over inclusion of a right to instruct in a draft of the First Amendment); see also Cook v. Gralike, 531 U.S. 510, 521 (2001) (“[T]he First Congress rejected a proposal to insert a right of the people ‘to instruct their representatives’ into what would become the First Amendment.” (internal citation omitted)).
  77. Gordon S. Wood, The Creation of the American Republic: 1776–1787, at 189 (1969).
  78. See, e.g., Richard A. Primus, The American Language of Rights 96 (1999) (describing “the strength of support for a right to instruct during the Founding” and noting that “the idea was often popular, codified into more than one state constitution, and required serious debate in Congress”).
  79. This is not to say that politics would have been excised from legislative representation. To the contrary, constituents, interest groups, and parties would have clashed in the process of writing instructions. But a right to instruct would have made representation simpler for the legislator, who would have merely been tasked with following the instructions that they were given.
  80. See, e.g., G.C. Malhotra, Anti-Defection Law in India and the Commonwealth (2005); Csaba Nikolenyi, The Adoption of Anti-Defection Laws in Parliamentary Democracies, 15 Election L.J. 96 (2016); Csaba Nikolenyi & Shaul R. Shenhav, The Constitutionalisation of Party Unity: The Origins of Anti-Defection Laws in India and Israel, 21 J. Legis. Stud. 390 (2015); Kenneth Janda, Laws Against Party Switching, Defecting, or Floor Crossing in National Parliaments (Legis. Reg. of Pol. Parties, Working Paper No. 2, 2009), http://www.partylaw.leidenuniv.nl/uploads/wp0209.pdf [https://perma.cc/K8D3-582G].
  81. This Article focuses only on legislators’ lawmaking activities and brackets the many non-legislative activities that they regularly engage in. See, e.g., Mayhew, supra note 3, at 49–73 (discussing ways in which legislators seek to improve their public reputations); Joshua Bone, Stop Ignoring Pork and Potholes: Election Law and Constituent Service, 123 Yale L.J. 1406 (2014) (discussing provision of constituent services).
  82. This is a claim about the incentives that law creates. As a general matter, while law shapes incentives, it does not determine legislators’ normative duties or alter whatever background duties they have. But legislators do have a general “fundamental natural duty . . . to support and to comply with just institutions,” John Rawls, A Theory of Justice 115 (1971), and the requirements imposed by that duty will differ depending on the content of legislative organization and procedure. Moreover, law might affect how legislators perceive their normative duties, even when it does not affect the content of those duties. Cf. Bert I. Huang, Law and Moral Dilemmas, 130 Harv. L. Rev. 659, 688–95 (2016) (reviewing The Trolley Problem Mysteries (2015)) (showing that liability rules influence experimental subjects’ intuitions about moral duties).
  83. See, e.g., Nicholas O. Stephanopoulos, Aligning Campaign Finance Law, 101 Va. L. Rev. 1425, 1428 (2015) (arguing that campaign finance bears on the “interest [in] the promotion of alignment between voters’ policy preferences and their government’s policy”); Deborah Hellman, Defining Corruption and Constitutionalizing Democracy, 111 Mich. L. Rev. 1385, 1391 (2013) (arguing that law of democracy doctrines “impl[y] a commitment to a particular, contested theory of representation”); Bruce E. Cain, Moralism and Realism in Campaign Finance Reform, 1995 U. Chi. Legal F. 111, 134 (noting an “emerging consensus that current practices in campaign finance are undermining the one person, one vote logic of representation in the single-member voting system”).
  84. See supra note 44 and accompanying text. Intuitive as single-member districts are in the United States, democratic representation does not require geographic districting. See, e.g., Basic Law: the Knesset § 4, translated in Israel’s Written Constitution 27 (5th ed. 2006) (providing that Israel’s parliament be elected in a nationwide, proportional election). Nor, in earlier periods, did all view representation as requiring elections at all. See, e.g., Quentin Skinner, Hobbes on Representation, 13 Eur. J. Phil. 155, 175 (2005) (discussing Thomas Hobbes’s account of a king representing the people); Alexander A. Guerrero, Against Elections: The Lottocratic Alternative, 42 Phil. & Pub. Affs. 135, 154–55 (2014) (noting the selection of public officials by lottery in ancient Athens and in late-medieval and early-renaissance Italy).
  85. Frances E. Lee, Geographic Representation and the U.S. Congress, 67 Md. L. Rev. 51, 53 (2007). While most Americans take geographic constituencies for granted, Lee contrasts U.S. House elections with elections in nearly all other democracies, which have “implicitly acknowledged that political parties are more important as expressions of voters’ values and interests than their local concerns, and hence have adopted some form of [proportional representation].” Id.
  86. See Mayhew, supra note 3, at 16–17 (“Reelection underlies everything else, as indeed it should if we are to expect that the relation between politicians and the public will be one of accountability.”).
  87. Most activities other than voting (such as lobbying or making campaign contributions) are not limited to constituents alone. See supra Section II.B, Subsections III.B.1–2. But at least one other area of law likewise treats the legislator-constituent relationship as distinct: the franking privilege allows members of Congress to send postage-free mailings to constituents but not to non-constituents. 39 U.S.C. § 3210(a)(7) (2018); see also Benjamin Ginsberg & Kathryn Wagner Hill, Congress: The First Branch 83 (2019) (discussing franking).
  88. See, e.g., Stephen Ansolabehere & Shiro Kuriwaki, Congressional Representation: Accountability from the Constituent’s Perspective, Am. J. Pol. Sci. (forthcoming) (manuscript at 29–30), https://osf.io/preprints/socarxiv/zuskq [https://perma.cc/SN5U-M79X] (arguing that “constituents hold their representatives accountable for their votes on key legislative decisions,” and providing evidence showing that “voters can punish representatives with whom they disagree on legislative decisions, even if the representative is a copartisan”). Evidence also suggests that legislators want to be responsive to constituent opinions, at least in some circumstances. See, e.g., Daniel M. Butler & David W. Nickerson, Can Learning Constituency Opinion Affect How Legislators Vote? Results from a Field Experiment, 6 Q.J. Pol. Sci. 55 (2011) (providing a randomly selected group of state legislators with public opinion data from their constituents and finding that legislators who received the public opinion data were considerably more likely to vote in line with constituent opinion than those who did not).
  89. See Eulau & Karps, supra note 35, at 235 (“[R]epresentatives are influenced in their conduct by many forces or pressures or linkages other than those arising out of the electoral connection and . . . restricting the study of representation to the electoral connection produces a very limited vision of the representational process.”).
  90. See Benjamin G. Bishin, Tyranny of the Minority: The Subconstituency Politics Theory of Representation 10 (2009) (developing a theory of “subconstituency” representation, defined as occurring “when politicians advocate the preferences of groups of intense citizens over those of the majority in a district”).
  91. Mechanisms that loosen constituent control reduce only the likelihood of a delegate approach to representation; one might still think that room remains for legislators to act as trustees. Cf. supra notes 69–70 and accompanying text (discussing the delegate-trustee distinction). But legislators who are not incentivized to act as delegates for the preferences of their constituents are not likely to turn to trustee-style representation. Instead, they are likely to opt for responsiveness to groups other than their constituents, such as interest groups from outside their districts or their political parties. See infra notes 116–17 and accompanying text (elaborating on this dynamic).

    Design choices that weaken responsiveness to constituents are not necessarily unjustified, as there are often other reasons to support such designs. Longer terms, for example, allow legislators to accumulate expertise and incentivize legislators to invest energy in the policymaking process. See, e.g., The Federalist No. 64, at 392 (John Jay) (“The duration [of Senate terms] prescribed is such as will give them an opportunity of greatly extending their political informations, and of rendering their accumulating experience more and more beneficial to their country.”); Rocío Titiunik, Drawing Your Senator From a Jar: Term Length and Legislative Behavior, 4 Pol. Sci. Res. & Methods 293, 293 (2016) (using random assignment of term length in three state senates to show that senators serving shorter terms abstain more often and introduce fewer bills than those serving longer terms). Similar arguments could be made in support of other mechanisms that temper electoral accountability to constituents.

  92. U.S. Const. art. I, § 2, cl. 1 (House terms of two years); id. art. I, § 3, cl. 1 (Senate terms of six years); see Nat’l Conf. of State Legislatures, Number of Legislators and Length of Terms in Years (Aug. 9, 2019), https://www.ncsl.org/research/about-state-legislatures/‌number-of-legislators-and-length-of-terms.aspx [https://perma.cc/T4FQ-QQ4G] (state legislative terms of two or four years).
  93. Institutional designers also use term length to shape the extent of accountability in non-legislative contexts. See, e.g., U.S. Const. art. III, § 1 (life tenure during good behavior for federal judges); 28 U.S.C. § 532 note (ten-year term for FBI directors), 12 U.S.C. § 241 (fourteen-year terms for members of the Federal Reserve Board of Governors).
  94. See Recall of State Officials, Nat’l Conf. of State Legislatures (July 8, 2019), https://www.ncsl.org/research/elections-and-campaigns/recall-of-state-officials.aspx [https://perma.cc/C68U-KZNG].
  95. See, e.g., Mont. Code Ann. § 2-16-603 (2019) (requiring, for recall, “[p]hysical or mental lack of fitness, incompetence, violation of the oath of office, official misconduct, or conviction of [certain enumerated] felony offense[s]”); R.I. Const. art. IV, § 1 (requiring, for recall, a “general officer who has been indicted or informed against for a felony, convicted of a misdemeanor, or against whom a finding of probable cause of violation of the code of ethics has been made by the ethics commission”).
  96. Heather Asiyanbi, Review: Road to Recall for State Sen. Van Wanggaard, Patch (Jan 16, 2012, 2:04 AM), https://patch.com/wisconsin/mountpleasant/review-road-to-recall-for-state-sen-van-wanggaard [https://perma.cc/XK8J-QD3E].
  97. Lynn Bartels, Kurtis Lee & Joey Bunch, Colorado Senate President John Morse, State Sen. Angela Giron Ousted, Denver Post (Apr. 28, 2016, 9:44 AM), https://www.denverpost.com/2013/09/10/colorado-senate-president-john-morse-state-sen-angela-giron-ousted/ [https://perma.cc/EH66-5DHF].
  98. The Term-Limited States, Nat’l Conf. of State Legislatures (Nov. 12, 2020), https://www.ncsl.org/research/about-state-legislatures/chart-of-term-limits-states.aspx [https://perma.cc/76KV-7HE3].
  99. See Alan Greenblatt, Term Limits Could Hurt Republicans in 2018, Governing (Aug. 16, 2017), https://www.governing.com/archive/gov-term-limits-state-legislative-republicans-2018. html [https://perma.cc/94AY-M5YB].
  100. See, e.g., Institutional Change in American Politics: The Case of Term Limits (Karl T. Kurtz, Bruce Cain & Richard G. Niemi eds., 2007); John M. Carey, Richard G. Niemi & Lynda W. Powell, Term Limits in State Legislatures (2000).
  101. See Carey et al., supra note 99, at 41–64 (providing evidence of term limits’ effects on legislative behavior).
  102. See, e.g., Justin Grimmer, Appropriators Not Position Takers: The Distorting Effects of Electoral Incentives on Congressional Representation, 57 Am. J. Pol. Sci. 624 (2013) (showing that senators in safer seats more frequently take positions on national issues than senators from more competitive seats).
  103. Legislators from seats that are safe in the general election may nonetheless face competition in party primaries. See infra Subsection II.A.3.
  104. Bush v. Vera, 517 U.S. 952, 964 (1996) (citing cases).
  105. Samuel Issacharoff, Gerrymandering and Political Cartels, 116 Harv. L. Rev. 593, 597 (2002).
  106. See, e.g., Samuel Issacharoff & Richard H. Pildes, Politics as Markets: Partisan Lockups of the Democratic Process, 50 Stan. L. Rev. 643, 644 (1998) (“This article explores the ways in which dominant parties manage to lock up political institutions to forestall competition, with a principal focus on the failure of the institution best positioned to destabilize these lockups, the United States Supreme Court, to develop a theoretical framework that would enable effective judicial performance of this role.”).
  107. See Issacharoff, supra note 104, at 615 (describing competition as “critical to the ability of voters to ensure the responsiveness of elected officials to the voters’ interests through the after-the-fact capacity to vote those officials out of office”).
  108. Mayhew, supra note 3, at 45.
  109. See Shigeo Hirano & James M. Snyder, Jr., Primary Elections in the United States 1–2 (2019) (providing examples).
  110. See David W. Brady, Hahrie Han & Jeremy C. Pope, Primary Elections and Candidate Ideology: Out of Step with the Primary Electorate?, 32 Legis. Stud. Q. 79 (2007) (empirically showing that congressional candidates position themselves closer to primary electorates than to median district preferences).
  111. See, e.g., Joseph Bafumi & Michael C. Herron, Leapfrog Representation and Extremism: A Study of American Voters and Their Members in Congress, 104 Am. Pol. Sci. Rev. 519, 519 (2010) (using roll-call and public opinion data to show that “members of Congress are more extreme than their constituents” and that “when a congressional legislator is replaced by a new member of the opposite party, one relative extremist is replaced by an opposing extremist”).
  112. Bishin, supra note 89, at 120 (quoting Sen. Rick Santorum (R-PA), as reported by Dennis Roddy, How Santorum Advanced the Gay-Rights Debate in the Wrong Way, Pitt. Post-Gazette, Apr. 27, 2003 at B1).
  113. Preferences and interests are conceptually distinct from demographic characteristics such as race, ethnicity, class, and so forth, but they are often highly correlated. The importance of demographics to politics both explains and justifies the fact that empirical work measuring the extent of a district’s homogeneity or heterogeneity often does so by reference to demographic variables.
  114. See, e.g., Matthew S. Levendusky & Jeremy C. Pope, Measuring Aggregate‐Level Ideological Heterogeneity, 35 Legis. Stud. Q. 259, 260–61 (2010) (“If more constituents fundamentally disagree about an issue, then more constituents will always be unhappy with any decision the legislator makes and may therefore be receptive to a potential challenger. When representing a heterogeneous district, a legislator must solve a more complex decision-making calculus, not only for roll-call votes, but for time and resource allocation.”).
  115. Nicholas O. Stephanopoulos, Redistricting and the Territorial Community, 160 U. Pa. L. Rev. 1379, 1393 (2012) (“[H]eterogeneous districts should pose a greater representational challenge since they make it trickier both to discern districts’ needs and to satisfy them effectively.”); see also Prosser v. Elections Bd., 793 F. Supp. 859, 863 (W.D. Wis. 1992) (per curiam) (“[R]epresentative democracy cannot be achieved merely by assuring population equality across districts. To be an effective representative, a legislator must represent a district that has a reasonable homogeneity of needs and interests; otherwise the policies he supports will not represent the preferences of most of his constituents.”).
  116. Ginsberg & Hill, supra note 86, at 84–85 (discussing Sen. Jeff Bingaman (D-NM)).
  117. See generally Bishin, supra note 89 (furnishing a “subconstituency theory” of representation).
  118. Nicholas O. Stephanopoulos, Spatial Diversity, 125 Harv. L. Rev. 1903, 1907 (2012); see also id. at 1945–46 (“A district’s underlying partisan orientation was thus a far better predictor of its member’s voting record if the district was highly heterogeneous. If the district was highly homogeneous, then partisan slant was a much less significant factor, and, to reiterate, residents’ actual characteristics were much more influential. . . . Elected officials from spatially diverse districts are indeed more sensitive to partisan pressures than to the evident interests of their constituents.” (footnotes omitted)); Elisabeth R. Gerber & Jeffrey B. Lewis, Beyond the Median: Voter Preferences, District Heterogeneity, and Political Representation, 112 J. Pol. Econ. 1364 (2004) (finding that legislators in more homogenous districts are more constrained by median voter preferences); Michael Bailey & David W. Brady, Heterogeneity and Representation: The Senate and Free Trade, 42 Am. J. Pol. Sci. 524 (1998) (finding that on trade-related issues, state-specific characteristics were predictive of senators’ votes in more homogeneous states, while ideology and party were more predictive of votes by senators from more heterogeneous states).
  119. See Nat’l Conf. of State Legislatures, 2010 Constituents Per State Legislative District Table (last visited Jan. 22, 2021), https://www.ncsl.org/research/about-state-legislatures/‌2010-constituents-per-state-legislative-district.aspx [https://perma.cc/365Q-VNR8].
  120. See id.
  121. See Josh Whitehead, A Look at City Council Size Around the Country, Smart City Memphis (May 3, 2010), https://www.smartcitymemphis.com/2010/05/a-look-at-city-councils-around-the-country/ [https://perma.cc/X853-X8HA].
  122. Drew DeSilver, U.S. Population Keeps Growing, but House of Representatives is Same Size as in Taft Era, Pew Rsch. Ctr. (May 31, 2018), https://www.pewresearch.org/fact-tank/2018/05/31/u-s-population-keeps-growing-but-house-of-representatives-is-same-size-as-in-taft-era/ [https://perma.cc/2J9A-76PU] (“[T]he representation ratio has more than tripled—from one representative for every 209,447 people in 1910 to one for every 747,184 as of last year [2017].”).
  123. See id.
  124. The state constitution sets the size of the House of Representatives at 150 members, Tex. Const. art. III, § 2, while the state’s population rose from slightly over 11 million in 1970 to slightly over 28 million in 2017, Tex. State Libr. & Archives Comm’n, United States and Texas Populations 1850–2017, https://www.tsl.texas.gov/ref/abouttx/census.html [https://perma.cc/8AGW-DWMW].
  125. See 52 U.S.C. § 10301(a) (barring practices which “result[] in a denial or abridgement of the right of any citizen of the United States to vote on account of race or color”); see also Thornburg v. Gingles, 478 U.S. 30, 50–51 (1986) (enumerating factors for evaluating vote-dilution claims).
  126. Majority-minority districts “are usually heterogeneous with respect to both race and other politically salient factors.” Nicholas O. Stephanopoulos, Our Electoral Exceptionalism, 80 U. Chi. L. Rev. 769, 817 (2013). Because otherwise disparate communities often have to be brought together to form majority-African American districts, those districts are often “more diverse than their peers with respect to crucial factors other than African American background, such as socioeconomic status, urban versus suburban location, and Hispanic ethnicity.” Id. at 818 & n.223.
  127. In holding that certain majority-minority districts violate the Equal Protection Clause, the Supreme Court lamented in Shaw v. Reno that districts included individuals who were “widely separated by geographical and political boundaries.” 509 U.S. 630, 647 (1993). This was exemplified, for the Court, by a North Carolina district that moved “in snakelike fashion through tobacco country, financial centers, and manufacturing areas.” Id. at 635.
  128. Stephanopoulos, supra note 125, at 816 fig.3 (cataloguing these and other districting criteria with respect to whether they are diversifying or homogenizing); see also Nat’l Conf. of State Legislatures, Redistricting Criteria, (Apr. 23, 2019), https://www.ncsl.org/research/‌redistricting/redistricting-criteria.aspx [https://perma.cc/WQ8T-AQKG] (providing an overview of districting criteria used in each state).

    Before leaving the topic of district composition, note a tension between district homogeneity and district competitiveness. Greater homogeneity and greater competitiveness each promote legislative responsiveness to constituents, but those two features of districts can be at cross-purposes with one another: a district in which residents’ political preferences are more homogenous will be less competitive, and a district that is more competitive will necessarily contain a degree of preference diversity. This tension points toward two distinct ways of promoting an electoral connection between legislators and constituents. Competitiveness can promote legislators’ attending to their districts, given the constant risk that they lose reelection, but the diversity that necessarily accompanies competitive districts means that legislators will at times have no choice but to prioritize some constituents above others. Homogeneity can make it easier for legislators to represent all of their constituents, but sufficient homogeneity to enable that sort of representation can give rise to safe seats in which legislators are at no risk of losing general elections, which can also undermine legislators’ connections with their constituencies. It is not clear what sort of district—and what precise blend of competitiveness and homogeneity—best enables legislators’ responsiveness to their constituencies. But it is clear that district composition matters for how legislators go about representing their constituents.

  129. Compare, e.g., Thomas Stratmann, Can Special Interests Buy Congressional Votes? Evidence from Financial Services Legislation, 45 J.L. & Econ. 345, 345 (2002) (“I find evidence that changes in contribution levels determine changes in roll call voting behavior.”), with, e.g., Stephen Ansolabehere, John M. de Figueiredo & James M. Synder Jr., Why Is There so Little Money in U.S. Politics?, 17 J. Econ. Persps. 105, 125 (2003) (“It doesn’t seem accurate to view campaign contributions as a way of investing in political outcomes.”). See also Lynda W. Powell, The Influence of Campaign Contributions on the Legislative Process, 9 Duke J. Const. L. & Pub. Pol’y 75 (2014) (reviewing relevant literature).
  130. The convergence between donor interests and public policy has several possible causes: the time that legislators spend meeting with donors, legislators receiving self-serving information from donors, or legislators receiving positive or negative feedback from donors about their performance. See, e.g., Martin Gilens & Benjamin I. Page, Testing Theories of American Politics: Elites, Interest Groups, and Average Citizens, 12 Persps. on Pol. 564, 567 (2014).
  131. See Richard Briffault, Of Constituents and Contributors, 2015 U. Chi. Legal F. 29, 55–60 (discussing VanNatta v. Keisling, 151 F.3d 1215 (9th Cir. 1998), which struck down an Oregon ban on state candidates accepting any contributions from outside of the districts in which they are running, and Landell v. Sorrell, 382 F.3d 91 (2d Cir. 2004), rev’d on other issues sub nom. Randall v. Sorrell, 548 U.S. 230 (2006), which struck down a Vermont law imposing a 25% cap on what percentage of funds state candidates, political parties, and PACs could accept from outside the state); George J. Somi, The Death of Non-Resident Contribution Limit Bans and the Birth of the New Small, Swing State, 28 Wm. & Mary Bill Rts. J. 995, 1002–11 (2020) (discussing VanNatta, Landell, and other litigation on the topic); see also, e.g., Thompson v. Hebdon, 909 F.3d 1027, 1031, 1041–43 (9th Cir. 2018) (striking down an Alaska law that limited state candidates from accepting more than $3,000 per year from out-of-state contributors by concluding that a state interest in combatting undue influence of donations by non-constituents “is no longer sound after Citizens United and McCutcheon”).
  132. 572 U.S. 185 (2014).
  133. Id. at 227 (plurality opinion).
  134. See Verified Complaint at 5, 11–12, McCutcheon v. FEC, 893 F. Supp. 2d 133 (D.D.C. 2012) (No. 1:12-cv-01034-JEB).
  135. See Briffault, supra note 130, at 62.
  136. See id. at 39–43. For state-level elections, rules allowing campaign contributions to cross state lines “allow[] individuals who feel alienated from their own state government to affiliate with another state government.” Jessica Bulman-Pozen, Partisan Federalism, 127 Harv. L. Rev. 1077, 1140 (2014).
  137. See, e.g., Lucia Geng, From South Carolina to Maine, Out-of-State Donors Give Big in Senate Races, Ctr. for Responsive Pol. (Oct. 22, 2020, 11:57 AM), https://www.opensecrets.org/news/2020/10/senate-races-outstate-donors [https://perma.cc/‌Q2UQ-WZV6]; Bill Allison & Aaron Kessler, Georgia Senate Runoffs Fueled Mostly by Out-of-State Donors, Bloomberg (Dec. 16, 2020, 4:52 PM), https://www.bloomberg.com/‌news/articles/2020-12-16/georgia-senate-runoffs-fueled-mostly-by-out-of-state-donors [https://perma.cc/G7C3-2XHZ].
  138. See In-District vs. Out-of-District, Ctr. For Responsive Pol., https://www.opensecrets.org/elections-overview/in-district-vs-out-of-district?cycle=2018‌&display=T [https://perma.cc/8GME-RUFQ] (showing that nearly half of legislators raises more than three-quarters of their campaign funds from non-constituent contributions); see also James G. Gimpel, Frances E. Lee & Shanna Pearson-Merkowitz, The Check Is in the Mail: Interdistrict Funding Flows in Congressional Elections, 52 Am. J. Pol. Sci. 373, 373 (2008) (showing that “nonresident contributions are primarily partisan and strategic in nature, rather than access-oriented or expressive/identity-based,” and that “[f]unds are efficiently redistributed from a small number of highly educated, wealthy congressional districts to competitive districts anywhere in the country”).
  139. See, e.g., Joe Light, Bill Allison & Rachael Dottle, Wall Street Put Its Money on the 2020 Election’s Winners, Bloomberg (Dec. 10, 2020), https://www.bloomberg.com/‌graphics/2020-wall-street-election-winners/ [https://perma.cc/L4GN-P9AM]; Factbox: U.S. Democrats on House Antitrust Panel Scored Biggest Big Tech Donations, Reuters (July 29, 2020, 6:16 AM), https://www.reuters.com/article/us-usa-tech-congress-lobbying-factbox/‌factbox-u-s-democrats-on-house-antitrust-panel-scored-biggest-big-tech-donations-idUSKCN24U1H4 [https://perma.cc/V29K-98JF].
  140. Shoshana Zuboff, The Coup We Are Not Talking About, N.Y. Times (Jan. 29, 2021), https://www.nytimes.com/2021/01/29/opinion/sunday/facebook-surveillance-society-technology.html [https://perma.cc/85BT-K9H3].
  141. See, e.g., Our Candidates, LGBTQ Victory Fund, https://victoryfund.org/our-candidates/ [https://perma.cc/DWR2-P2ZR] (last visited Jan. 21, 2021) (soliciting donations to “build long-term LGBTQ political power by helping elect LGBTQ leaders at every level of government”).
  142. Danielle M. Thomsen & Michele L. Swers, Which Women Can Run? Gender, Partisanship, and Candidate Donor Networks, 70 Pol. Rsch. Q. 449, 449–50 (2017); see also id. at 450 (noting that candidate gender is “largely irrelevant” to Republican donors).
  143. See generally Foreign in a Domestic Sense: Puerto Rico, American Expansion, and the Constitution (Christina Duffy Burnett & Burke Marshall eds., 2001) (discussing Puerto Rico’s legal status).
  144. “I represent two districts,” Rep. José Serrano (D-NY) has said, “one in the Bronx and one that’s Puerto Rico.” See Rick Rojas, Anguish Turns to Fury for Leaders with Ties to Ailing Puerto Rico, N.Y. Times, Oct. 10, 2017, at A14. By allowing citizens to influence legislators for whom they cannot vote, campaign finance law provides a channel for legislators to be responsive to non-constituents. In one recent election cycle, a mainland legislator raised one-fifth of her campaign funds from the San Juan metropolitan area and was later among Congress’s strongest proponents of federal funds to rebuild Puerto Rico in the aftermath of major hurricanes. See Rep. Nydia M. Velázquez—New York District 07, Ctr. For Responsive Pol., https://www.opensecrets.org/members-of-congress/geography?cid=N00001102&‌cycle=2016 [https://perma.cc/QP73-7M2L].
  145. Jacob M. Grumbach & Alexander Sahn, Race and Representation in Campaign Finance, 114 Am. Pol. Sci. Rev. 206, 206 (2020).
  146. David Fontana, The Geography of Campaign Finance Law, 90 S. Cal. L. Rev. 1247, 1273 (2017).
  147. Anne E. Baker, Getting Short-Changed? The Impact of Outside Money on District Representation, 97 Soc. Sci. Q. 1096, 1104 (2016). Within-district contributions do not, Baker finds, meaningfully counteract the influence of outside contributions. See id. at 1106.
  148. Id. (internal citation omitted).
  149. Stephanopoulos, Aligning Campaign Finance Law, supra note 82, at 1431.
  150. See supra notes 130–34 and accompanying text.
  151. See 52 U.S.C. § 30121(a).
  152. See Bluman v. FEC, 800 F. Supp. 2d 281, 288 (D.D.C. 2011) (three-judge panel), aff’d, 565 U.S. 1104 (2012) (mem.).
  153. Id. An earlier line of cases likewise allows the exclusion of noncitizens from various aspects of the political process. See Cabell v. Chavez-Salido, 454 U.S. 432 (1982); Foley v. Connelie, 435 U.S. 291 (1978); Sugarman v. Dougall, 413 U.S. 634 (1973).
  154. See Bluman, 800 F. Supp. 2d at 290 (expressly distinguishing foreign nationals from “citizens of other states and municipalities,” noting that only the latter are “members of the American political community,” and concluding that “[t]he compelling interest that justifies Congress in restraining foreign nationals’ participation in American elections—namely, preventing foreign influence over the U.S. government—does not apply equally to . . . citizens of other states and municipalities”).
  155. Kathryn Pearson, Party Discipline in the U.S. House of Representatives 146 (2015); see also id. at 146–60 (providing evidence of how party leaders distribute campaign funds to promote party loyalty).
  156. See C. Lawrence Evans, The Whips: Building Party Coalitions in Congress 54–55 (2018) (describing the Republican Party’s financial and other campaign support for a legislator who cast a difficult vote in favor of the party’s position on a trade issue).
  157. See Lou Dubose & Jan Reid, The Hammer: Tom DeLay, God, Money, and the Rise of the Republican Congress 100, 149 (2004).
  158. See Marian Currinder, Money in the House: Campaign Funds and Congressional Party Politics 36–39 (2008).
  159. Richard H. Pildes, Romanticizing Democracy, Political Fragmentation, and the Decline of American Government, 124 Yale L.J. 804, 826 (2014).
  160. Pub. L. No. 107-155, 116 Stat. 81 (codified in scattered sections of 2, 8, 18, 28, 36, and 47 U.S.C.).
  161. Pub. L. No. 107-155, tit. 1, § 323, 116 Stat. 81, 82–86 (2002) (codified at 2 U.S.C. § 441(i) (2018)).
  162. See Raymond J. La Raja, Why Super PACs: How the American Party System Outgrew the Campaign Finance System, 10 Forum 91, 101 (2012) (showing how “starting in 2004 (after BCRA),” the role of parties in financing elections “has been challenged by non-party groups”).
  163. Pildes, supra note 158, at 826 (noting that individual donors’ share of contributions to congressional campaigns increased from 25% to 61% between 1990 and 2014).
  164. See id. at 830 (describing this as a consequence of the “fragmentation reflected in the explosion of Super PACs, 527s, and 501(c) organizations”). For a competing interpretation, see Thomas E. Mann & Anthony Corrado, Party Polarization and Campaign Finance, Brookings Ctr. Effective Pub. Mgmt., 7–9 (July 2014), https://www.brookings.edu/wp-content/uploads/2016/06/Mann-and-Corrad_Party-Polarization-and-Campaign-Finance.pdf [https://perma.cc/RE2C-QLJQ] (arguing that the national parties found other ways to increase their roles after BRCA, even if those ways were not reflected in party financial statements).
  165. John Phillips, Washington Power Brokers Lose Their Carrots and Sticks, Orange County Reg. (Apr. 6, 2017, 11:11 PM), https://www.ocregister.com/2017/04/06/washington-power-brokers-lose-their-carrots-and-sticks/ [https://perma.cc/RRT6-NL8C] (quoting Rep. Trey Radel (R-FL)).
  166. 572 U.S. 185 (2014).
  167. See id. at 192–93.
  168. The process is somewhat circuitous—donors contribute to so-called joint fundraising committees, which give money to state parties, which transfer money to their national affiliates—but the effect is a windfall for the national and state parties alike. See Carrie Levine, Soft Money is Back—And Both Parties Are Cashing In, Politico (Aug. 4, 2017), https://www.politico.com/magazine/story/2017/08/04/soft-money-is-backand-both-parties-are-cashing-in-215456/ [https://perma.cc/TF8S-YRVC].
  169. See supra Subsection II.A.3.
  170.  See Matt Grossmann & David A. Hopkins, Asymmetric Politics: Ideological Republicans and Group Interest Democrats 234–35 (2016) (providing examples); see also id. at 235–38 (comparing the parties and explaining why similar dynamics do not exist on the Democratic side); Ruth Bloch Rubin, Building the Bloc Intraparty Organization in the U.S. Congress 261–94 (2017) (discussing “conservative revolutionaries” in Congress in the late twentieth and early twenty-first centuries).
  171. Former Speaker John Boehner (R-OH) has argued that far-right members of the Republican Party dissented from the party line during his tenure in part out of fear of primary challenges. See Grossmann & Hopkins, supra note 169, at 297–98. One empirical analysis of roll-call data identifies Republican legislators whose voting patterns moved rightward in anticipation of and in response to primary challenges. See Elaine C. Kamarck & James Wallner, Anticipating Trouble: Congressional Primaries and Incumbent Behavior 7–8, Brookings (Oct. 2018), https://www.brookings.edu/wp-content/uploads/2018/10/GS_1029‌2018_Primaries-and-Incumbent-Behavior.pdf [https://perma.cc/XRP3-AZNM]. Another study finds an absence of strong evidence that legislators change voting behavior in response to primary challenges but argues that the threat of primaries likely affects legislative behavior, given that legislators are constantly anticipating possible electoral challenges and behave in ways that seek to fend off such challenges. See Robert G. Boatright, Getting Primaried: The Changing Politics of Congressional Primary Challenges 139–74 (2013).
  172. See, e.g., Molly K. Hooper, Fearing Primaries, Republican Members Opted to Shun Boehner’s “Plan B,” The Hill (Dec. 22, 2012, 11:00 AM), https://thehill.com/‌homenews/house/274407-fearing-primaries-gop-members-opted-to-shun-boehners-plan-b [https://perma.cc/UC93-JDMK] (reporting that “[m]any House Republicans refused to vote for [leadership’s tax] bill because they were ‘gun shy’ about drawing primary challengers”).
  173. See Hirano & Snyder, supra note 108, at 18–21.
  174. Id. at 21–23.
  175. See Stephen Ansolabehere, Shigeo Hirano & James M. Snyder, Jr., What Did the Direct Primary Do to Party Loyalty in Congress?, in 2 Party, Process, and Political Change in Congress: Further New Perspectives on the History of Congress 35–36 (David W. Brady & Matthew D. McCubbins eds., 2007).
  176. U.S. Const. art. I, § 4, cl. 1 (“The Times, Places and Manner of holding Elections for Senators and Representatives, shall be prescribed in each State by the Legislature thereof; but the Congress may at any time by Law make or alter such Regulations, except as to the Places of chusing Senators.”). The Supreme Court’s understanding of the First Amendment associational rights of political parties serves as a constraint on how legislatures may structure primary elections. In California Democratic Party v. Jones, 530 U.S. 567 (2000), the Court concluded that California’s blanket primary infringed on parties’ associational rights by forcing them to “adulterate their candidate-selection process . . . by opening it up to persons wholly unaffiliated with the party.” Id. at 581. The Court dismissed concerns about representation, characterizing those concerns as “simply circumlocution for producing nominees and nominee positions other than those the parties would choose if left to their own devices.” Id. at 582. Later cases stepped back from California Democratic Party somewhat, but likewise eschewed a focus on representation in favor of a framework focused on associational rights. See Wash. State Grange v. Wash. State Republican Party, 552 U.S. 442, 444 (2008) (upholding Washington’s top-two primary); Clingman v. Beaver, 544 U.S. 581, 593 (2005) (upholding Oklahoma’s semi-closed primary); Democratic Party of Haw. v. Nago, 833 F.3d 1119, 1125 (9th Cir. 2016) (upholding Hawaii’s open primary).
  177. See State Primary Election Types, Nat’l Conf. of State Legislatures (Jan. 26, 2021, 7:43 PM), https://www.ncsl.org/research/elections-and-campaigns/primary-types.aspx [https://perma.cc/4NMM-FLSR] (cataloguing different types of primaries across the fifty states).
  178. See Ofer Kenig, William Cross, Scott Pruysers & Gideon Rahat, Party Primaries: Towards a Definition and Typology, 51 Representation 147, 153 tbl.1 (2015).
  179. Love v. Foster, 147 F.3d 383, 385–86 (5th Cir. 1998) (describing blanket primaries in Louisiana); see also Nat’l Conf. of State Legislatures, supra note 176 (noting the use of blanket primaries in three other states as well).
  180. Kenig et al., supra note 177, at 153–54 (describing the use of these systems in Taiwan and Italy, respectively).
  181. See, e.g., Elisabeth R. Gerber & Rebecca B. Morton, Primary Election Systems and Representation, 14 J.L. Econ. & Org. 304, 304 (1998) (finding that House members “from states with closed primaries take policy positions that are furthest from their district’s estimated median [voter]” as compared to those from states with other sorts of primaries); Christian R. Grose, Reducing Legislative Polarization: Top-Two and Open Primaries Are Associated with More Moderate Legislators, 1 J. Pol. Inst. & Pol. Econ. 1, 13 (2020) (finding that “[l]egislators elected in open primary systems are 4 percentage points less extreme than legislators elected in closed primary systems”).
  182. See, e.g., Hirano & Snyder, supra note 108, at 296 (summarizing authors’ findings that their “analyses provide no evidence that open primaries are associated with the election of ideological moderates”); Jon C. Rogowski & Stephanie Langella, Primary Systems and Candidate Ideology: Evidence from Federal and State Legislative Elections, 43 Am. Pol. Rsch. 846, 846 (2015) (finding “no evidence that the restrictiveness of primary participation rules is systematically associated with candidate ideology” in a study of congressional and state legislative elections).
  183. See, e.g., Will Bullock & Joshua D. Clinton, More a Molehill than a Mountain: The Effects of the Blanket Primary on Elected Officials’ Behavior from California, 73 J. Pol. 1 (2011) (showing that California’s shift to a blanket primary appeared to cause incumbent legislators (both federal and state) to take more moderate positions, but noting that the effect was absent in the most partisan districts); Grose, supra note 180, at 12–13 (showing that “the top-two primary is associated with legislators who are 7 percentage points more moderate than those legislators from closed systems”).
  184. Adrian Vermeule, The Constitutional Law of Congressional Procedure, 71 U. Chi. L. Rev. 361, 361 (2004) (noting constitutional “rules for assembling the legislature, selecting its officers, and disciplining its members; voting and quorum rules; rules governing the transparency of deliberation and voting . . . the Origination Clause, special quorum rules for supermajority voting, and the procedures for overriding a presidential veto” (footnotes omitted) (citing U.S. Const. art. I, §§ 4, 5, 7; id. art. II, § 1)).
  185. See, e.g., Legislative Reorganization Act of 1946, Pub. L. No. 79-601, 60 Stat. 812 (codified as amended in scattered sections of 2 U.S.C.); Legislative Reorganization Act of 1970, Pub. L. No. 91-510, 84 Stat. 1140 (codified as amended in scattered sections of 2 U.S.C.).
  186. See Congressional Budget and Impoundment Control Act of 1974, Pub. L. No. 93-344, 88 Stat. 297 (codified as amended at 2 U.S.C. §§ 601–55 (2012)); see also Elizabeth Garrett, The Purposes of Framework Legislation, 14 J. Contemp. Legal Issues 717 (2005) (discussing statutes that structure congressional procedure).
  187. See Rules of the House of Representatives, reprinted in H.R. Doc. No. 112-161 (2013) [hereinafter House Rules]; Standing Rules of the Senate, reprinted in S. Doc. No. 113-18 (2013) [hereinafter Senate Rules]. These rules are promulgated based on the constitutional power of each chamber to “determine the Rules of its Proceedings.” U.S. Const. art. I, § 5, cl. 2. See also Josh Chafetz, Congress’s Constitution: Legislative Authority and the Separation of Powers 267–301 (2017) (discussing cameral rules).
  188. See generally Jonathan S. Gould, Law Within Congress, 129 Yale L.J. 1946 (2020) (discussing this body of law).
  189. See infra Section III.C (discussing several such rules).
  190. See infra Subsection III.B.1.
  191. See infra Subsection III.B.2.
  192. See, e.g., Ganesh Sitaraman, The Origins of Legislation, 91 Notre Dame L. Rev. 79, 103–06 (2015) (providing examples of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 and the reauthorization of the Prescription Drug User Fee Act in 2012).
  193. Examples of legislation developed in this way include the post-9/11 Authorization for the Use of Military Force, the Troubled Asserts Relief Program passed in 2008, and the two COVID-19 relief bills passed in 2020. See David Abramowitz, The President, the Congress, and Use of Force: Legal and Political Considerations in Authorizing Use of Force Against International Terrorism, 43 Harv. Int’l L.J. 71 (2002); David M. Herszenhorn, Administration Is Seeking $700 Billion for Wall Street, N.Y. Times (Sep. 20, 2008), https://www.nytimes. ‌com/2008/09/21/business/21cong.html [https://perma.cc/6G9F-GL66]; John Bresnahan, Marianne Levine & Andrew Desiderio, How the $2 Trillion Deal Came Together—and Nearly Fell Apart, Politico (Mar 26, 2020, 1:14 AM), https://www.politico.com/news/2020/‌03/26/inside-the-10-days-to-rescue-the-economy-149718 [https://perma.cc/K6LC-YXTN].
  194. See, e.g., Lawrence R. Jacobs & Theda Skocpol, Health Care Reform and American Politics: What Everyone Needs to Know 50–100 (3d ed. 2016) (describing the enactment of the Affordable Care Act).
  195. See Ginsberg & Hill, supra note 86, at 181.
  196. Id.
  197. Pub. L. No. 95–339, 92 Stat. 460 (1978).
  198. Pub. L. No. 103–318, 108 Stat. 1781 (1994).
  199. Except, perhaps, at a very high level of generality: constituents might hold a position on government spending or economic development as a general matter.
  200. Sinclair, supra note 2, at 28.
  201. See id.; Michael Doran, The Closed Rule, 59 Emory L.J. 1363, 1366 (2010).
  202. Doran, supra note 200, at 1366.
  203. On other effects of the rise of closed rules, see id. at 1398–1401.
  204. Id. at 1429. To the extent that closed rules channel more activity into committees, it is possible that legislators can achieve constituency-centered objectives in committees. But most members are not on most committees, so even with this proviso it is fair to conclude that closed rules shut off one possible channel for constituency-centered representation, even if others may remain.
  205. House Rules, supra note 186, r. XVI(7); see also Charles W. Johnson, John V. Sullivan & Thomas J. Wickham, Jr., House Practice: A Guide to the Rules, Precedents, and Procedures of the House 544 (2017) (noting the long history of House germaneness requirements).
  206. See Johnson et al., supra note 204, at 549.
  207. 124 Cong. Rec. 13,499 (1978).
  208. See Valerie Heitshusen, Cong. Rsch. Serv., 96-548, The Legislative Process on the Senate Floor: An Introduction 6–7 (last updated July 22, 2019), https://fas.org/sgp/crs/‌misc/96-548.pdf [https://perma.cc/5PXJ-PZJ9].
  209. See, e.g., id. at 11 (describing how the Senate majority leader can fill the so-called “amendment tree” to prevent additional amendments).
  210. See William N. Eskridge, Jr., Philip P. Frickey & Elizabeth Garrett, Legislation and Statutory Interpretation 176–81 (2d ed. 2006) (discussing single-subject requirements); Michael D. Gilbert, Single Subject Rules and the Legislative Process, 67 U. Pitt. L. Rev. 803 (2006).
  211. See Eskridge et al., supra note 209, at 176.
  212. One might respond to this Section’s focus on amendment rules by noting that such rules should not matter, since all legislators have the formal power to introduce new bills on any topic, including on topics with particular or even exclusive relevance to their constituencies. But party leaders control the agenda in both the House and Senate, and the overwhelming majority of bills introduced never see the light of day, much less become law. See Statistics and Historical Comparison, GovTrack (last visited Sept. 1, 2020), https://www.govtrack.us/‌congress/bills/statistics [https://perma.cc/B7JF-YA49]. By far the most promising avenue for a rank-and-file legislator to advance their preferred policy is to attach it to another bill that seems likely to pass.
  213. Logrolling can allow legislators to engage in dealmaking that, under the proper circumstances, enables them to take a constituency-centered approach and still garner majority support, if a sufficiently large number of constituency-centered provisions are grouped together in a single bill. But logrolling can be challenging in practice, given the planning, coordination, and trust between members that it requires.

    A small subset of legislators might be able to exercise power even without building a broad coalition, by virtue of serving as a committee chair or through the good luck of happening to be a swing voter, but most legislators do not hold such positions. See, e.g., Ginsberg & Hill, supra note 86, at 158–59 (discussing the power of committee chairs); Jonathan S. Gould, Rethinking Swing Voters, 74 Vand. L. Rev. 85, 102–04, 107–09 (2021) (discussing the power of legislative swing voters).

  214. John C. Roberts, Gridlock and Senate Rules, 88 Notre Dame L. Rev. 2189, 2191 (2013).
  215. See Jentleson, supra note 28, at 9 (describing the modern Senate as “a kill switch that cuts off broad-based solutions and shuts down our democratic process”); see also William N. Eskridge, Jr., Vetogates and American Public Law, 31 J.L. Econ. & Org. 756, 757–60 (2012) (describing nine “vetogates” in the U.S. legislative process); Alfred Stepan & Juan J. Linz, Comparative Perspectives on Inequality and the Quality of Democracy in the United States, 9 Persps. on Pol. 841, 844 (2011) (noting that the United States has more veto points than other established democracies).
  216. See Sinclair, supra note 2, at 66–72.
  217. Steven S. Smith, Call to Order: Floor Politics in the House and Senate 110 (1989).
  218. Sinclair, supra note 2, at 64. The senator lifted the holds after significant public criticism. Id.
  219. Id. at 64.
  220. The failure of a bill to reform the American foster care system illustrates this dynamic. See Family First Prevention Services Act of 2016, H.R. 5456, 114th Congress (2016). This bill unanimously passed the House in 2016. In the Senate, the reform was initially included as part of another proposed bill, but Senator Richard Burr (R-NC) insisted upon its removal from that other bill and also objected to its attachment to a continuing resolution then under consideration. The reason for Burr’s objection was pressure from the Baptist Children’s Homes of North Carolina, which would have lost substantial revenue if reforms to keep families together—instead of putting children in foster care—had gone into effect. The Baptist Children’s Homes was able to convince Burr to oppose the bill, and Burr’s opposition, in turn, prevented the bill from becoming law. See Ryan Grim, Jason Cherkis & Laura Barrón-López, A Sweeping Reform of the Foster Care System Is Within Reach but Hanging by a Thread, Huffington Post (Dec. 2, 2016, 11:16 AM), https://www.huffpost.com/entry/a-sweeping-reform-of-the-foster-care-system-is-hanging-by-a-thread_n_5840f925e4b0c68e04802b7c [https://perma.cc/2G5J-V2LM]; Ryan Grim, A Single Senator Is Blocking Reform of the Foster Care System, Huffington Post (Dec. 6, 2016, 11:31 PM), https://www.huffpost.com/entry/senator-blocks-foster-care-reform_n_584783d3e‌4b0b9feb0da3920 [https://perma.cc/3WFT-JEP9].
  221. See Mark J. Oleszek, Cong. Rsch. Serv., R43563, “Holds” in the Senate 1 (2017), https://fas.org/sgp/crs/misc/R43563.pdf [https://perma.cc/Q656-PGMY].
  222. See Oleszek, supra note 220, at 2; Walter J. Oleszek, Cong. Rsch. Serv., RL31685, Proposals to Reform “Holds” in the Senate (2011), https://fas.org/sgp/crs/misc/RL31685.pdf [https://perma.cc/R2H9-PE3L].
  223. See Ginsberg & Hill, supra note 86, at 85.
  224. There is no single definition of an earmark, but the term has been defined as encompassing “funds set aside within an account for a specified program, project, activity, institution, or location,” or, more narrowly, as “specified funds for projects, activities, or institutions not requested by the executive, or add-ons to requested funds which Congress directs for specific activities.” See Memorandum from the Cong. Rsch. Serv. Appropriations Team on Earmarks in Appropriations Acts 2–3 (Jan. 26, 2006), https://fas.org/sgp/‌crs/misc/m012606.pdf [https://perma.cc/W9K6-7U43].
  225. See Megan S. Lynch, Cong. Rsch. Serv., R45429, Lifting the Earmark Moratorium: Frequently Asked Questions 1–3 (last updated Dec. 3, 2020), https://crsreports.congress.gov/‌product/pdf/R/R45429 [https://perma.cc/7UK9-NS68] (noting that though the earmark bans are not part of either chamber’s cameral rules, they have been part of party rules and committee protocols since 2011). See also Mariano-Florentino Cuéllar, Earmarking Earmarking, 49 Harv. J. on Legis. 249 (2012).
  226. Jennifer Shutt, House Appropriators Officially Bring Back Earmarks, Ending Ban, Roll Call (Feb. 26, 2021, 6:30 PM), https://rollcall.com/2021/02/26/house-appropriators-to-cap-earmarks-at-1-percent-of-topline/ [https://perma.cc/33QJ-9Z8R].
  227. See, e.g., Chris Good, The Future of Earmarks Depends on Senate Republicans, The Atlantic (Nov. 9, 2010), https://www.theatlantic.com/politics/archive/2010/11/the-future-of-earmarks-depends-on-senate-republicans/66314/ [https://perma.cc/LDQ4-JCTD] (noting that earmarks comprise less than one percent of the federal budget); Steven C. LaTourette, The Congressional Earmark Ban: The Real Bridge to Nowhere, Roll Call (July 30, 2014, 1:59 PM), https://www.rollcall.com/2014/07/30/the-congressional-earmark-ban-the-real-bridge-to-nowhere-commentary/ [https://perma.cc/PYL4-NVK2] (contending that in the absence of earmarks federal agencies spend the same funds without congressional direction).
  228. See, e.g., Diana Evans, Greasing the Wheels: Using Pork Barrel Projects to Build Majority Coalitions in Congress 25 (2004) (arguing that “the judicious distribution of pork barrel benefits is an important technique for forming majority coalitions for general interest legislation” and providing empirical support for that theory).
  229. See Ginsberg & Hill, supra note 86, at 171 (describing this practice, known as “zombie earmarking”).
  230. See id. at 172 (describing this practice, known as “letter marking”).
  231. See 2 U.S.C. § 1613 (prohibiting registered lobbyists from giving a legislative branch official any gift prohibited by the rules of the House or Senate).
  232. At the federal level, this legal regime is set out in the Lobbying Disclosure Act of 1995, Pub. L. No. 104-65, 109 Stat. 691 (codified at 2 U.S.C. § 1601 et seq.); and the Honest Leadership and Open Government Act of 2007, Pub. L. No. 110-81, 121 Stat. 735 (codified as amended in scattered titles of U.S.C.).
  233. See 18 U.S.C. § 207(e) (imposing such requirements on former executive branch officials, members of Congress, and legislative staff).
  234. See Richard Briffault, The Anxiety of Influence: The Evolving Regulation of Lobbying, 13 Election L.J. 160, 180–82 (2014) (discussing state bans on lobbyists accepting contingency fees).

    A wide range of lobbying regulations are constitutional, though the First Amendment likely places outer bounds on such regulation. See, e.g., id. at 163 (“Lobbying is an aspect of the freedoms of speech, press, association, and petition protected by the constitution.”); Richard L. Hasen, Lobbying, Rent-Seeking, and the Constitution, 64 Stan. L. Rev. 191, 196 (2012) (“The activity of lobbying . . . squarely implicates both the Free Speech and Petition Clauses of the First Amendment.”). But see Zephyr Teachout, The Forgotten Law of Lobbying, 13 Election L.J. 4, 6 (2014) (noting that “[t]he modern Supreme Court has not directly addressed whether there is a right to hire a lobbyist, or be hired as a lobbyist, and if so, the source of that right, or the scope of that right” and providing historical evidence that “[t]he First Amendment was not even implicated in lobbying discussions, for over 150 years”).

  235. Pub. L. No. 75-583, ch. 327, 52 Stat. 631 (codified as amended at 22 U.S.C. §§ 611–621 (2018)).
  236. See U.S. Dep’t of Just., Crim. Res. Manual § 2062, https://www.justice.gov/‌archives/usam/criminal-resource-manual-2062-foreign-agents-registration-act-enforcement [https://perma.cc/F4CC-HBVH] (last updated Dec. 7, 2018).
  237. See David Laufman, Paul Manafort Guilty Plea Highlights Increased Enforcement of Foreign Agents Registration Act, Lawfare (Sept. 14, 2018, 1:58 PM), https://www.lawfare‌blog.com/paul-manafort-guilty-plea-highlights-increased-enforcement-foreign-agents-registration-act [https://perma.cc/FW6B-7GN9].
  238. See id.
  239. This concern has deep roots. Alexander Hamilton warned that “[o]ne of the weak sides of republics, among their numerous advantages, is that they afford too easy an inlet to foreign corruption.” The Federalist No. 22, at 149 (Alexander Hamilton). For this reason, the Constitution included strict limits on how federal officials were permitted to interact with foreign actors. See U.S. Const. art. I, § 9, cl. 8 (barring public officials from accepting “any present, Emolument, Office, or Title, of any kind whatever, from any King, Prince, or foreign State”).
  240. See, e.g., 18 U.S.C. § 201(b) (2018) (federal bribery statute); id. § 201(c) (federal gratuities statute).
  241. See Ctr. for the Advancement of Pub. Integrity, A Guide to Commonly Used Federal Statutes in Public Corruption Cases: A Practitioner Toolkit (2017), https://web.law.columbia.edu/sites/default/files/microsites/public-integrity/a_guide_to_‌commonly_used_federal_statutes_in_public_corruption_cases.pdf [https://perma.cc/E4ZD-MUD6] (providing an overview of federal public corruption statutes).
  242. 18 U.S.C. § 201(b)(1)(A).
  243. Id. § 201(b)(2)(A).
  244. 136 S. Ct. 2355 (2016).
  245. Id. at 2372.
  246. Id. at 2361.
  247. United States v. Menendez, 831 F.3d 155, 159 (3d Cir. 2016).
  248. See Nick Corasaniti, Justice Department Dismisses Corruption Case Against Menendez, N.Y. Times (Jan. 31, 2018), https://www.nytimes.com/2018/01/31/nyregion/justice-department-moves-to-dismiss-corruption-case-against-menendez.html [https://perma.cc/4TF‌Y-4FEB]. When prosecutors dropped all charges against Menendez in 2018, many attributed their decision to the difficulty of prosecuting public corruption after McDonnell. See id.
  249. See United States v. Menendez, 137 F. Supp. 3d 688 (D.N.J. 2015); United States v. Menendez, 132 F. Supp. 3d 610 (D.N.J. 2015), aff’d, 831 F.3d 155 (3d Cir. 2016).
  250. See Lee Drutman, The Business of America Is Lobbying: How Corporations Became Politicized and Politics Became More Corporate 33–42 (2015) (presenting evidence and citing sources); Hertel-Fernandez, supra note 25, at 78–111 (2019) (detailing dynamics at the state legislative level).
  251. See Hertel-Fernandez, supra note 25, 78–111.
  252. Richard L. Hall & Alan V. Deardorff, Lobbying as Legislative Subsidy, 100 Am. Pol. Sci. Rev. 69, 69 (2006).
  253. See, e.g., Drutman, supra note 249, at 40; Hertel-Fernandez, supra note 25, at 78–111.
  254. Cf. Jeffrey R. Lax & Justin H. Phillips, The Democratic Deficit in the States, 56 Am. J. Pol. Sci. 148, 161 (2012) (finding, in a study of state legislatures, that legislatures with higher staffing capacity were more responsive to the public, and theorizing that increasing capacity made legislatures better able to take actions preferred by voters).
  255. Pub. L. No. 79-601, 60 Stat. 812 (1946) (codified as amended in scattered sections of 2 U.S.C.).
  256. See 1 Robert C. Byrd, The Senate 1789–1989: Addresses on the History of the United States Senate 537–50 (1989); Michael J. Malbin, Unelected Representatives: Congressional Staff and the Future of Representative Government (1980); George B. Galloway, The Operation of the Legislative Reorganization Act of 1946, 45 Am. Pol. Sci. Rev. 41 (1951).
  257. See, e.g., Eric Schickler, Disjointed Pluralism: Institutional Innovation and the Development of the U.S. Congress 217–20 (2001) (describing expansions in Senate staffing in the 1970s).
  258. The CBO “produce[s] independent analyses of budgetary and economic issues,” “does not make policy recommendations,” “is strictly nonpartisan,” and hires employees “solely on the basis of professional competence.” Introduction to CBO, Cong. Budget Off., https://www.cbo.gov/about/overview [https://perma.cc/DN3J-Q97G]; see also Philip Joyce, The Congressional Budget Office at Middle Age 5–8 (Hutchings Ctr. on Fiscal & Monetary Pol’y at Brookings, Working Paper No. 9, 2015), https://www.brookings.edu/wp-content/uploads/2016/06/PJ_WorkingPaper9_Feb11_Final.pdf [https://perma.cc/5X66-873A] (detailing how the CBO seeks to maintain nonpartisan objectivity). The CRS conducts research to help legislators “form sound policies and reach decisions on a host of difficult issues.” See About CRS, Cong. Rsch. Serv., https://loc.gov/crsinfo/about/ [https://perma.cc/‌D6L8-XFAK]. The mid-century Congress took other steps to enhance its expertise as well. See, e.g., Bruce Bimber, The Politics of Expertise in Congress: The Rise and Fall of the Office of Technology Assessment 25–49 (1996) (discussing the 1972 founding of the Office of Technology Assessment).
  259. See Ginsberg & Hill, supra note 86, at 75 (noting that “[p]rior to the creation of the CBO, Congress was dependent upon the reports and estimates of the OMB” and that “the 1970 Legislative Reform Act . . . expanded committee staffing, provided computers for members’ offices, introduced electronic voting machines to the House floor, created the Congressional Research Service (formerly the Legislative Reference Service), and otherwise strengthened Congress’s operational capabilities”); see also id. at 144–49 (describing internal congressional capacity). A parallel infrastructure exists in subnational legislatures, though it is typically less robust. See State Legislative Research Service Bureaus, Ballotpedia, https://ballotpedia.org‌/State_legislative_research_service_bureaus [https://perma.cc/PV7F-9K7V] (last visited Jan. 16, 2021).
  260. See Drutman, supra note 249, at 34.
  261. See id. at 33–34.
  262. Curtlyn Kramer, Vital Stats: Congress Has a Staffing Problem, Too, Brookings (May 24, 2017), https://www.brookings.edu/blog/fixgov/2017/05/24/vital-stats-congress-has-a-staffing‌-problem-too/ [https://perma.cc/4YXP-RSY8].
  263. See Bruce Bartlett, Gingrich and the Destruction of Congressional Expertise, N.Y. Times: Economix (Nov. 29, 2011), https://economix.blogs.nytimes.com/2011/11/29/gingrich-and-the-destruction-of-congressional-expertise [https://perma.cc/37WA-A4TQ] (providing staffing statistics and noting that Gingrich “did everything in his power to dismantle Congressional institutions”); Bimber, supra note 257, at 69–77 (describing the 1995 closing of the Office of Technology Assessment).
  264. See Nathaniel Weixel, Senate GOP May Not Use CBO to Score Cruz Amendment, Hill (July 13, 2017, 2:15 PM), https://thehill.com/policy/healthcare/341904-senate-gop-may-not-use-cbo-to-score-cruz-amendment [https://perma.cc/U7EX-FGYR]; see also Michelle Cottle, The Congressional War on Expertise, Atlantic (July 9, 2017), https://www.the‌atlantic.com/politics/archive/2017/07/why-lawmakers-need-the-congressional-budget-office/532929/ [https://perma.cc/2KCK-2CTZ].
  265. See Craig Volden & Alan E. Wiseman, Legislative Effectiveness and Problem Solving in the U.S. House of Representatives, in Congress Reconsidered 248, 255 (Lawrence C. Dodd & Bruce I. Oppenheimer eds., 11th ed. 2017) (creating a quantitative measure of legislators’ effectiveness and finding that “the average Legislative Effectiveness Scores of committee and subcommittee chairs are increasing over their tenure in the House”); see also Craig Volden & Alan Wiseman, How Term Limits for Committee Chairs Make Congress Less Effective, Wash. Post. (Jan. 4, 2017), https://www.washingtonpost.com/news/monkey-cage/wp/2017/‌01/04/how-term-limits-for-committee-chairs-make-congress-less-effective [https://perma.cc/5TJ2-JCMH].
  266. Molly E. Reynolds, Retirement from Congress May Be Driven by Term Limits on Committee Chairs, Brookings (Nov. 30, 2017), https://www.brookings.edu/blog/fixgov/2017/‌11/30/committee-chair-term-limits-and-retirements/ [https://perma.cc/XPV6-LM3X].
  267. See, e.g., Casey Burgat, Five Reasons to Oppose Congressional Term Limits, Brookings (Jan. 18, 2018), https://www.brookings.edu/blog/fixgov/2018/01/18/five-reasons-to-oppose-congressional-term-limits/ [https://perma.cc/54VQ-N2ZH].
  268. The few scholarly treatments of fundraising time include Lynda W. Powell, The Influence of Campaign Contributions in State Legislatures: The Effects of Institutions and Politics 78–105 (2012), and Ciara Torres-Spelliscy, Time Suck: How the Fundraising Treadmill Diminishes Effective Governance, 42 Seton Hall Legis. J. 271 (2018). For journalistic accounts, see e.g., Ryan Grim & Sabrina Siddiqui, Call Time for Congress Shows How Fundraising Dominates Bleak Work Life, Huffington Post (Dec. 6, 2017), https://www.huffpost.com/entry/call-time-congressional-fundraising_n_2427291 [https://perma.cc/E9W9-VHP4]; Steve Israel, Confessions of a Congressman, N.Y. Times (Jan. 9, 2016) https://www.nytimes.com/2016/01/09/opinion/steve-israel-confessions-of-a-congressman.html [https://perma.cc/ZA8J-XGBL]; Tim Roemer, Why Do Congressmen Spend Only Half Their Time Serving Us?, Newsweek (July 29, 2015, 11:38 AM), https://www.newsweek.com/why-do-congressmen-spend-only-half-their-time-serving-us-357995 [https://perma.cc/6PXM-RAQA].
  269. Time spent on fundraising could be reduced not only by wholesale campaign finance reform but also by considerably more modest changes in law. A recent bipartisan proposal to ban legislators from personally soliciting campaign contributions, for example, would reduce time spent fundraising even while leaving the system of private campaign finance in place. See Stop Act of 2016, H.R. 4443, 114th Cong. (2016); see also Editorial, This Would Be a Nice First Step on Campaign Finance Reform, Wash. Post (June 10, 2016), https://www.washingtonpost.com/opinions/this-would-be-a-nice-first-step-on-campaign-finance-reform/2016/06/10/745de05a-2e69-11e6-b5db-e9bc84a2c8e4_story.html [https://perma.cc/7ES4-K7YD].
  270. See generally Congress Overwhelmed: The Decline in Congressional Capacity and Prospects for Reform (Kevin R. Kosar, Lee Drutman & Timothy M. LaPira eds., 2020) (collecting essays on the topic).
  271.  See, e.g., Matthew Motta, The Dynamics and Political Implications of Anti-Intellectualism in the United States, 46 Am. Pol. Rsch. 465 (2017); Gordon Gauchata, Politicization of Science in the Public Sphere: A Study of Public Trust in the United States, 1974 to 2010, 77 Am. Socio. Rev. 167 (2012).
  272. See, e.g., James Fallows, The Republican Promise, N.Y. Rev. Books (Jan. 12, 1995) (discussing the term limits proposal in Republicans’ 1994 “Contract with America”).
  273. 156 Cong. Rec. S11,503 (2010) (statement of Sen. Chuck Grassley (R-IA)).
  274. See, e.g., R. Douglas Arnold, The Logic of Congressional Action 131 (1990) (“Open markup sessions often give organized interests a powerful advantage over inattentive citizens, for they can monitor exactly who is doing what to benefit and to hurt them.”); David E. Pozen, Transparency’s Ideological Drift, 128 Yale L.J. 100, 130–33 (2018) (discussing how increased transparency in the legislative process has empowered interest groups). Scholars of Congress have also noted other effects of transparency reforms besides their empowering interest groups. See, e.g., Sarah A. Binder & Frances E. Lee, Making Deals in Congress, in Political Negotiation: A Handbook 105 (Jane Mansbridge & Cathie Jo Martin eds., 2016) (arguing that increased transparency can undermine legislative negotiation and dealmaking); Julian E. Zelizer, Taxing America: Wilbur D. Mills, Congress, and the State, 1945–1975 at 356 (2000) (arguing that pro-transparency reforms empowered party leaders to better monitor and oversee committee proceedings); Justin Fox, Government Transparency and Policymaking, 131 Pub. Choice 23, 26 (2007) (arguing that “unbiased politicians, who always select the policy that maximizes the public’s welfare when policy is determined behind closed doors, no longer do so when policy is made in the open”).
  275. Morris P. Fiorina & Samuel J. Abrams, Disconnect: The Breakdown of Representation in American Politics 83 (2009).
  276. For overviews, see Paul Rundquist, Secrecy in Congress, in 4 The Encyclopedia of the United States Congress 1774–75 (Donald C. Bacon, Roger H. Davidson, & Morton Keller eds., 1995); Walter J. Oleszek, Cong. Rsch. Serv., R42108, Congressional Lawmaking: A Perspective on Secrecy and Transparency (2011), https://fas.org/sgp/crs/secrecy/R42108.pdf [https://perma.cc/MGE8-D4HE].
  277. David W. Rohde, Parties and Leaders in the Postreform House 21 (1991).
  278. Id. at 154, 195. Whether votes are recorded is largely the domain of cameral rules and practices, though the Constitution does require that votes be recorded if one-fifth of members present so request. See U.S. Const. art. I, § 5, cl. 3.
  279. 157 Cong. Rec. H13 (2011).
  280. The Sunlight Foundation uses these and other metrics to construct its “Open Legislative Data Report Card” for state legislatures. See Open States, Open Legislative Data Report Card, http://openstates.org/reportcard [https://perma.cc/XFJ7-Q3XX] (last visited Jan. 26, 2021).
  281. See Pozen, supra note 273, at 115–23 (describing motivations for transparency-enhancing reforms in the 1960s and 1970s).
  282. See supra notes 273–74 (collecting sources).
  283. See generally Evans, supra note 155 (examining the role of whips in Congress).
  284. See Jon R. Bond & Richard Fleisher, The President in the Legislative Arena (1990); Jeffrey E. Cohen, The President’s Legislative Policy Agenda, 1789–2002 (2012); Mark A. Peterson, Legislating Together: The White House and Capitol Hill from Eisenhower to Reagan (1990); Andrew Rudalevige, Managing the President’s Program: Presidential Leadership and Legislative Policy Formulation (2002).
  285. See, e.g., Cox & McCubbins, supra note 63, at 217 (“[P]arties do significantly affect the voting behavior of their members.”); Steven Ansolabehere, James M. Snyder, Jr. & Charles Stewart III, The Effects of Party and Preferences on Congressional Roll-Call Voting, 26 Legis. Stud. Q. 533, 558 (2001) (“The American parties in Congress . . . have an overwhelming influence on the rules of debate and amendment . . . . To a lesser—but still significant—extent, the parties influence votes on amendments and final passage.”). But see, e.g., Mayhew, supra note 3, at 100 (“Party ‘pressure’ to vote one way or another is minimal. Party ‘whipping’ hardly deserves the name. Leaders in both houses have a habit of counseling members to ‘vote their constituencies.’”); David R. Mayhew, Observations on Congress: The Electoral Connection a Quarter Century After Writing It, 34 Pol. Sci. & Pol. 251, 252 (2001) (“I have not seen any evidence that today’s congressional party leaders ‘whip’ or ‘pressure’ their members more often or effectively than did their predecessors 30 years ago. Instead, today’s pattern of high roll-call loyalty seems to owe to a post-1960s increase in each party’s ‘natural’ ideological homogeneity . . . .”).
  286. Kenneth A. Shepsle, The Changing Textbook Congress, in Can the Government Govern? 238 (John E. Chubb & Paul E. Peterson eds., 1989).
  287. Id. at 254–56 (shifting power to Speaker and Democratic caucus). Other reforms shifted power “downward” to subcommittees and to rank-and-file legislators. Id. at 252–53 (shifting power to subcommittees); id. at 253–54 (shifting power to members).
  288. Rohde, supra note 276, at 2. “Our textbook picture must change,” Rohde concludes, “to include stronger and more influential party leaders.” Id. at 171. Rohde’s theory of conditional party government contends that party leaders are stronger when party caucuses are more ideologically homogeneous because members of a more ideologically homogeneous caucus are more willing to transfer power to party leaders. Id. at 31.
  289. Other reforms strengthened party control by other means, such as by consolidating control in party leaders over the path of proposed legislation through the House. See id. at 25. Still others focused on weakening committee chairs and shifting power to subcommittees or to the caucus as a whole. See id. at 20–23. For a detailed account of the congressional reforms of the 1970s, see Schickler, supra note 256, at 189–248.
  290. For accounts of the seniority system as it operated during the textbook Congress, see Barbara Hinckley, The Seniority System in Congress (1971); Nelson W. Polsby, Miriam Gallaher & Barry Spencer Rundquist, The Growth of the Seniority System in the U.S. House of Representatives, 63 Am. Pol. Sci. Rev. 787 (1969); George Goodwin, Jr., The Seniority System in Congress, 53 Am. Pol. Sci. Rev. 412 (1959).
  291. See Shepsle, supra note 285, at 254–55.
  292. Rohde, supra note 276, at 25. Party leadership also had a strong voice on a new House Democratic Steering and Policy Committee, half of the members of which were party leaders or their designees. See id. at 24. Rule changes also established minimum ratios of majority to minority members on committees and subcommittees, making it more difficult for committee chairs to ally with minority members in defeating proposals favored by the majority party. See id at 25. The effects of the 1970s reforms reverberated for decades. See Jay Newton-Small, Getting Her Way: Pelosi’s Powers of Persuasion, Time (Mar. 20, 2010), http://content.time.com/time/politics/article/0,8599,1973868,00.html [https://perma.cc/EFY4‌-Y7RR] (quoting a House member’s comment that the speaker “controls the steering and policy committees . . . [e]veryone knows that what the speaker wants, the speaker gets”).
  293. See Shepsle, supra note 285, at 255.
  294. Cox & McCubbins, supra note 63, at 217; see also Gary W. Cox & Mathew D. McCubbins, Legislative Leviathan: Party Government in the House 163–87 (1993) (analyzing committee assignments and concluding that “party loyalty seems to be a criterion in making assignment decisions to most House committees” because “those whose roll call votes demonstrate loyalty to the leadership are rewarded with committee transfers,” id. at 182); Nicole Asmussen & Adam Ramey, When Loyalty Is Tested: Do Party Leaders Use Committee Assignments as Rewards?, 45 Congress & Presidency 41, 41 (2018) (showing empirically that “majority party members who support their party on the subset of votes for which party leaders have taken positions in floor speeches are more likely to be rewarded with plum committee assignments”).
  295. Pearson, supra note 154, at 2.
  296. Ginsberg & Hill, supra note 86, at 38 (describing actions taken by Speaker John Boehner (R-OH) in summer 2015).
  297. See Barack Obama, A Promised Land 415–16 (2020) (noting that Republican Leader Mitch McConnell (R-KY) threatened to strip Senator Olympia Snowe (R-ME) of her seniority on the Senate’s Small Business Committee if she voted for the Affordable Care Act).
  298. Sara Brandes Crook & John R. Hibbing, Congressional Reform and Party Discipline: The Effects of Changes in the Seniority System on Party Loyalty in the US House of Representatives, 15 Brit. J. Pol. Sci. 225 (1985).
  299. Id. at 225.
  300. See Schickler, supra note 256, at 228 (“Much of the impetus for empowering Democratic leaders came from liberals who wanted to promote progressive legislation.”).
  301. See generally id. at 4 (describing how “legislative organization develops through the accumulation of innovations, each sought by a different coalition promoting a different interest”); see also, e.g., supra notes 288–99 and accompanying text (discussing how reforms in the House of Representations in the 1970s arose from ideological conflict between factions of a divided Democratic caucus).
  302. Schickler, supra note 256, at 15.
  303. Compare House Rules, supra note 186 (not containing a statement of purpose), and Senate Rules, supra note 186 (same), with Fed. R. Civ. P. 1 (“[The rules] should be construed, administered, and employed . . . to secure the just, speedy, and inexpensive determination of every action and proceeding.”); and Fed. R. Crim. P. 2 (“[The rules] are to be interpreted to provide for the just determination of every criminal proceeding, to secure simplicity in procedure and fairness in administration, and to eliminate unjustifiable expense and delay.”).
  304. Richard H. Pildes, The Supreme Court, 2003 Term—Foreword: The Constitutionalization of Democratic Politics, 118 Harv. L. Rev. 29, 59 (2004).
  305. Michael C. Dorf, Spandrel or Frankenstein’s Monster? The Vices and Virtues of Retrofitting in American Law, 54 Wm. & Mary L. Rev. 339, 341 (2012). Cf. also S.J. Gould & R.C. Lewontin, The Spandrels of San Marco and the Panglossian Paradigm: A Critique of the Adaptationist Programme, 205 Proc. Royal Soc’y London B 581, 587, 593 (1979) (arguing that “[o]ne must not confuse the fact that a structure is used in some way . . . with the primary evolutionary reason for its existence” and that “[t]he immediate utility of an organic structure often says nothing at all about the reason for its being”).
  306. See, e.g., Joran Fabian, Obama Healthcare Plan Nixes Ben Nelson’s “Cornhusker Kickback” Deal, The Hill (Feb. 22, 2010, 3:00 PM), https://thehill.com/blogs/blog-briefing-room/news/82621-obama-healthcare-plan-nixes-ben-nelsons-cornhusker-kickback-deal [https://perma.cc/8NJ2-Z8TM] (describing negotiations over state-specific Medicaid funding during attempts to secure the support of a senator from Nebraska for the Affordable Care Act); see also supra note 219 (describing the failure of national foster care reform on account of its impact on one North Carolina interest group).
  307. See supra note 25 (collecting sources on unequal representation).
  308. See Bartels, supra note 25, at 241–42.
  309. See generally Hertel-Fernandez, supra note 25.
  310. See supra Section II.B, Subsections III.B.1–2.
  311. E.E. Schattschneider, The Semi-Sovereign People: A Realist’s View of Democracy in America 35 (1960).
  312. See Hacker & Pierson, supra note 25, at 6 (quoting Senator John Breaux (D-LA)).
  313. See supra Subsection II.A.2.
  314. Lax, et al., supra note 25, at 918.
  315. Id. (reaching this conclusion based on analysis of public opinion and roll call votes in the Senate).
  316. In this vein, Richard Pildes has proposed reforms that would give the parties a greater role in campaign finance. See Pildes, supra note 158, at 836–45.
  317. See Congress Overwhelmed: The Decline in Congressional Capacity and Prospects for Reform, supra note 269.
  318. See, e.g., Elizabeth Warren, Strengthening Congressional Independence from Corporate Lobbyists, Medium (Sept. 27, 2019), https://medium.com/@teamwarren/strengthening-congressional-independence-from-corporate-lobbyists-bb953bb466c [https://perma.cc/X6N‌U-RWR8].
  319. See, e.g., Levinson, supra note 53, at 1288 (“One way of protecting a minority is to create and enforce rights against majoritarian exploitation. Another is to structure the political process so that minorities are empowered to protect themselves.”).
  320. See, e.g., McCutcheon v. FEC, 572 U.S. 185 (2014); Ariz. Free Enter. Club v. Bennett, 564 U.S. 721 (2011); Citizens United v. FEC, 558 U.S. 310 (2010); FEC v. Wisc. Right to Life, Inc., 551 U.S. 449 (2007).
  321. See, e.g., Shelby Cnty. v. Holder, 570 U.S. 529, 540–57 (2013) (striking down the Voting Rights Act’s coverage formula as contrary to a principle of equal sovereignty among the states).
  322. Dennis F. Thompson, Just Elections: Creating a Fair Electoral Process in the United States, at viii (2002).
  323. See generally Jeremy Waldron, Political Political Theory: Essays on Institutions 6 (2016) (calling for political theorists to engage with “the way our political institutions house and frame our disagreements”).
  324. Edward L. Rubin, Statutory Design as Policy Analysis, 55 Harv. J. on Legis. 143, 144 (2018). When legal scholars do consider legislative procedure and operations, they most often do so in the context of debates over statutory interpretation. See, e.g., Robert A. Katzmann, Judging Statutes (2016); Victoria Nourse, Misreading Law, Misreading Democracy (2016); Abbe R. Gluck, Congress, Statutory Interpretation, and the Failure of Formalism: The CBO Canon and Other Ways That Courts Can Improve on What They Are Already Trying to Do, 84 U. Chi. L. Rev. 177 (2017).
  325. See generally Chafetz, supra note 186.
  326. See, e.g., Legislatures: Comparative Perspectives on Representative Assemblies (Gerhard Loewenberg, Peverill Squire & D. Roderick Kiewiet eds., 2002); David M. Olson, Democratic Legislative Institutions: A Comparative View (1994).
  327. Vermeule, supra note 183, at 364.
  328. See generally The Dynamism of Civil Procedure: Global Trends and Developments (Colin B. Picker & Guy I. Seidman eds., 2015) (collecting essays on comparative civil procedure).
  329. See generally Comparative Administrative Law (Susan Rose-Ackerman & Peter L. Lindseth eds., 2011) (collecting essays on comparative administrative law, including administrative procedure).

Trade Administration

At the core of public debates about trade policy making in the United States and the so-called “trade war” is a controversy over who should be responsible for making U.S. trade law: Congress or the President. What these important conversations miss is that underlying much of our trade policy in recent decades is a widespread executive-branch-lawmaking apparatus with monitoring, rulemaking, adjudicative, and enforcement features that operates in considerable shadow. Executive branch agencies are now the primary actors in trade lawmaking. This Article excavates that critical underbelly: what I call our “trade administrative state.” It maps the trade administrative state’s statutory and institutional ascent, which I maintain was the product of considerable experimentation in governance schemes developed in response to diverging market trends and normative priorities, the absence of judicial mechanisms to monitor its borders, and a deficiency of administrative law disciplines to respond to its fortification.

This unearthing reveals that the trade administrative state does not operate like the rest of the regulatory state either in form or in process, despite that its actors engage in several conventional regulatory functions. Rather, trade lawmaking is predominantly managed by a single agency, the Office of the United States Trade Representative, and, procedurally, it lacks the hallmarks traditionally associated with administrative law. The Article then evaluates this model in light of administrative law’s aspirations. It demonstrates how our present model of trade administration and its self-policing control mechanisms clash with commonly held scholarly and doctrinal understandings of executive governance.

This assessment of modern trade governance also prescribes certain lessons for how administrative law operates when it comes to certain specialized areas of administration. Surprisingly, despite the fact that trade administration challenges established positivist and process-oriented values, it does so in such a way that may enhance compliance with international law. At a moment when critics raise concern about the President’s disfavor of international trade law and institutions, this study reveals that certain norms may be entrenched in our trade administrative state to counteract those concerns.

Taken together, the Article makes three contributions: First, it identifies and illustrates the experimental history of trade administration. Second, I unpack the distinct features of trade lawmaking as managed by executive branch agencies and draw conclusions about its functions for the way we conceive of trade actors and trade action in our constitutional framework. Finally, the Article analyzes the implications of this revealed structure for administrative law both in process and in content and shows how trade law serves as an unexpected administrative constraint.

Introduction

Legal debates over allocations of power in trade lawmaking have focused on the shift in power from Congress to the President.1.See, e.g., Timothy Meyer & Ganesh Sitaraman, Trade and the Separation of Powers, 107 Calif. L. Rev. 583, 586–97 (2019); Kathleen Claussen, Separation of Trade Law Powers, 43 Yale J. Int’l L. 315, 316–20 (2018) [hereinafter Claussen, Separation of Trade Law Powers]; John Linarelli, International Trade Relations and the Separation of Powers under the United States Constitution, 13 Dick. J. Int’l L. 203, 204–05 (1995); Harold Hongju Koh, Congressional Controls on Presidential Trade Policymaking After I.N.S. v. Chadha, 18 N.Y.U. J. Int’l L. & Pol. 1191, 1191–92 (1986).Show More But beneath the surface of our separation of trade law powers is a vast trade-lawmaking administrative apparatus with understudied implications. It is the executive branch beyond the President that wields considerable control over trade law outcomes and policy actions. The true driving forces of U.S. trade lawmaking are sited inside the executive and are often out of sight. This Article seeks to precipitate a turn away from thinking about the imposition of congressional controls in trade lawmaking in favor of greater consideration for administrative controls. I argue that the modern trade-lawmaking process is not one shaped by the separation of powers as much as it is by agency administration.

This study considers the work of what I call the “trade administrative state”2.As I explain further below, the “trade administrative state” refers to a vast landscape of executive branch agencies that write trade rules, monitor the implementation of those rules, adjudicate disputes over their content, and subsequently enforce them in three dimensions—horizontal, vertical, and diagonal. See Subsection II.A.1.Show More—and with some urgency. As recent events have brought the features of our trade administration once again to the fore,3.See, e.g., Josh Zumbrun, Feliz Solomon & Jeffrey Lewis, U.S.-China Trade War Reshaped Global Commerce, Wall St. J. (Feb. 9, 2020), https://www.wsj.com/articles/u-s-china-trade-war-reshaped-global-commerce-11581244201 [https://perma.cc/CGZ2-3CGX]; Ana Swanson & Jeanna Smialek, U.S. Manufacturing Slumps as Trade War Damage Lingers, N.Y. Times (Jan. 3, 2020), https://www.nytimes.com/2020/01/03/business/manufacturing-trump-trade-war.html [https://perma.cc/3ZC2-2BT9]; Shawn Donnan, Trade Won’t Fade as a Big Disrupter in 2020, Bloomberg (Jan. 2, 2020), https://www.bloomberg.com/news/articles/‌2020-01-02/trade-war-latest-trump-2020-china-tariffs-election-polls [https://perma.cc/7ZQW-FXCZ].Show More commentators have argued for better balance between the President and Congress as a means of correction.4.See, e.g., Philip Wallach, James Wallner & Clark Packard, Is Congress Willing To Assert Responsibility for Trade?, Bulwark (Feb. 3, 2020), https://thebulwark.com/is-congress-willing-to-assert-responsibility-for-trade/ [https://perma.cc/254H-AL5M]; Daniel Griswold, Only Congress Can End the China Trade War Quagmire, Hill (Sept. 11, 2019), https://thehill.com/opinion/international/460920-only-congress-can-end-the-china-trade-war-quagmire [https://perma.cc/D2WK-QQJM]; Jennifer A. Hillman, How To Stop Trump’s Trade War Madness, N.Y. Times (Aug. 11, 2019), https://www.nytimes.com/2019/08/11/–opinion/trump-china-trade.html [https://perma.cc/N4XX-583F]; Clark Packard, Congress Should Take Back Its Authority Over Tariffs, Foreign Pol’y (May 4, 2019) [hereinafter Packard, Congress Should Take Back Its Authority Over Tariffs], https://foreignpolicy.com/2019/05/04/congress-should-take-back-its-authority-over-tariffs-trump/ [https://perma.cc/BME2-XV9C].Show More While those assessments underscore important conversations about the democratic separation of powers generally, they tend to discount the normative and practical entrenchment of trade lawmaking among executive branch agencies.5.To be sure, a considerable literature on the political economy of trade policy has identified this important shift. See, e.g., Douglas A. Irwin, U.S. Trade Policy in Historical Perspective, 6–7 (Nat’l Bureau of Econ. Rsch., Working Paper No. 26,256, 2019) (referring to additional work in the field). Legal scholarship relating to domestic trade institutions, on the other hand, has been more limited, especially in recent years. This Article builds off the foundation of the former to build a conversation in the latter.Show More The delegations from Congress to the President are just the tip of the iceberg with respect to our trade topography. U.S. trade lawmaking is embedded in a much larger administrative structure—parts of which are hidden from Congress, despite its constitutional primacy, and from even the White House. But the story is not just one of structure. Administration is also largely about process. Executive agencies play the most important role in trade lawmaking, and they do so according to sui generis processes subject to little supervision.

This Article provides a thorough descriptive review of modern U.S. trade administration and then evaluates whether our form of trade administration is appropriate or preferred. In so doing, one key feature surfaces: the managerial role played by a single agency created in 1962 called the Office of the United States Trade Representative (“USTR”).6.Trade Expansion Act of 1962, Pub. L. No. 87-794, § 101 et seq., 76 Stat. 872 (codified as amended at 19 U.S.C. § 1801 et seq.).Show More Today, USTR supervises most of our modern trade-lawmaking enterprise, acting as a super-agency similar to the Office of Management and Budget (“OMB”).7.See Eloise Pasachoff, The President’s Budget as a Source of Agency Policy Control, 125 Yale L.J. 2182, 2194–99 (2016) (describing the role of OMB); Gillian E. Metzger & Kevin M. Stack, Internal Administrative Law, 115 Mich. L. Rev. 1239, 1243 (2017) (discussing the OMB’s super-styled role without using the term); see also David C. Vladeck, O.M.B.: A Dangerous Superagency, N.Y. Times (Sept. 6, 1989), https://www.nytimes.com/‌1989/09/06/opinion/omb-a-dangerous-superagency.html [https://perma.cc/9PVV-XYFM] (warning that OMB “exercises cradle-to-grave control over all regulatory initiatives”).Show More USTR oversees other agency rulemaking and, strikingly, can compel action from other parts of the government.

It was not always this way. The present arrangement is only the latest iteration in a history of experimental trade governance. At the nation’s founding, the regulation of foreign commerce consisted primarily of the issuance of tariff schedules and the negotiation of commercial treaties.8.See infra Section I.A.Show More Congress relied on the President to adjust tariffs in respect of carefully circumscribed situations and counted on the Bureau of Customs to apply the tariff rates on goods at the border.9.Id.Show More These activities involved little discretion by the executive branch. A progressively aggressive delegation of authorities to the President and a movement toward reciprocal arrangements with trading partner countries empowered the executive branch to take on greater authority from the 1890s through the 1930s.10 10.See infra Section I.C.Show More By the middle of the twentieth century, trade lawmaking had become an exercise of an extensive legal machinery—not just in content but also in institutional form. While Congress continued to guide its substance, the diminished congressional role eventually heralded a new mode of governance with distinct features that have since characterized the way U.S. trade law is made.

This Article presents the details of this structural change. It demonstrates how the trade administrative state today is deeply entrenched and remarkably complex. To practice in this area is to develop a niche specialization in a distinctive administrative universe. Thus, one purpose of this Article is to review the undervalued legal system of foreign trade regulation: to chronicle the statutory and institutional rise of this multifarious system and to situate it empirically at the core of modern trade law.

This functional appraisal illuminates another layer of trade administration: its characteristic administrative law traits—or rather, the lack of administrative disciplines that apply. At first glance, one might think the positive story of trade lawmaking just mirrors that of either regular administrative lawmaking or of foreign affairs lawmaking. Some observers may see this as a sort of extension of the work of the OMB.11 11.OIRA Pages, The White House, https://www.whitehouse.gov/omb/information-regulatory-affairs/ [https://perma.cc/5G4J-SYYV] (last visited Jan. 29, 2021); see also Nestor M. Davidson & Ethan J. Leib, Regleprudence—at OIRA and Beyond, 103 Geo. L.J. 259, 268–70 (2015) (examining Office of Information and Regulatory Affairs (“OIRA”) practice as a form of executive lawmaking).Show More But in ways unlike other areas of executive branch lawmaking, trade-lawmaking agencies are sites of administrative innovation. They make law not through the standard administrative law playbook but regularly rework it from the ground up. Only some features of trade lawmaking are subject to the Administrative Procedure Act (APA).12 12.See 5 U.S.C. §§ 500–04, 551–59, 561–84, 591–96, 701–06. I return to the question of whether trade falls within the APA’s foreign-affairs exception infra at note 219 and accompanying text.Show More A great deal of trade agency action is not subject to either conventional notice-and-comment procedures or judicial review.13 13.See infra Section III.A.Show More In many trade-related congressional delegations to agencies, the form and content of administrative process, if any is specified, is left to the agency’s discretion. These notable omissions raise questions both for administrative law’s reach as well as for trade law’s accountability, transparency, and legitimacy. The result is a form of administrative governance that is characterized more by experimentation and haphazardness than by accountability and rule-of-law values.

Most surprising about this account is that USTR intervenes in the domestic rulemaking process where it finds that rules proposed by other agencies are not compliant with international trade law. Thus, one overlooked feature of the trade administrative state is that it has elements that both reject administrative law features and inject international law primacy into the administrative process. At a moment when critics raise concern about the future of international trade law and institutions, this study reveals that certain norms are entrenched in our trade administrative state to counteract those concerns.

The stakes of trade administration have only continued to grow. Congress has delegated vast authorities of different types to these agencies such that the choice between a “free trade” policy or a more “protectionist” policy is left almost entirely to the executive.14 14.For an overview of the delegations made by Congress to the executive with respect to both free trade and protectionism, see generally Kathleen Claussen, Trade’s Security Exceptionalism, 72 Stan. L. Rev. 1097, 1109–26 (2020) [hereinafter Claussen, Trade’s Security Exceptionalism].Show More Take, for example, the Trump administration’s so-called “trade war.” Under the current model, the process for imposing tariffs on products is an administrative process. Agencies carry out investigations, make determinations, and either act on the President’s direction or provide their findings to the President for his ultimate decision. Those agencies also implement the tariffs and adjudicate which products and industries will be exempted from those tariffs. Critically, and unexpectedly, the trade war has illustrated that when these agencies engage in trade lawmaking, they are subject to a different set of rules and regulations and processes than many agencies that act exclusively domestically.15 15.This is not to suggest that all domestic agencies subscribe to a singular process, but rather to capture how the typical agency controls are not as salient as they would be in the traditional domestic administrative law textbook depiction.Show More Our recent extensive tariff exercise has helped bring to light this discrepancy in practice and may provide a guide to how stakeholders can advocate for change or an end to the warring tariffs. Thus, shifting the lens of our focus to trade administration helps us to deconstruct the trade war and contextualize it within broader notions of regulatory authority.

The study’s descriptive content motivates its positive and normative conclusions. From a policy perspective, modern trade administration has both benefits and drawbacks. The costs of trade administration—such as its lack of transparency and democratic inputs—may be outweighed by its international-law-enhancing functions. But the costs and benefits are not mutually exclusive. The absence of traditional administrative law mandates may provide necessary expertise, flexibility, and compliance with international law, but they can also be abused in the way that administrative law’s proponents have feared. This dilemma raises the question whether it is possible to create a principled approach to trade lawmaking that fosters compliance and coherence, but that also addresses the fundamental participatory and democratic principles that administrative law endorses.16 16.Again, this question is one with which the political economy literature has wrestled, but which legal scholarship has not confronted in detail in some time. The picture of trade administration has evolved since those prior accounts as discussed further below. See infra Section II.A.Show More

I argue that a different way forward is possible, even if handicapped by a certain degree of path dependence and entrenchment, and that more ought to be done to consider administrative principles in trade law. We can strengthen administrative law values in trade law without losing the important coordinating and rule-enforcing features of the present system. When done well, an administrative law approach to trade could lessen the pressure on congressional-executive politics and take advantage of agency expertise while also creating an opportunity for administrative review. Judicial review is an important check on agency rulemaking that could be enhanced without considerable overhaul of the present system. Administrative law structures can hold agencies accountable for providing appropriate justifications and abiding by statutory requirements.

Finally, a critical examination of trade administration is of pressing importance as Congress, courts, and legal scholars debate new forms of trade governance and institutional frameworks for trade law and lawmaking.17 17.See, e.g., Am. Inst. for Int’l Steel v. United States, 806 Fed. App’x 982, 990–91 (Fed. Cir. 2020); Invenergy Renewables LLC v. United States, 422 F. Supp. 3d 1255, 1281–83 (Ct. Int’l Trade 2019); Transpacific Steel LLC v. United States, 415 F. Supp. 3d 1267, 1272–76 (Ct. Int’l Trade 2019); Rep. DelBene Introduces Bill To Prohibit the Use of IEEPA To Impose Tariffs, Inside U.S. Trade (June 28, 2019), https://insidetrade.com/trade/rep-delbene-introduces-bill-prohibit-use-ieepa-impose-tariffs [https://perma.cc/TU7F-8CPT]; Rep. Murphy Introduces Bill To Give Congress a Say in National Security Tariffs, Inside U.S. Trade (June 25, 2019), https://insidetrade.com/trade/rep-murphy-introduces-bill-give-congress-say-national-security-tariffs [https://perma.cc/UB69-KWG7]; GOP Bill Would Require Congressional Approval of IEEPA Declarations, Inside U.S. Trade (June 20, 2019), https://insidetrade.com/trade/gop-bill-would-require-congressional-approval-ieepa-declarations [https://perma.cc/7YFK-663U]; Isabelle Hoagland, Sens. Lankford, Coons Divided on USMCA Timing, United on Need for Tariff Legislation, Inside U.S. Trade (June 13, 2019), https://insidetrade.com/daily-news/sens-lankford-coons-divided-usmca-timing-united-need-tariff-legislation [https://perma.cc/BC79-KDJH]; New Kaine-Carper Bill Would Give Congress Broader Trade Authorities, Influence, Inside U.S. Trade (Mar. 27, 2019), https://insidetrade.com/trade/new-kaine-carper-bill-would-give-congress-broader-trade-authorities-influence [https://perma.cc/XFV2-AAD2]; Lawmakers Introduce Bill To Delay Potential Auto Tariffs, Inside U.S. Trade (Mar. 14, 2019), https://insidetrade.com/daily-news/lawmakers-introduce-bill-delay-potential-auto-tariffs [https://perma.cc/XF6P-QG2Z].Show More This evaluation allows policy makers to assess the practical operation and costs and benefits of changing or abandoning the existing model, which may be especially important in periods of political transition.

The Article proceeds in four parts. Part I describes the anterior three eras of trade-lawmaking governance in historical perspective and theorizes the foundations of the trade administrative state. It analyzes the evolution both structurally and functionally by identifying key statutes and institutional moves made by all three branches. As this Part demonstrates, a confluence of factors led to the increased responsibility for a variety of agencies in trade lawmaking.

Part II introduces the idea of modern trade administration and maps out major institutional design choices. The bulk of this Part presents newly gathered legislative and executive materials to establish the breadth of agency and sub-agency involvement in trade lawmaking and its hierarchical, expansive, and multifaceted structure of today’s foreign commercial regulatory framework. I document the ways in which the executive branch trade apparatus has flourished to the point of making USTR a manager, rather than an agent as is traditionally believed, when it comes to U.S. trade law. This Part captures the hallmarks of managerial trade administration that set USTR apart from other agencies. Taken individually, each of USTR’s many roles is not especially noteworthy, but taken together, they make USTR distinctive in under-explored ways.

Part III turns to normative issues, analyzing doctrinal, practical, and policy benefits and drawbacks. I argue that this managerial model exacerbates concerns about interest group capture in some ways by removing such engagements from judicial review and the public eye. But it also has the unexpected benefit of enhancing U.S. commitments to international trade law. Thus, on the one hand, such an approach to trade governance improves U.S. adherence to international law and streamlines a considerable array of cross-border economic policy, but, on the other, it does so at the expense of traditional positivist and process-oriented values.

Finally, Part IV considers lessons for why the trade administrative state and its legal limits matter for ongoing structural and doctrinal debates. I refer to this as trade law’s “unfinished business.”

Two caveats are in order. First, this Article tries to capture the most important pieces of trade lawmaking. There are some areas where the managerial model has less salience, but the Article seeks to confront why and how that fragmentation in trade governance surfaced. Second, given its breadth and opacity, no single essay could fully canvass trade administration. I intend to set out a preliminary review and to note areas that cannot be addressed in this space.

  1. * Associate Professor, University of Miami School of Law, and Senior Fellow, Georgetown University Law Center Institute of International Economic Law. I am grateful for helpful comments from and conversations with Curt Bradley, Elena Chachko, Steve Charnovitz, Harlan Cohen, Charlton Copeland, Evan Criddle, Michael Froomkin, Jean Galbraith, James Gathii, Monica Hakimi, Oona Hathaway, Larry Helfer, Duncan Hollis, Gary Horlick, Sharon Jacobs, Irene Oritseweyinmi Joe, Anne Joseph O’Connell, Lili Levi, Tim Meyer, Jide Nzelibe, Eloise Pasachoff, Shalev Roisman, Michael Sant’Ambrogio, Andres Sawicki, Gabriel Scheffler, Steve Schnably, Lisa Schultz Bressman, Peter Shane, Ganesh Sitaraman, Kevin Stack, Elizabeth Trujillo, Pierre-Hugues Verdier, Marcia Weldon, Bill Widen, Ingrid Wuerth, David Zaring, and participants in the Duke Journal of International and Comparative Law Symposium, Georgetown University Law Center IIEL Workshop, University of Colorado School of Law Faculty Workshop, Vanderbilt Law Faculty Workshop, the World Trade Institute Summer Lunchtime Workshop, and the Junior Administrative Law Scholars Workshop hosted by Yale Law School. Special thanks to my former government colleagues who offered their time and expertise, sharing views on unwritten aspects of the internal workings of today’s U.S. trade-lawmaking system, and to UM Law Librarians Bianca Anderson and Pam Lucken for their extensive assistance hunting down legislative and executive documents. Finally, I am grateful to the Virginia Law Review editorial team, especially Christopher Baldacci, Katherine Graves, and Jordan Walsh.

  2. See, e.g., Timothy Meyer & Ganesh Sitaraman, Trade and the Separation of Powers, 107 Calif. L. Rev. 583, 586–97 (2019); Kathleen Claussen, Separation of Trade Law Powers, 43 Yale J. Int’l L. 315, 316–20 (2018) [hereinafter Claussen, Separation of Trade Law Powers]; John Linarelli, International Trade Relations and the Separation of Powers under the United States Constitution, 13 Dick. J. Int’l L. 203, 204–05 (1995); Harold Hongju Koh, Congressional Controls on Presidential Trade Policymaking After I.N.S. v. Chadha, 18 N.Y.U. J. Int’l L. & Pol. 1191, 1191–92 (1986).

  3. As I explain further below, the “trade administrative state” refers to a vast landscape of executive branch agencies that write trade rules, monitor the implementation of those rules, adjudicate disputes over their content, and subsequently enforce them in three dimensions—horizontal, vertical, and diagonal. See Subsection II.A.1.

  4. See, e.g., Josh Zumbrun, Feliz Solomon & Jeffrey Lewis, U.S.-China Trade War Reshaped Global Commerce, Wall St. J. (Feb. 9, 2020), https://www.wsj.com/articles/u-s-china-trade-war-reshaped-global-commerce-11581244201 [https://perma.cc/CGZ2-3CGX]; Ana Swanson & Jeanna Smialek, U.S. Manufacturing Slumps as Trade War Damage Lingers, N.Y. Times (Jan. 3, 2020), https://www.nytimes.com/2020/01/03/business/manufacturing-trump-trade-war.html [https://perma.cc/3ZC2-2BT9]; Shawn Donnan, Trade Won’t Fade as a Big Disrupter in 2020, Bloomberg (Jan. 2, 2020), https://www.bloomberg.com/news/articles/‌2020-01-02/trade-war-latest-trump-2020-china-tariffs-election-polls [https://perma.cc/7ZQW-FXCZ].

  5. See, e.g., Philip Wallach, James Wallner & Clark Packard, Is Congress Willing To Assert Responsibility for Trade?, Bulwark (Feb. 3, 2020), https://thebulwark.com/is-congress-willing-to-assert-responsibility-for-trade/ [https://perma.cc/254H-AL5M]; Daniel Griswold, Only Congress Can End the China Trade War Quagmire, Hill (Sept. 11, 2019), https://thehill.com/opinion/international/460920-only-congress-can-end-the-china-trade-war-quagmire [https://perma.cc/D2WK-QQJM]; Jennifer A. Hillman, How To Stop Trump’s Trade War Madness, N.Y. Times (Aug. 11, 2019), https://www.nytimes.com/2019/08/11/–opinion/trump-china-trade.html [https://perma.cc/N4XX-583F]; Clark Packard, Congress Should Take Back Its Authority Over Tariffs, Foreign Pol’y (May 4, 2019) [hereinafter Packard, Congress Should Take Back Its Authority Over Tariffs], https://foreignpolicy.com/2019/05/04/congress-should-take-back-its-authority-over-tariffs-trump/ [https://perma.cc/BME2-XV9C].

  6. To be sure, a considerable literature on the political economy of trade policy has identified this important shift. See, e.g., Douglas A. Irwin, U.S. Trade Policy in Historical Perspective, 6–7 (Nat’l Bureau of Econ. Rsch., Working Paper No. 26,256, 2019) (referring to additional work in the field). Legal scholarship relating to domestic trade institutions, on the other hand, has been more limited, especially in recent years. This Article builds off the foundation of the former to build a conversation in the latter.

  7. Trade Expansion Act of 1962, Pub. L. No. 87-794, § 101 et seq., 76 Stat. 872 (codified as amended at 19 U.S.C. § 1801 et seq.).

  8. See Eloise Pasachoff, The President’s Budget as a Source of Agency Policy Control, 125 Yale L.J. 2182, 2194–99 (2016) (describing the role of OMB); Gillian E. Metzger & Kevin M. Stack, Internal Administrative Law, 115 Mich. L. Rev. 1239, 1243 (2017) (discussing the OMB’s super-styled role without using the term); see also David C. Vladeck, O.M.B.: A Dangerous Superagency, N.Y. Times (Sept. 6, 1989), https://www.nytimes.com/‌1989/09/06/opinion/omb-a-dangerous-superagency.html [https://perma.cc/9PVV-XYFM] (warning that OMB “exercises cradle-to-grave control over all regulatory initiatives”).

  9. See infra Section I.A.

  10. Id.

  11. See infra Section I.C.

  12.  OIRA Pages, The White House, https://www.whitehouse.gov/omb/information-regulatory-affairs/ [https://perma.cc/5G4J-SYYV] (last visited Jan. 29, 2021); see also Nestor M. Davidson & Ethan J. Leib, Regleprudence—at OIRA and Beyond, 103 Geo. L.J. 259, 268–70 (2015) (examining Office of Information and Regulatory Affairs (“OIRA”) practice as a form of executive lawmaking).

  13. See 5 U.S.C. §§ 500–04, 551–59, 561–84, 591–96, 701–06. I return to the question of whether trade falls within the APA’s foreign-affairs exception infra at note 219 and accompanying text.

  14. See infra Section III.A.

  15. For an overview of the delegations made by Congress to the executive with respect to both free trade and protectionism, see generally Kathleen Claussen, Trade’s Security Exceptionalism, 72 Stan. L. Rev. 1097, 1109–26 (2020) [hereinafter Claussen, Trade’s Security Exceptionalism].

  16. This is not to suggest that all domestic agencies subscribe to a singular process, but rather to capture how the typical agency controls are not as salient as they would be in the traditional domestic administrative law textbook depiction.

  17. Again, this question is one with which the political economy literature has wrestled, but which legal scholarship has not confronted in detail in some time. The picture of trade administration has evolved since those prior accounts as discussed further below. See infra Section II.A.

  18. See, e.g., Am. Inst. for Int’l Steel v. United States, 806 Fed. App’x 982, 990–91 (Fed. Cir. 2020); Invenergy Renewables LLC v. United States, 422 F. Supp. 3d 1255, 1281–83 (Ct. Int’l Trade 2019); Transpacific Steel LLC v. United States, 415 F. Supp. 3d 1267, 1272–76 (Ct. Int’l Trade 2019); Rep. DelBene Introduces Bill To Prohibit the Use of IEEPA To Impose Tariffs, Inside U.S. Trade (June 28, 2019), https://insidetrade.com/trade/rep-delbene-introduces-bill-prohibit-use-ieepa-impose-tariffs [https://perma.cc/TU7F-8CPT]; Rep. Murphy Introduces Bill To Give Congress a Say in National Security Tariffs, Inside U.S. Trade (June 25, 2019), https://insidetrade.com/trade/rep-murphy-introduces-bill-give-congress-say-national-security-tariffs [https://perma.cc/UB69-KWG7]; GOP Bill Would Require Congressional Approval of IEEPA Declarations, Inside U.S. Trade (June 20, 2019), https://insidetrade.com/trade/gop-bill-would-require-congressional-approval-ieepa-declarations [https://perma.cc/7YFK-663U]; Isabelle Hoagland, Sens. Lankford, Coons Divided on USMCA Timing, United on Need for Tariff Legislation, Inside U.S. Trade (June 13, 2019), https://insidetrade.com/daily-news/sens-lankford-coons-divided-usmca-timing-united-need-tariff-legislation [https://perma.cc/BC79-KDJH]; New Kaine-Carper Bill Would Give Congress Broader Trade Authorities, Influence, Inside U.S. Trade (Mar. 27, 2019), https://insidetrade.com/trade/new-kaine-carper-bill-would-give-congress-broader-trade-authorities-influence [https://perma.cc/XFV2-AAD2]; Lawmakers Introduce Bill To Delay Potential Auto Tariffs, Inside U.S. Trade (Mar. 14, 2019), https://insidetrade.com/daily-news/lawmakers-introduce-bill-delay-potential-auto-tariffs [https://perma.cc/XF6P-QG2Z].

  19. See, e.g., Meyer & Sitaraman, supra note 1, at 597–612 (discussing how delegations shifted authority from Congress to the President); Jide O. Nzelibe, The Illusion of the Free-Trade Constitution, 19 N.Y.U. J. Legis. & Pub. Pol’y 1, 2–3 (2016); Koh, supra note 1, at 1192–93 (“[T]he President has historically asserted dominance over international trade . . . .”).

  20. Compare Nzelibe, supra note 18, at 8 (“legislative altruism”), with Meyer & Sitaraman, supra note 1, at 609 (“abdication”).

  21. To be sure, some would say it does. See, e.g., I.M. Destler, American Trade Politics 33 (4th ed. 2005). They point to the fact that Congress is the only constitutionally empowered branch. U.S. Const. art. I, § 8, cl. 3. But those same scholars do not deny that Congress has the opportunity to delegate its authority as necessary. Destler, supra note 20, at 32.

  22. Cf. Meyer & Sitaraman, supra note 1, at 586–612 (describing only two paradigms). My analysis does not take issue with the two paradigms that Meyer and Sitaraman set out; rather, it intends to complement that important project and take up the explicit and implicit structural modes within those governing paradigms.

  23. U.S. Const. art. I, § 8, cl. 1, 3.

  24. See Cory Adkins & David Singh Grewal, Two Views of International Trade in the Constitutional Order, 94 Tex. L. Rev. 1495, 1516 (2016) (referring to authorizations made to Washington, Adams, and Jefferson to embargo ships). At that time and for many years trade was related to war. The United States fought wars over trade and fought wars through trade. Trade was inextricably linked to the existence of the nation. Id. at 1517.

  25. In July 1789, the second Act of Congress established a system of tariffs on imported “goods and merchandises” while the third Act established tariffs on the tonnage of ships. Already in Congress’ earliest days, there was a debate about the proper objectives of a tariff, but most salient was the need for revenue. Act of July 4, 1789, ch. 2, 1 Stat. 24; Act of July 20, 1789, ch. 3, 1 Stat. 27.

  26. Act of July 31, 1789, ch. 5, 1 Stat. 29.

  27. Act of Aug. 7, 1789, ch. 9, 1 Stat. 53.

  28. Act of Aug. 4, 1790, ch. 35, §§ 62–64, 1 Stat. 145.

  29. Act of May 27, 1796, ch. 31, 1 Stat. 474.

  30. Act of July 16, 1798, ch. 77, 1 Stat. 605.

  31. Act of Sept. 2, 1789, ch. 12, 1 Stat. 65.

  32. John F. Coyle, The Treaty of Friendship, Commerce and Navigation in the Modern Era, 51 Colum. J. Transnat’l L. 302, 307 (2013). Although these FCN treaties were popular into the twentieth century, their impact on foreign commerce diminished. In fact, most FCN treaty provisions were incorporated into other areas of U.S. law. Id. at 341–43 (describing the ways the treaty provisions “fade[d] into near-irrelevance”).

  33. See, e.g., Treaty of Amity and Commerce Between His Majesty the King of Prussia, and the United States of America, Prussia-U.S., art. 4, Sept. 10, 1785, 8 Stat. 84.

  34. See Jean Galbraith, International Law and the Domestic Separation of Powers, 99 Va. L. Rev. 987, 1013–14 (2013).

  35. See, e.g., Message Transmitting a Report of the Secretary of State on the Spoliations Committed on the Commerce of the United States (Mar. 5, 1794), in 1 American State Papers: Foreign Relations 423, 423–24 (Walter Lowrie & Matthew St. Clair Clarke eds., 1833) (describing with concern the attacks on U.S. merchants and the need for greater authority to combat such attacks).

  36. Bruce Ackerman & David Golove, Is NAFTA Constitutional?, 108 Harv. L. Rev. 799, 820–29 (1995) (“Early statutes imposed this duty on the President, typically requiring him to issue a proclamation giving each complying country a clean bill of health. We call these ‘proclamation statutes,’ and they have been very common.”).

  37. Act of Feb. 9, 1799, ch. 2, § 4, 1 Stat. 613.

  38. Act of Dec. 19, 1806, ch. 1, § 3, 2 Stat. 411.

  39. Act of June 4, 1794, ch. 41, 1 Stat. 372 (authorizing the President to lay an embargo on ships as necessary “whenever . . . the public safety shall so require”); Act of Feb. 9, 1799, ch. 2, § 4, 1 Stat. 613 (making it lawful for the President to draw back restrictions on trade that Congress enacted “if he shall deem it expedient and consistent with the interest of the United States” or “whenever, in his opinion, the interest of the United States shall require”); Act of Dec. 19, 1806, ch. 1, § 3, 2 Stat. 411; Act of April 22, 1808, ch. 52, 2 Stat. 490 (authorizing the President to suspend a trade embargo for certain vessels “on such bond and security being given as the public interest . . . require”).

  40. Act of Mar. 3, 1815, ch. 77, 3 Stat. 224 (emphasis added).

  41. For a more robust discussion of the President’s tariff-related fact-finding in the context of fact-finding more generally, see Shalev Roisman, Presidential Factfinding, 72 Vand. L. Rev. 825, 849 (2019).

  42. Act of Mar. 3, 1817, ch. 39, 3 Stat. 361–62; Act of Jan. 7, 1824, ch. 4, § 4, 4 Stat. 2; Act of May 24, 1828, ch 111, § 1, 4 Stat. 308; Act of May 31, 1830, ch. 219, § 2, 4 Stat. 425; Act of June 26, 1884, ch. 121, § 14, 23 Stat. 53.

  43. See, e.g., Act of Mar. 6, 1866, ch. 12, 14 Stat. 3 (allowing suspension of the prohibition “whenever the Secretary of the Treasury shall officially determine” that importation of certain cattle would not spread infectious disease).

  44. See S. Rep. No. 73-871, at 1–2 (1934) (“The committee has inserted the words ‘as a fact’ following the words in subsection (a) ‘the President, whenever he finds.’ This is to make clear that Congress under the proposed bill is establishing a policy and directing the Executive to act in accordance with the congressional policy only when he finds as a fact that existing duties or other import restrictions are unduly burdening and restricting the foreign trade of the United States. In the same provision, to the words ‘existing duties or other import restrictions’ the words ‘of the United States or any foreign country’ have been added to clarify the meaning.”).

  45. See Alfred E. Eckes, Opening America’s Market: U.S. Foreign Trade Policy Since 1776, at 70–74 (1995).

  46. Id. (noting that Secretary of State Blaine revives the idea and urges President Harrison to request authority).

  47. Act of Oct. 1, 1890, ch. 1244, 26 Stat. 567.

  48. Section 3 of the Act provided that certain commodities would be admitted free of duties, but that the President could impose specified rates against nations charging “unequal and unreasonable” duties on U.S. commodities. Id. § 3; see also Field v. Clark, 143 U.S. 649, 680–91 (1892) (holding that Section 3 was not an unconstitutional delegation of legislative and treaty-making authority to the President); Douglas A. Irwin, Clashing Over Commerce: A History of U.S. Trade Policy 304 (2017) [hereinafter Irwin, Clashing Over Commerce]; H.R. Rep. No. 73-1000, at 9 (1934) (recognizing the President’s power under Section 3 and noting the Field decision); Francis B. Sayre, The Constitutionality of the Trade Agreements Act, 39 Colum. L. Rev. 751, 761–62 (1939) (discussing presidential action in protectionist trade policy generally); Oona A. Hathaway, Presidential Power over International Law: Restoring the Balance, 119 Yale L.J. 140, 173–74 (2009) (noting this started a transformation in U.S. international lawmaking).

  49. 143 U.S. at 694; see also id. at 699–700 (Lamar, J., dissenting) (commenting that this Act ought to be distinguished as it is clearly lawmaking). Interestingly, and somewhat ironically, the Court has developed major principles of administrative law through trade-related cases such as Field and others taken up below. In the twenty-first century, trade-related administrative law has been significantly curtailed.

  50. Wilson-Gorman Tariff Act of 1894, ch. 349, § 71, 28 Stat. 509, 569; see also Harold U. Faulkner, The Decline of Laissez Faire, 1897–1917, 59–60 (1977) (discussing the politics of tariffs in the years after the Wilson-Gorman Act); Eckes, supra note 44, at 70 & 70 n.39 (discussing congressional opposition to executive reciprocity agreements in 1884).

  51. The Dingley Tariff Act of 1897 authorized the President again to negotiate reciprocal tariff agreements with an eye to lowering tariffs with trading partners. Dingley Tariff Act of 1897, ch. 11, § 3, 30 Stat. 151, 203. The 1922 Fordney McCumber Tariff Act again empowered the President to adjust tariff rates under the condition that the Tariff Commission so advised. Fordney-McCumber Act of 1922, ch. 356, § 315, 42 Stat. 858, 941–46.

  52. In President Taft’s inauguration in 1909, he called for Congress to give him still greater authority, but also noted that any such action was a congressional prerogative. William Howard Taft, Inaugural Address (Mar. 4, 1909), in 1 Presidential Addresses and State Papers of William Howard Taft: From March 4, 1909 to March 4, 1910, at 53, 55 (1910) (“It is imperatively necessary, therefore, that a tariff bill be drawn . . . and as promptly passed as due consideration will permit. . . . I venture this as a suggestion only, for the course to be taken by Congress, upon the call of the Executive, is wholly within its discretion.”). Warren G. Harding, Inaugural Address (Mar. 4, 1921), in Inaugural Addresses of the Presidents of the United States: From George Washington 1789 to George Bush 1989 237, 243–44 (1989).

  53. H.R. Rep. No. 73-1000, at 10 (1934).

  54. Id.

  55. Payne-Aldrich Tariff Act of 1909, ch. 6, § 2, 36 Stat. 11, 82–83.

  56. See U.S. Int’l Trade Comm’n, The Economic Effects of Significant U.S. Import Restraints 65 (6th ed. 2009) (“Prior to the 1930 act, tariff changes were viewed as entirely the domain of Congress.”); see also Hal Shapiro & Lael Brainard, Trade Promotion Authority Formerly Known As Fast Track: Building Common Ground on Trade Demands More Than a Name Change, 35 Geo. Wash. Int’l L. Rev. 1, 6 (2003) (“Prior to the twentieth century U.S. regulation of foreign commerce was almost exclusively a congressional prerogative . . . .”); Ian F. Fergusson, Cong. Rsch. Serv., RL33743, Trade Promotion Authority (TPA) and the Role of Congress in Trade Policy 2–3 (2015). (“For roughly the first 150 years of the United States, Congress exercised its authority over foreign trade by setting tariff rates on all imported products.”).

  57. As the Supreme Court confirmed in Field v. Clark: “There are many things upon which wise and useful legislation must depend which cannot be known to the law-making power, and, must, therefore, be a subject of inquiry and determination outside of the halls of legislation.” 143 U.S. 649, 694 (1892).

  58. Revenue Act of 1916, Pub. L. No. 64-271, ch. 463, § 700, 39 Stat. 756, 795.

  59. On several different occasions since 1865, tariff boards were set up by Congress or in some instances by executive order for specific studies, but none would be permanent. For example, a tariff commission was established in 1882 with nine members. It was appointed to report to Congress on recommended tariff rate changes. Report of the Tariff Commission, H.R. Misc. Doc. No. 47-6, pt. 1., at 1, 5, 7 (1882). Upon doing so, it ceased to function. The Trade Act of 1971: A Fundamental Change in United States Foreign Trade Policy, 80 Yale L.J. 1418, 1424 n.31 (1971); Act of May 15, 1882, Pub. L. No. 47-145, ch. 145, 22 Stat. 64; see also U.S. Tariff Comm’n, The Tariff and Its History 97–100 (1934) (describing nine non-permanent bodies created between 1865 and 1922 to study tariff-related issues). Likewise, in 1911, a three-member Tariff Board was established pursuant to congressional funding thereof to look into the tariff schedule for wool and woolens. Act of Mar. 4, 1911, Pub. L. No. 61-525, ch. 285, 36 Stat. 1363. Other non-permanent agencies were created in 1865, 1866, 1888, 1909, and 1912. See generally J. Bernhardt, The Tariff Commission: Its History, Activities and Organization 3–14 (1922) (providing an overview of the activities of seven government bodies tasked with studying tariff-related issues between 1865 and 1912).

  60. Irwin, Clashing Over Commerce, supra note 47, at 356–57.

  61. Id. at 356–57, 362–64.

  62. Anti-Dumping Act of 1921, Pub. L. No. 67-10, ch. 14, § 201-202, 42 Stat. 9, 11–12.

  63. James Pomeroy Hendrick, The United States Antidumping Act, 58 Am. J. Int’l L. 914, 932 (1964) (noting just 73 findings of dumping between 1921 and 1964). From 1934 to 1954 there were only seven findings of dumping. Douglas A. Irwin, The Rise of US Anti-dumping Activity in Historical Perspective, 28 World Econ. 651, 659 (2005). In 1954, this responsibility was transferred to the ITC. Irwin, supra, at 659.

  64. CBP Timeline, U.S. Customs & Border Prot., https://www.cbp.gov/about/history/‌timeline-static-view [https://perma.cc/W7BP-7LEF] (last visited Mar. 8, 2021).

  65. See Act of May 15, 1862, Pub. L. No. 37-72, 12 Stat. 387, 387 (establishing USDA to “procure . . . and distribute . . . valuable seeds and plants”).

  66. See Eckes, supra note 44, at 99.

  67. J.W. Hampton, Jr., & Co. v. United States, 276 U.S. 394, 410–11 (1928). In that case, an importer contested the imposition of a duty of six cents per pound on barium dioxide, two cents more than in the 1922 statute, after a 1924 proclamation by President Calvin Coolidge. The Supreme Court ruled that the delegation of authority was constitutional because the President was carrying out the will of Congress in changing the duty. Id. at 400, 411.

  68. The use of a principal-agent framework as an analytical tool for understanding congressional-executive relations in foreign affairs is not entirely novel in practice or scholarship. Ed Swaine has described that there was a time when:

    [D]iplomats were regarded as personal agents of a head of state, and could be viewed in terms of a conventional principal-agent relationship, but identifying the principal (conceivably, the head of state, a legislature, or the state itself), the agent . . . , and the nature and consequences of delegated authority became less straightforward.

    Edward T. Swaine, Unsigning, 55 Stan. L. Rev. 2061, 2068 (2003). Daniel Abebe has proposed viewing Congress as principal and the President as its agent in foreign affairs generally. In contrast to my study, Abebe seeks to determine “the appropriate level of deference to the President” based on a balancing of internal and external constraints to “ensure that the President is a faithful agent” while also ensuring the President has enough “latitude to achieve congressional goals.” Daniel Abebe, The Global Determinants of U.S. Foreign Affairs Law, 49 Stan. J. Int’l L. 1, 53 (2013).

  69. See, e.g., Claussen, Trade’s Security Exceptionalism, supra note 14, at 1109. For example, Section 3(e) of the National Industrial Recovery Act gave the President the power to use import quotas or fees to regulate any imports found to “render ineffective or seriously to endanger the maintenance of any code or agreement.” Pub. L. No. 73-67, § 3, 48 Stat. 195, 197 (1933) (codified at 15 U.S.C. § 703, terminated by Exec. Order 7252).

  70. As early as 1923, Secretary of State Charles Evans Hughes sent a confidential circular to American diplomatic officers notifying them that the President had authorized the Secretary of State to negotiate commercial treaties with other countries by which to accord each other unconditional most-favored-nation treatment. 1 Papers Relating to the Foreign Relations of the United States, 1923, H.R. Doc. No. 68-397, at 131 (1938).

  71. U.S. Tariff Comm’n, Sixth Annual Report 2 (1922).

  72. Id.

  73. Presidential Press Conference (June 9, 1933), in 1 Complete Presidential Press Conferences of Franklin D. Roosevelt, 1933, 364, 368–70 (1972).

  74. Irwin, Clashing Over Commerce, supra note 47, at 425.

  75. Nzelibe, supra note 18, at 7 (“For many scholars, congressional delegation was the crucial constitutional innovation that ultimately overcame interest group capture.”) (noting also that political economy scholars are skeptical). As David Lake has commented, the important difference of the RTAA as compared to prior delegations was that it delegated multiple authorities simultaneously. David A. Lake, Power, Protection, and Free Trade: International Sources of U.S. Commercial Strategy, 1887–1939, at 205 (1988).

  76. Reciprocal Trade Agreements Act of 1934, Pub. L. No. 73-316, ch. 474, 48 Stat. 943 (codified as amended in scattered sections of 19 U.S.C.).

  77. Id. at 945.

  78. Harry C. Hawkins & Janet L. Norwood, The Legislative Basis of United States Commercial Policy, in Studies in United States Commercial Policy 69, 100 (William B. Kelly, Jr. ed., 1963).

  79. Id. at 101. See also Harry C. Hawkins, Administration of the Trade Agreements Act, 1944 Wis. L. Rev. 3, 8–9 (1944); Henry J. Tasca, The Reciprocal Trade Policy of the United States: A Study in Trade Philosophy 49–50 (1938).

  80. Some temporary advisory positions came and went. See, e.g., Exec. Order No. 6,651, 3 The Public Papers and Addresses of Franklin D. Roosevelt 158, 158–60 (Mar. 23, 1934) (creating a special trade advisor).

  81. See, e.g., Exec. Order No. 9,832, 3 C.F.R. Supp. 126, 127 (1947) (creating the Committee); Exec. Order No. 6,651, 3 The Public Papers and Addresses of Franklin D. Roosevelt 158, 158–60 (Mar. 23, 1934) (creating the Office of the Special Adviser to the President on Foreign Trade).

  82. For greater detail, see Daniel K. Tarullo, Law and Politics in Twentieth Century Tariff History, 34 UCLA L. Rev. 285, 286 (1986).

  83. Historically, “neither the Bureau of Customs nor any other agency was empowered to set or change tariff rates as such.” Id.

  84. Stephen D. Cohen, The Making of United States International Economic Policy: Principles, Problems, and Proposals for Reform 17 (5th ed. 2000). One can speculate if this was due to capture or for some other reason. Compare to the experience in interstate commerce or public utilities.

  85. Fordney-McCumber Act of 1922, Pub. L. No. 67-318, ch. 356, § 315, 42 Stat. 858, 941–43.

  86. Tarullo, supra note 81, at 319 (noting that it was structured to be scientific).

  87. Id. at 313.

  88. From 1922 to 1929, more than 600 petitions covering 375 commodities were filed with the Commission and only 47 investigations covering 55 commodities were completed. U.S. Tariff Comm’n, Thirteenth Annual Report 10 (1929).

  89. Lake, supra note 74, at 196.

  90. Tarullo, supra note 81, at 350–51.

  91. Id.; see also Extension of the Reciprocal Trade Agreements Act: Hearings on H.J. Res. 407 Before the H. Comm. on Ways & Means, 76th Cong. 491–500 (1940) (statement of A. Manuel Fox, Member, U.S. Tariff Comm’n) (describing the State Department’s role in overseeing the Tariff Commission and its procedures for cooperation with other agencies); Grace Beckett, The Reciprocal Trade Agreements Program 18 (1941) (describing the State Department’s role in initiating new trade agreements with countries).

  92. The State Department ran the Committee for Reciprocity Information, for one. U.S. Dep’t of State, 41 Dep’t of State Bull. No. 1,054, at 354–55 (Sept. 7, 1959).

  93. William A. Foster & Co. v. United States, 20 C.C.P.A. 15, 22 (1932).

  94. The idea of identifying managers in the law is not new either in the domestic or international context. I adopt the term here as a further extension and new application of the concept—one that I believe more aptly captures what is happening in trade. I do not subsequently adopt all the same consequences that prior commentators have identified in their spaces, but I draw on them for inspiration. For other iterations, see, e.g., Bijal Shah, Congress’s Agency Coordination, 103 Minn. L. Rev. 1961, 2058 (2019) (referring to the President as a manager of the executive branch); Abram Chayes & Antonia Handler Chayes, The New Sovereignty: Compliance with International Regulatory Agreements 3 (1995) (examining international law compliance through a managerial model); Judith Resnik, Managerial Judges, 96 Harv. L. Rev. 374, 378 (1982) (referring to judges as managers of their cases).

  95. Jeff Dunoff identified some of the same trends as they began. Jeffrey L. Dunoff, “Trade and”: Recent Developments in Trade Policy and Scholarship—And Their Surprising Political Implications, 17 Nw. J. Int’l L. & Bus. 759, 760 (1997).

  96. Agreement on the Application of Sanitary and Phytosanitary Measures, Apr. 14, 1994, 1867 U.N.T.S. 154, http://www.wto.org/english/docs_e/legal_e/15-sps.pdf [https://perma.cc/MG9R-CTQK].

  97. Id.

  98. Dispute Settlement, WTO, https://www.wto.org/English/tratop_e–/dispu_e/dispu_e.htm [https://perma.cc/7U6A-4T76].

  99. See, e.g., Simon Lester, The Role of the International Trade Regime in Global Governance, 16 UCLA J. Int’l L. & Foreign Affs. 209, 211–12, 221–38 (2011) (providing an overview of the expansion of trade agreements).

  100. This “problem” could be considered a feature more than a bug by those that use trade law to regulate and enforce international commitments in newfound areas. I have explored this double-edged sword in other work. See Kathleen Claussen, Our Trade Law System, 73 Vand. L. Rev. En Banc 195, 198–201 (2020).

  101. 146 Cong. Rec. 6,805–06 (2000).

  102. Id. at 6,806. Most of USTR’s offices were established this way. Only three are mentioned in statute: two in “sense of Congress” statements and one referring to the responsibilities of the Assistant United States Trade Representative for Industry and Telecommunications (a role that no longer exists as such). 19 U.S.C. §§ 3724, 4208, 3812. For example, the Trade and Development Act of 2000 included a “sense of Congress” statement, making note of the importance of having an Assistant United States Trade Representative for African Affairs. Pub. L. No. 106-200, § 117, 114 Stat. 251, 267 (2000) (codified at 19 U.S.C. § 3724). More recently, Congress has created specific positions at the ambassador rank such as the Chief Agricultural Negotiator, Chief Innovation and Intellectual Property Negotiator, and Chief Transparency Officer. Id. at 293.

  103. Bipartisan Congressional Trade Priorities and Accountability Act of 2015, Pub. L. No. 114-26, § 102, 129 Stat. 320 (codified at 19 U.S.C. § 4201). USTR likewise indicates that it is monitoring agreements for compliance in topics as diverse as financial services and tomato paste. See, e.g., Off. of the U.S. Trade Representative, 2020 Trade Policy Agenda and 2019 Annual Report 8, 165 (2020) [hereinafter 2019 Annual Report], https://ustr.gov/‌sites/default/files/2020_Trade_Policy_Agenda_and_2019_Annual_Report.pdf [https://perma.cc/GKT7-4M3E].

  104. Authorizing Customs and Border Protection and Immigration and Customs Enforcement: Hearing Before the Subcomm. on Border & Mar. Sec. of the H. Comm. on Homeland Sec., 113th Cong. 18 (2014) (statement of Kevin K. McAleenan, Acting Deputy Comm’r, U.S. Customs & Border Prot.). At least seventeen agencies, engaged in some exercise of trade policy making, regularly conduct U.S. trade and international economic functions under various statutory and administrative authorities. U.S. Gen. Acct. Off., GAO-00-76, Strategy Needed to Better Monitor and Enforce Trade Agreements 4 (2000) [hereinafter GAO-00-76].

  105. For example, the Commerce Department facilitates the trade remedies program as set out in 19 U.S.C. chapter 4. See 19 U.S.C. § 1339. The Treasury also engages in major economic regulation through engagement in international affairs. See David Zaring, Administration by Treasury, 95 Minn. L. Rev. 187, 212–13 (2010).

  106. See generally Trade Facilitation and Trade Enforcement Act of 2015, Pub. L. No. 114-125, 130 Stat. 122 (2016) (scattered sections).

  107. See generally U.S. Dep’t of Agric., Trade Policies and Procedures, https://www.usda.gov/topics/trade/trade-policies-and-procedures (providing an overview of the various trade programs that the USDA has in place for “commodities and agricultural products”) [https://perma.cc/P9JQ-HKHX] (last visited Jan. 30, 2021).

  108. See Shayerah I. Akhtar, Cong. Rsch. Serv., IF11016, U.S. Trade Policy Functions: Who Does What? (2020). We could add more to this executive trade landscape such as the Export-Import Bank, which “finances and insures U.S. exports of goods and services”; the Small Business Administration, which administers grants in support of trade; or the agencies that support trade capacity building or that promote economic growth in developing countries, such as United States Agency for International Development, United States International Development Finance Corporation, and the Trade and Development Agency. See id.

  109. See Thomas R. Graham, The Reorganization of Trade Policymaking: Prospects and Problems, 13 Cornell Int’l L.J. 221, 228 & n.38 (1980). Even the Federal Emergency Management Agency took on new trade tasks during the COVID-19 pandemic. See Export Allocation Rule on Medical Supplies and Equipment for COVID-19, FEMA, https://www.fema.gov/fact-sheet/fema-implementation-allocation-order-exports-scarce-ppe-and-notice-exemptions [https://perma.cc/R5ER-YZ8S] (last visited Jan. 30, 2021).

  110. Cohen, supra note 83, at 46 (discussing the “crowding out” of the State Department).

  111. See About the USITC, U.S. Int’l Trade Comm’n, https://www.usitc.gov/press_room/‌about_usitc.htm [https://perma.cc/8EPB-7FY7] (last visited Jan. 30, 2021).

  112. Off. of the U.S. Trade Representative, Charter of the Advisory Committee for Trade Policy and Negotiations (2018), https://ustr.gov/sites/default/files/files/about/ACTPN%‌20Charter%202018-2022%20USTR.pdf [https://perma.cc/YR5J-X5FK].

  113. Off. of the U.S. Trade Representative, Advisory Committees, https://ustr.gov/about-us/advisory-committees [https://perma.cc/24US-G53A] (last visited Jan. 30, 2021).

  114. Daniel K. Tarullo, Beyond Normalcy in the Regulation of International Trade, 100 Harv. L. Rev. 546, 595–96 (1987) (noting that lower-level committees composed chiefly of civil servants develop information).

  115. Id.

  116. See Kathleen Claussen, Trade Executive Agreements 10–14 (unpublished manuscript) (on file with the author) [hereinafter Claussen, Trade Executive Agreements] (describing a category of trade lawmaking—trade executive agreements—that is a mix of free trade agreements, solo executive agreements, and rules issued by agencies, has largely grown out of recent practice, and is thus understudied).

  117. Trade Expansion Act of 1962, Pub. L. No. 87-794, § 241, 76 Stat. 872, 878 (codified as amended at 19 U.S.C. § 1801).

  118. Graham, supra note 108, at 224–25 (describing the role of the trade representative in the early years of the position); H.R. Rep. No. 93-571, at 40 (1973) (“[T]he position was created to provide both better focus and centralized direction for treating trade negotiations and trade problems from an overall commercial point of view—and to downplay the strictly foreign policy orientation . . . of the Department of State.”).

  119. H.R. Rep. No. 93-571, at 40 (1973) (declaring that the USTR was created “with the implicit intention of providing the Congress with a focal point in the executive branch”).

  120. Exec. Order No. 11,075, 3 C.F.R. 692–96 (1963); Trade Expansion Act § 242.

  121. Trade Expansion Act § 241(a).

  122. Id.

  123. Id. § 241(b), 76 Stat. at 878.

  124. History of the United States Trade Representative, Off. of the U.S. Trade Representative, https://ustr.gov/about-us/history [https://perma.cc/3YYL-DX6B] (last visited Apr. 19, 2021).

  125. Id.

  126. Fred O. Boadu & Jie Shen, An Empirical Analysis of the Growth and Autonomy of the Office of the United States Trade Representative, 6 Currents: Int’l Trade L.J. 3, 9 (1997).

  127. Id.

  128. Id.

  129. See Exec. Off. of the President, Office of the United States Trade Representative: Fiscal Year Budget 2021, at 6 (2020), https://ustr.gov/sites/default/files/foia–/USTR%20FY%20‌2021%20Congressional%20Budget%20Submission.pdf [https://perma.cc/KGP6-LT4T].

  130. In a recent symposium, I summarized the historical and legal foundations for fast-track. Kathleen Claussen, Trading Spaces: The Changing Role of the Executive in U.S. Trade Lawmaking, 24 Ind. J. Glob. Legal Stud. 345, 351–52, 351 n.18 (2017).

  131. Trade Act of 1974, Pub. L. No. 93-618, § 141, 88 Stat. 1978, 1999 (codified as amended at 19 U.S.C. § 2171). These moves reflected a congressional interest in enhancing executive authority while also maintaining control on the executive’s work in the trade space: “We have also endeavored to articulate an appropriate cooperative role for the Congress and the executive branch in an effort to come to grips with these very complex problems and issues in which delegation of congressional authority is needed.” H.R. Rep. No. 93-571, at 15 (1973); see also Claussen, Trading Spaces, supra note 129, at 350–54 (providing an overview of the balancing of the trade-policy roles and responsibilities that Congress and the executive branch hold); 15 C.F.R. § 2001.3 (2020) (establishing that the U.S. Trade Representative reports to and is responsible to both the executive branch and Congress).

  132. See, e.g., To Create a Department of International Trade and Investment: Hearing on S. 1990 Before the S. Comm. on Governmental Affs., 95th Cong. 1 (1978) (statement of Sen. William V. Roth, Member, Comm. on Governmental Affs.); Reorganizing the Government’s International Trade and Investment Functions: Hearing on S. 377, S. 891, S. 937, S. 1471, and S. 1493 Before the S. Comm. on Governmental Affs., 96th Cong. 2, 44, 47 (1979) (statements of Sen. Robert C. Byrd and Adlai E. Stevenson); Proposed Foreign Trade Reorganization: Hearings Before a Subcomm. of the H. Comm. on Gov’t Operations, 96th Cong. 2–4 (1979) (statement of Rep. Frank Horton); Federal Government International Trade Function Reorganization: Hearings Before the Subcomm. on Trade of H. Comm. on Ways & Means, 96th Cong. 114–16 (1979) (statement of William N. Walker, Vice Chairman, Com. Pol’y Comm., U.S. Council of the Int’l Chamber of Com.); International Trade and Investment Reorganization Act, H.R. 3859, 96th Cong. § 2(b) (1979).

  133. Reorganization Plan No. 3 of 1979, 44 Fed. Reg. 69,273 (proposed Sept. 25, 1979); see Graham, supra note 108, at 222 & n.5 (1980) (discussing inter-branch communications on reorganization).

  134. Reorganization Plan No. 3 of 1979, § 1(b), 44 Fed. Reg. 69,273 (proposed Sept. 25, 1979).

  135. Shayerah Ilias, Cong. Rsch. Serv., R42555, Trade Reorganization: Overview and Issues for Congress 11 (2012).

  136. Trade Agreements Act of 1979, Pub. L. No. 96-39, §§ 411, 413, 93 Stat. 144, 243–44 (codified as amended at 19 U.S.C. §§ 2541, 2543).

  137. Omnibus Trade and Competitiveness Act of 1988, Pub. L. No. 100-418, § 1601(a)(1), 102 Stat. 1107, 1260 (codified as amended at 19 U.S.C. § 2171(c)).

  138. See id. § 1601(a)(2), 102 Stat. at 1261.

  139. See, e.g., id. § 1301(a), 102 Stat. at 1164 (granting the USTR authority to respond to the denial or violation of U.S. trade rights under any trade agreement, subject only to any “specific direction” from the President).

  140. See, e.g., Memorandum, 70 Fed. Reg. 43,251 (July 21, 2005) (delegating authority under Section 337 of the Tariff Act of 1930); Proclamation 6,942, 61 Fed. Reg. 54,719 (Oct. 17, 1996) (delegating authority related to the Generalized System of Preferences); Exec. Order No. 12,964, 60 Fed. Reg. 33,095 (June 21, 1995) (stating that the USTR shall perform the functions of the President under the Federal Advisory Committee Act); Exec. Order No. 12,661, 54 Fed. Reg. 779 (Dec. 27, 1988) (delegating the authority of the President to the USTR under the 1988 Act). This is especially true up until the early 2000s when USTR grew in influence and size. Many statutory delegations to USTR come from statutes enacted in the last 30 years. See, e.g., Uruguay Round Agreements Act, Pub. L. No. 103-465, § 122(b), 108 Stat. 4809, 4829 (Dec. 8, 1994) (codified at 19 U.S.C. § 3532) (specifying that the USTR has lead responsibility on matters related to the World Trade Organization).

  141. See, e.g., Exec. Order No. 12,964, 60 Fed. Reg. at 33,095 (creating a Commission on United States-Pacific Trade and Investment Policy); Exec. Order No. 12,870, 58 Fed. Reg. 51,753 (Sept. 30, 1993) (creating the Trade Promotion Coordinating Committee); Exec. Order No. 12,905, 59 Fed. Reg. 14,733 (Mar. 25, 1994) (creating the Trade and Environment Policy Advisory Committee within the Office of the United States Trade Representative).

  142. This arrangement was part of the point of creating the USTR in the first place: to take this power away from Congress where interest groups dominated.

  143. See, e.g., USTR Announces New Office to Monitor China Deal’s Implementation, Handle Disputes, Inside U.S. Trade (Feb. 14, 2020), https://insidetrade.com/trade/ustr-announces-new-office-monitor-china-deals-implementation-handle-disputes [https://perma.cc/AU6J-955Q].

  144. Cf. 15 C.F.R. § 2001.2 (1975) (establishing the Office as consisting of the United States Trade Representative and two Deputy Trade Representatives).

  145. H.R. Rep. No. 93-571, at 40–41 (1973) (noting that there has not been enough coordination with Congress from 1962 to 1973 and expecting that the USTR would be “speaking for the United States and the Congress in the forthcoming multilateral trade negotiations”).

  146. For a sampling of relevant statutes, see Staff of H.R. Comm. on Ways & Means, 113th Cong., Compilation of U.S. Trade Statutes, at v–xi (Comm. Print 2013).

  147. Trade Act of 1974, Pub. L. No. 93-618, § 141(c), 88 Stat. 1978, 1999.

  148. Nor is USTR subject to the levels of litigation that other agencies are subject to as discussed in Parts III and IV, but it does hold hearings on some of its investigations. By comparison, CBP has issued 289 rules, 91 proposed rules, and 2,673 notices since it was created in 2003; the ITC issued 44 rules, 30 proposed rules, and 8,194 notices in the same period (1995–2019); the ITA issued 72 rules, 57 proposed rules, and 18,937 notices in the same period.

  149. Trade Act § 301 (codified as amended at 19 U.S.C. § 2411).

  150. 19 U.S.C. § 2411. See also Erwin P. Eichmann & Gary N. Horlick, Political Questions in International Trade: Judicial Review of Section 301?, 10 Mich. J. Int’l L. 735, 742 (1989) (explaining both the mandatory and discretionary actions that the USTR must take for violations of trade agreements or harm to U.S. commerce).

  151. Trade Act § 301(b) (codified as amended at 19 U.S.C. § 2411(b)). This authority was shifted to USTR and away from the President in the 1988 Act. Omnibus Trade and Competitiveness Act of 1988, Pub. L. No. 100-418, § 1301, 102 Stat. 1107, 1164 (codified as amended at 19 U.S.C. § 2411).

  152. Section 301 addresses the activities of U.S. firms abroad and interference by foreign governments to the detriment of U.S. firms. See Judith Hippler Bello & Alan F. Holmer, U.S. Trade Law and Policy Series #10: Significant Recent Developments in Section 301 Unfair Trade Cases, 21 Int’l Law. 211, 213–15 (1987).

  153. Whether USTR’s imposition of tariffs under Section 301 is subject to the APA despite the statute’s lack of a clear statement is under consideration at the CIT at the time of writing. HMTX Indus. LLC v. United States, No. 20-00177 (Ct. Int’l Trade filed Sept. 10, 2020). Section 301 sets out a process for USTR to reach its determination but whether that supersedes USTR’s obligations under the APA and whether the application of Section 301 falls within the APA’s foreign-affairs exception are live questions.

  154. To be sure, the statute does provide for a public hearing in certain circumstances. See, e.g., 19 U.S.C. §§ 2412(a)(4), 2414(b)(1)(A). But that is not always the case in USTR’s actions nor does the statute set out procedures for how the public hearing is conducted. The statute provides a type of functional notice and comment.

  155. This has occurred most recently in USTR’s exclusion process related to the Section 301 tariffs on products from China. See Gary Clyde Hufbauer & Zhiyao Lu, The USTR Tariff Exclusion Process: Five Things to Know About These Opaque Handouts, Peterson Inst. for Int’l Econ. (Dec. 19. 2019), https://www.piie.com/blogs/trade-and-investment-policy-watch/ustr-tariff-exclusion-process-five-things-know-about-these [https://perma.cc/33N8-QJUZ].

  156. See, e.g., Isabelle Icso, White House Requests $6 Million Boost for USTR in FY2021 Budget Proposal, Inside U.S. Trade (Feb. 11, 2020, 2:47 PM), https://insidetrade.com/daily-news/white-house-requests-6-million-boost-ustr-fy2021-budget-proposal [https://perma.cc/5B3R-MFFT].

  157. See, e.g., Bipartisan Congressional Trade Priorities and Accountability Act of 2015, Pub. L. No. 114-26, § 103, 129 Stat. 320, 333 (codified as amended 19 USC § 4202).

  158. See, e.g., U.S.-Japan Trade Agreement Text, Off. of the U.S. Trade Representative, https://ustr.gov/countries-regions/japan-korea-apec/japan/us-japan-trade-agreement-negotiations/us-japan-trade-agreement-text [https://perma.cc/2Q2E-ST6X ] (last visited Apr. 19, 2021) (“eliminat[ing] or reduc[ing] tariffs on certain agricultural and industrial products”). The term “trade executive agreement” is mine and the subject of a separate project, a manuscript of which is on file with the author. See Claussen, Trade Executive Agreements, supra note 115, at 3.

  159. This is a matter of debate. See Claussen, Trade Executive Agreements, supra note 115, at 10–12.

  160. See Claussen, Trade’s Security Exceptionalism, supra note 14, at 1149–51.

  161. For some past relevant commentary insofar as international economic negotiations are concerned, see David Zaring, Sovereignty Mismatch and the New Administrative Law, 91 Wash. U. L. Rev

    .

    59, 84 (2013) (discussing how there is no role for the process requirements of the APA where agencies negotiate rules with foreign counterparts).

  162. Id. at 83 (commenting that the threat of judicial review may have led to an expansion in detail in administrative agencies’ work).

  163. While administrative constraints need not be the only types of constraints on an agency, USTR also is subject to limited congressional or presidential oversight as I and others have noted in previous work. See, e.g., Koh, supra note 1, at 1204–06, 1213–14.

  164. Monitoring and Enforcement Actions, Off. of the U.S. Trade Representative, https://ustr.gov/issue-areas/enforcement/monitoring-and-enforcement-actions [https://perma.cc/6ASE-SD2H] (last visited Jan. 30, 2021).

  165. Trade Facilitation and Trade Enforcement Act of 2015, Pub. L. No. 114-125, § 604, 130 Stat. 122, 185–87 (codified at 19 U.S.C. § 2171(h)) (establishing the Interagency Center on Trade Implementation, Monitoring, and Enforcement).

  166. It does most of this work through the Trade Policy Staff Committee. See Interagency Role, Off. of the U.S. Trade Representative, https://ustr.gov/about-us/interagency-role [https://perma.cc/27SR-KXSC] (last visited Jan. 30, 2021) (noting that 20 agencies and offices participate under USTR’s oversight, reviewing hundreds of lawmaking documents each year); see also Akhtar, supra note 107 (“Cabinet-level review on trade issues is through the Trade Policy Committee (TPC).”).

  167.  As noted by a U.S. General Accounting Office (today called the Government Accountability Office, GAO) study, USTR is mandated to “identify[] compliance problems, set[] priorities, gather[] and analyze[] information, develop[] and implement[] responses, and tak[e] actions.” GAO-00-76, supra note 103, at 15–16.

  168. You can see this increase in the number of attorneys rather than economists. Id. at 18.

  169. Much of this work is done behind the scenes but occasionally USTR’s work with other agencies in their rulemaking may come out in litigation as the other agencies note their international trade law constraints. See, e.g., Nat. Res. Def. Council, Inc. v. Dep’t of Agric., 613 F.3d 76, 85–86 (2d Cir. 2010) (in which the Animal and Plant Health Inspection Service of USDA contextualizes its rulemaking within international trade law); Miss. Poultry Ass’n v. Madigan, 992 F.2d 1365, 1362 (5th Cir. 1993), amended by, 9 F.3d 1113 (5th Cir. 1993), on reh’g, 31 F.3d 293 (5th Cir. 1994) (in which the Secretary of Agriculture’s interpretation of a standard was informed not just by the U.S. commitments under the World Trade Organization but also under free trade agreement rules); Nat’l Coal Against the Misuse of Pesticides v. Thomas, 809 F.2d 875, 877 (D.C. Cir. 1987) (describing changes in the Environmental Protection Agency’s rulemaking in light of international trade concerns).

  170. See, e.g., Foreign Supplier Verification Programs for Importers of Food for Humans and Animals, 79 Fed. Reg. 58,574 (Sept. 29, 2014) (to be codified at 21 C.F.R. pt. 1).

  171. See Interview with USTR official (Nov. 10, 2020). This is one of several interviews and conversations carried out with USTR officials during research for this Article.

  172. See Claussen, Trade’s Security Exceptionalism, supra note 14, at 1107.

  173. Other enforcers of different aspects of trade law include CBP, Commerce, the ITC, and the Court of International Trade (“CIT”).

  174. 19 U.S.C. § 2171(e).

  175. 19 U.S.C. § 2171(f).

  176. A 1934 congressional report described its intended delegation to the Executive as “Congress Determines the Policy—The President Executes.” H.R. Rep. No. 73-1000, at 14 (1934). Little today in trade policy follows that heading, which epitomizes how trade governance worked in prior eras.

  177. See, e.g., Irwin, Clashing Over Commerce, supra note 47, at 435 fig.9.1.

  178. Not even the GAO has a clear organizational chart to capture this engagement. It has tried. Compare GAO-00-76, supra note 103, at 48–50 tbl.3 (table indexing lead responsible agencies with reporting mechanisms) with U.S. Gov’t Accountability Off., GAO-06-167, USTR Would Benefit from Greater Use of Strategic Human Capital Management Principles 6 fig.1 (2000) (using a hierarchical chart to illustrate USTR organizational structure).

  179. See, e.g., Bureau of Int’l Labor Affs., U.S. Dep’t of Labor, 15-2378-NAT, US and Honduras Sign Landmark Labor Rights Agreement (Dec. 9, 2015), https://www.dol.gov/newsroom/releases/ilab/ilab20151209 [https://perma.cc/GKE7-RGLQ].

  180. See, e.g., United States-Mexico-Canada Agreement Implementation Act, Pub. L. 116-113, §§ 202A(b), 711, 134 Stat. 11, 34, 81 (2020) (to be codified at 19 U.S.C. § 4532).

  181. Robert E. Hudec, Thinking About the New Section 301: Beyond Good and Evil, in Aggressive Unilateralism: America’s 301 Trade Policy and the World Trading System 113, 122 (Jagdish Bhagwati & Hugh T. Patrick eds., 1990) (asserting that one needs a diagram to trace all the authorities of Section 301 that makes up an “intricate maze” with “extremely wide loopholes”). Again, some commentators may find this to be precisely what was intended as Congress built this system. The political economy literature has covered that territory well.

  182. It is perhaps closest to a blend between the White House Office of Legal Counsel and the Office of Management and Budget—just trade-specific.

  183. Cf. Pasachoff, supra note 7, at 2207–08 (describing how OMB controls policy making through its budget process in ways somewhat similar to USTR’s controls over trade-related policy making).

  184. See, e.g., Harold H. Bruff, Presidential Management of Agency Rulemaking, 57 Geo. Wash. L. Rev. 533, 546–52 (1989); Charles F. Bingman, The President as Manager of the Federal Government, 35 Proc. Acad. Pol. Sci. 146, 147–49 (1985).

  185. Jean Galbraith, From Treaties to International Commitments: The Changing Landscape of Foreign Relations Law, 84 U. Chi. L. Rev. 1675, 1692 (2017).

  186. That is, USTR can choose to impose tariffs or it can negotiate free trade agreements. See Claussen, Trade’s Security Exceptionalism, supra note 14, at 1163.

  187. See, e.g., Press Release, Off. of the U.S. Trade Representative, United States and China Reach Phase One Trade Agreement (Dec. 13, 2019), https://ustr.gov/about-us/policy-offices/press-office/press-releases/2019/december/united-states-and-china-reach [https://perma.cc/UAE2-DSTR].

  188. See infra Section II.C.

  189. See, e.g., Sylvan Lane, Five Key Players in Trump’s Trade Battles, Hill (Aug. 20, 2019, 6:00 AM), https://thehill.com/policy/finance/trade/458016-five-key-players-in-trumps-trade-battles [https://perma.cc/Z379-HTY9] (last visited Jan. 30, 2021).

  190. Discussing one of these options, see Graham, supra note 108, at 230 n.41; see also I.M. Destler, Making Foreign Economic Policy 213–14 (1980) (explaining why that option was not viable).

  191. See, e.g., Stuart E. Eizenstat, Unsettling a Delicate Balance, N.Y. Times, (June 19, 1983), https://www.nytimes.com/1983/06/19/business/business-forum-unsettling-a-delicate-balance.html [https://perma.cc/AK7Y-MDT2].

  192. See, e.g., id. (discussing attempts to change during the Kennedy, Carter, and Reagan administrations); Press Release, The White House, President Obama Announces Proposal to Reform, Reorganize and Consolidate Government (Jan. 13, 2012), https://obamawhitehouse.archives.gov/the-press-office/2012/01/13/president-obama-announces-proposal-reform-reorganize-and-consolidate-gov [https://perma.cc/WZR6-WWD8]; see also Timothy Meyer & Ganesh Sitaraman, It’s Economic Strategy, Stupid, Am. Affs. J. (Feb. 20, 2019), https://americanaffairsjournal.org/2019/02/its-economic-strategy-stupid/ [https://perma.cc/HX6Z-ZRCP] (noting that the Obama administration proposed merging the Department of Commerce, Small Business Administration, USTR, Export-Import Bank, Overseas Private Investment Corporation, and U.S. Trade and Development Agency).

  193. Executive reorganizations are no longer legally facilitated, which has shifted pressure within the White House to find other ways to make structural changes and to deal with personalities. See Abbe R. Gluck, Anne Joseph O’Connell & Rosa Po, Unorthodox Lawmaking, Unorthodox Rulemaking, 115 Colum. L. Rev. 1789, 1818–22 (2015).

  194. There are also some smaller processes that do not envision a strong role for USTR like Section 232 of the Trade Expansion Act of 1962, especially if they were created simultaneously with or before USTR’s creation. Pub. L. 87-794, § 232, 76 Stat. 872, 877 (codified as amended at 19 U.S.C. § 1862).

  195. See 28 U.S.C. § 1581.

  196. See, e.g., 19 C.F.R. § 201.7 (2020).

  197. Trade Act of 1974, Pub. L. No. 93-618, § 341, 88 Stat. 1978, 2053–54.

  198. This empowerment was much slower than other empowerments of other commissions which is why it is unusual—most could regulate, but not so with ITC until 1974. Tarullo, supra note 113, at 581 & n.109.

  199. John M. Dobson, Two Centuries of Tariffs: The Background and Emergence of the U.S. International Trade Commission 119 (1976).

  200. Id. at 132.

  201. These concerns bear some resemblance to the problems we see in other EOP super-agencies. See, e.g., Pasachoff, supra note 7, at 2250–71.

  202. See, e.g., Patrice McDermott & Emily Manna, Secrecy, Democracy and the TPP: Trade Transparency Is What the Public Wants—and Needs, Hill (Sept. 12, 2016, 7:30 AM), https://thehill.com/blogs/congress-blog/economy-budget/295365-secrecy-democracy-and-the-tpp-trade-transparency-is-what [https://perma.cc/2PA3-N7DG].

  203. Bipartisan Congressional Trade Priorities and Accountability Act of 2015, Pub. L. No. 114-26, § 104(f), 129 Stat. 320, 342 (codified as amended at 19 U.S.C. § 4203). Some members of Congress expressed concern that the role has been vacant during the Trump administration. See, e.g., Press Release, Rep. Debbie Dingell, Dingell, Pascrell Demand Increased Transparency at USTR (Mar. 29, 2018), https://debbiedingell.house.gov/news/‌documentsingle.aspx?DocumentID=1359 [https://perma.cc/RT2Y-YU5P].

  204. Meyer & Sitaraman, supra note 1, at 635.

  205. Off. of the Inspector Gen., Dep’t of Com., OIG-20-003-M, Management Alert: Certain Communications by Department Officials Suggest Improper Influence in the Section 232 Exclusion Request Review Process (2019).

  206. See, e.g., David Shepardson, Trump Administration Won’t Turn Over Auto Import Probe Report, Defying Congress, Reuters (Jan. 21, 2020, 12:56 PM), https://www.reuters.com/article/us-usa-trade/trump-administration-wont-turn-over-auto-import-probe-report-defying-congress-idUSKBN1ZK2A1 [https://perma.cc/W86W-HYLV].

  207. See David Zaring, Rulemaking and Adjudication in International Law, 46 Colum. J. Transnat’l L. 563, 565 (2008).

  208. I draw here from Jerry Mashaw’s foundational work on the subject. See Jerry L. Mashaw, Accountability and Institutional Design: Some Thoughts on the Grammar of Governance, in Public Accountability: Designs, Dilemmas and Experiences 115, 121 (Michael W. Dowdle ed., 2006).

  209. Edward Rubin, The Myth of Accountability and the Anti-Administrative Impulse, 103 Mich. L. Rev. 2073, 2135 (2005).

  210. See, e.g., Lisa Schultz Bressman & Michael P. Vandenbergh, Inside the Administrative State: A Critical Look at the Practice of Presidential Control, 105 Mich. L. Rev. 47, 52 (2006). This study provides additional support for the phenomena that Bressman and Vandenbergh describe in their important work. For one, there is much more happening in OIRA review than meets the eye.

  211. And it did. For some examples, see Claussen, Trade Executive Agreements, supra note 115.

  212. Missing from the literature is a comprehensive study of the congressional consultation power—its scope, meaning, and implication. Other scholars have likewise noted its prevalence. See, e.g., Lucas Issacharoff & Samuel Issacharoff, Constitutional Implications of the Cost of War, 83 U. Chi. L. Rev. 169, 185 & n.81 (2016) (discussing and citing sources on congressional oversight in war powers as requiring consultation). In the case of USTR, this responsibility primarily involves reporting to congressional committees. Different statutes also provide for members of Congress to be designated congressional advisors, accredited to advise USTR particularly with respect to negotiations. See, e.g., Trade Act of 1974, Pub. L. No. 93-618, § 161, 88 Stat. 1978, 2008.

  213. See Frederick Davis, The Regulation and Control of Foreign Trade, 66 Colum. L. Rev. 1428, 1459–60 (1966).

  214. A third difficulty that I will take up further below in the context of reform is the challenge of establishing standing.

  215. As Davis puts it, it is “[p]residential button-pushing.” Davis, supra note 212, at 1458.

  216. Administrative Procedure Act § 2, 5 U.S.C. § 551; see also Franklin v. Massachusetts, 505 U.S. 788, 796 (1992) (holding that the President was not an “agency” within the meaning of the APA).

  217. For a recent application, see Invenergy Renewables LLC v. United States, 422 F. Supp. 3d 1255, 1281–83 (Ct. Int’l Trade 2019).

  218. Interestingly, it is more often the statutes that pre-date the APA that were amended to refer to the APA than those that came after. But bear in mind again that only a fraction of USTR’s authority comes from statute. Where powers are subdelegated, presidents rarely specify process. Courts may find determinative a difference between authorities for direct action delegated to USTR by Congress, authorities subdelegated by the President, or authorities for making recommendations to the President delegated by Congress. For example, compare Trade Act of 1974, Pub. L. No. 93-618, § 301, 88 Stat. 1978, 2141–42 (subdelegated by President), and id. § 201, 88 Stat. at 2011–12 (delegated by Congress), with Tariff Act of 1930, Pub. L. No. 361, § 337, 46 Stat. 590, 703–04 (delegated by Congress).

  219. Under such generally applicable statutes as the Federal Records Act and the Freedom of Information Act, USTR is considered an “agency.” Off. of the U.S. Trade Representative, USTR Instruction 511.2, USTR Records Mgt. Program (2010) https://ustr.gov/sites/‌default/files/uploads/gsp/speeches/reports/IP/ACTA/about%20us/reading%20room/USTR%20Instruction%20511-2%20Records%20Management%20Program.pdf [https://perma.cc/NBY5-VRGZ] (internal guidance recognizing USTR as an “agency” subject to the Federal Records Act); Off. of the U.S. Trade Representative, FOIA Reference Guide, https://ustr.gov/about-us/reading-room/freedom-information-act-foia/foia-reference-guide [https://perma.cc/CEC8-CT29] (last visited Mar. 8, 2020) (indicating that USTR is an “agency” subject to FOIA requests).

  220. Invenergy is one of the very few cases that has confronted the question at all. In a preliminary injunction order and opinion in that case, Judge Katzmann concludes that administrative law in its traditional tenets applies broadly to trade law, although it remains to be seen how far this conclusion may stretch and what sorts of USTR rulemaking it sweeps in. 422 F. Supp. 3d 1255, 1288 (Ct. Int’l Trade 2019). As Ganesh Sitaraman has noted, the foreign-affairs exception is itself limited and agencies engaged in foreign-affairs work are still subject to the APA’s protections. Ganesh Sitaraman, Foreign Hard Look Review, 66 Admin. L. Rev. 489, 492–93 (2014).

  221. See Exec. Off. of the President, Memorandum of March 22, 2018: Actions by the United States Related to the Section 301 Investigation of China’s Laws, Policies, Practices, or Actions Related to Technology Transfer, Intellectual Property, and Innovation, 83 Fed. Reg. 13,099, 13,100 (Mar. 27, 2018).

  222. See Off. of the U.S. Trade Representative, Procedures to Consider Requests for Exclusion of Particular Products From the Determination of Action Pursuant to Section 301: China’s Acts, Policies, and Practices Related to Technology Transfer, Intellectual Property, and Innovation, 83 Fed. Reg. 32,181, 32,182 (July 11, 2018) (outlining the process for requesting a product be excluded from proposed tariffs).

  223. Off. of the U.S. Trade Representative, China Section 301—Tariff Actions and Exclusion Process, https://ustr.gov/issue-areas/enforcement/section-301-investigations/tariff-actions [https://perma.cc/5Z3V-BEAA] (last visited Apr. 19, 2021) (listing numerous exclusions granted and extended). The Court of International Trade in a recent case decided that USTR’s withdrawal of an exclusion from tariffs imposed by the President under Section 201 of the Trade Act of 1974 was insufficient for administrative law norms. See Invenergy, 422 F. Supp. 3d at 1286–88. It left open the question of what process USTR ought to have used to implement the exclusions in the first place.

  224. Advanced search conducted in Westlaw using party name: “trade /5 representative,” removing FOIA cases, and limiting results to reported cases using a Westlaw filter. Sample cases found with this search include: Forest Stewardship v. USTR, 405 F. App’x 144, 146 (9th Cir. 2010) (“Essentially, the best the Appellants hope for is that a judgment will somehow encourage USTR to renegotiate the SLA with Canada, even though the court lacks the power to direct the executive branch’s conduct of foreign negotiations directly.”); U.S. Ass’n of Importers of Textiles & Apparel v. United States, 350 F. Supp. 2d 1342, 1344, 1350–51 (Ct. Int’l Trade 2004) (granting a preliminary injunction against an interagency committee with USTR only as one of several named defendants while noting only the “seriousness” of the question whether the APA’s rulemaking procedures applied to the committee), rev’d sub nom. U.S. Ass’n of Importers of Textiles & Apparel v. U.S. Dep’t of Com., 413 F.3d 1344, 1345–46, 1350 (Fed. Cir. 2005) (reversing on ripeness grounds and a failure to show likelihood of success on the merits); Silfab Solar, Inc. v. United States, 892 F.3d 1340, 1342 (Fed. Cir. 2018) (involving USTR, but only in relation to a presidential proclamation).

  225. See Daphna Renan, Pooling Powers, 115 Colum. L. Rev. 211, 259–61, 272–73 (2015) (describing legal and political theories that support this claim).

  226. See, e.g., Eamonn Butler, Public Choice—A Primer 88 (2012) (noting public choice theorists who formulated the theory that government bureaucrats have a strong interest in expanding the size and scope of the government sector).

  227. Even if USTR’s actions were to be considered reviewable, many consider it futile to challenge its decisions. Interviews with Trade Pracs. (Jan. 2020) (some even appear to fear retaliation from the government). Beyond the scope of this Article is a further discussion to be had about how trade lawmaking could influence what commentators mean by “rules.” This Article appropriates the term for its explanatory force, but its invocation may also have legal force and therefore may be used selectively by advocates in this context.

  228. See supra Part I.

  229. Press Release, Off. of the U.S. Trade Representative, USTR Statement on Successful Conclusion of Steel Negotiations with Mexico (Nov. 5, 2020), https://ustr.gov/about-us/policy-offices/press-office/press-releases/2020/november/ustr-statement-successful-conclusion-steel-negotiations-mexico [https://perma.cc/VC9W-Q4VK].

  230. See Claussen, Trade Executive Agreements, supra note 115, at 33–34.

  231. In other forthcoming work, I present original empirical research on more than 1,220 agreements of similar nature. Hundreds of trade executive agreements suffer from the same questionable legality—but the present state of the law permits no challenge to their conclusion and implementation. See Claussen, Trade Executive Agreements, supra note 115, at 7.

  232. Hawkins & Norwood, supra note 77, at 86.

  233. Id.

  234. As it did with the United States-Mexico-Canada Agreement. See Kimberly Ann Elliott, Trump and Pelosi Both Claim Victory on the USMCA. Who Really Won?, World Pol. Rev. (Jan. 7, 2020), https://www.worldpoliticsreview.com/articles/28451/trump-and-pelosi-both-claim-victory-on-the-new-nafta-who-really-won [https://perma.cc/EH8P-3NRD].

  235. For an example of easy manipulation, see the situation with the Section 232 tariff exclusion process noted above. Lydia DePillis, How Trump’s Trade War Is Making Lobbyists Rich and Slamming Small Businesses, ProPublica (Jan. 6, 2020, 5:00 AM), https://www.propublica.org/article/how-trump-trade-war-is-making-lobbyists-rich-and-slamming-small-businesses [https://perma.cc/T786-DY5S]. I have not taken up here questions of accessibility which are among the non-transparent aspects of USTR’s work, but which may benefit certain actors.

  236. Some have said that the statutory language today still permits action against “virtually any trade practice the USTR wishes to attack.” Alan O. Sykes, Constructive Unilateral Threats in International Commercial Relations: The Limited Case for Section 301, 23 Law & Pol’y Int’l Bus. 263, 306 (1992).

  237. Notably, while Congress could legislate to restrict this type of movement or to re-assign these authorities, it rarely does so.

  238. See, e.g., Exec. Order No. 13,141, 64 Fed. Reg. 63,169 (Nov. 18, 1999) (setting policy to do environmental reviews); Exec. Order No. 13,786, 82 Fed. Reg. 16,721 (Apr. 5, 2017) (calling for a report on deficits); Exec. Order No. 13,601, 77 Fed. Reg. 12,981 (Mar. 5, 2012) (creating the Interagency Trade Enforcement Center); Exec. Order No. 13,785, 82 Fed. Reg. 16,719 (Apr. 5, 2017) (establishing enhanced collection of anti-dumping and countervailing duties); Exec. Order No. 13,796, 82 Fed. Reg. 20,819 (May 4, 2017) (dictating how every trade agreement should uphold certain principles).

  239. See Tarullo, supra note 81, at 317–18 n.114.

  240. This “single responsible authority” concept has been hailed as an improvement. Stanley D. Metzger, Trade Agreements and the Kennedy Round 92 (1964). For the same point in the OIRA context, see Michael A. Livermore, Cost-Benefit Analysis and Agency Independence, 81 U. Chi. L. Rev. 609, 613 (2014); Cass R. Sunstein, The Office of Information and Regulatory Affairs: Myths and Realities, 126 Harv. L. Rev. 1838, 1841–42 (2013). These positive accounts have led some scholars to call for an expansion or extension of OIRA-type agencies. See Jennifer Nou, Agency Coordinators Outside of the Executive Branch, 128 Harv. L. Rev. F. 64, 65 (2015).

  241. The foreign relations literature is rife with one-voice doctrine analyses. See, e.g., Sarah H. Cleveland, Crosby and the “One-Voice” Myth in U.S. Foreign Relations, 46 Vill. L. Rev. 975, 979 (2001) (describing “[t]he ‘one-voice’ doctrine” as “a familiar mantra of U.S. foreign relations jurisprudence”). As I point out below, having USTR at the center helps, but it is insufficient to ensure that the United States speaks with just one voice in its foreign engagements—in some ways, it has the opposite effect. A more horizontal trade landscape means more agencies are engaged in diagonal rulemaking.

  242. J.W. Hampton, Jr., & Co. v. United States, 276 U.S. 394, 407 (1928).

  243. Caroline Freund & Christine McDaniel, How Long Does It Take To Conclude a Trade Agreement with the US?, Peterson Inst. for Int’l Econ. (July 21, 2016), https://www.piie.com/blogs/trade-investment-policy-watch/how-long-does-it-take-conclude-trade-agreement-us [https://perma.cc/VAP2-GJKJ].

  244. For an elaboration and list of these agreements, see Claussen, supra note 115. For one illustration: the USDA, together with USTR, negotiated details around trade in sheep offals with China—directly and without congressional review. See U.S. Dep’t of Agric., Economic and Trade Agreement Between the United States of America and the People’s Republic of China Fact Sheet: Agriculture and Seafood Related Provisions 4 (2020), https://ustr.gov/sites/default/files/files/agreements/phase%20one%20agreement/Phase_One_Agreement-Ag_Summary_Long_Fact_Sheet.pdf [https://perma.cc/TCK9-G9ND]; see also Lighthizer: China Deal Will Be an Executive Agreement, Not Submitted to Congress, Inside U.S. Trade (Feb. 27, 2019, 11:15 AM), https://insidetrade.com/trade/lighthizer-china-deal-will-be-executive-agreement-not-submitted-congress [https://perma.cc/KSQ8-XES3] (noting lack of congressional review).

  245. USTR compiles these in an annex to its annual report. See 2019 Annual Report, supra note 102, Annex II.

  246. The Section 232 investigations by the Commerce Department are one example. The statute provides no role for USTR and indeed the steel and aluminum Section 232 investigations began before Ambassador Lighthizer was confirmed by the Senate. See Jacob M. Schlesinger & Natalie Andrews, Senate Confirms Robert Lighthizer as Trump’s U.S. Trade Representative, Wall St. J. (May 11, 2017), https://www.wsj.com/articles/senate-confirms-robert-lighthizer-as-trumps-u-s-trade-representative-1494529048 [https://perma.cc/TD6Q-KC6R]; Bureau of Indus. & Sec. Off. of Tech. Evaluation, U.S. Dep’t of Com., The Effect of Imports of Steel on the National Security 18 (2018), https://www.bis.doc.gov/index.php/documents/steel/2224-the-effect-of-imports-of-steel-on-the-national-security-with-redactions-20180111/file [https://perma.cc/AEC6-MA3H] (noting the 232 investigations began in April 2017).

  247. Interview with Trade Prac., Washington, D.C. (Nov. 21, 2019). These differences can be seen in the jurisprudence of the Court of International Trade. Id.

  248. U.S.-China Trade: Hearing Before the H. Comm. on Ways & Means, 116th Cong. (2020) (testimony of Robert Lighthizer, Ambassador, U.S. Trade Rep.) [hereinafter Lighthizer Testimony] (repeating that the Section 232 national security tariffs were not in “[his] lane”).

  249. See Hawkins & Norwood, supra note 77, at 93–95 (discussing the Hull-Peek controversy in 1934 in which Peek, a special advisor on foreign trade, negotiated an agreement with Germany for cotton but Secretary Hull urged the President to disapprove); see also Ellery C. Stowell, Editorial Comment: Secretary Hull’s Trade Agreements, 29 Am. J. Int’l L. 280, 283 (1935) (discussing allocation of power between State and Commerce).

  250. See, e.g., Sabrina Rodriguez, Lighthizer, Mnuchin and Liu Play Telephone, Politico (Nov. 26, 2019, 10:00 AM), https://www.politico.com/newsletters/morning-trade/2019/‌11/26/lighthizer-mnuchin-and-liu-play-telephone-783072 [https://perma.cc/TM2G-MA9T]; Damian Paletta, Top Trump Trade Officials Still at Odds After Profane Shouting Match in Beijing, Wash. Post (May 16, 2018, 6:42 PM), https://www.washingtonpost.com/news/‌business/wp/2018/05/16/top-trump-trade-officials-still-at-odds-after-profane-shouting-match-in-beijing/ [https://perma.cc/F5ZJ-DC63]; Logan Pauley, Consistent Inconsistency Crippling Trump’s China Trade Ambitions, Hill (May 31, 2018, 8:30 PM), https://thehill.com/opinion/finance/390085-consistent-inconsistency-crippling-trumps-china-trade-ambitions [https://perma.cc/7YNX-8A9S].

  251. Claussen, Separation of Trade Law Powers, supra note 1, at 326 (describing how this occurs in trade).

  252. Eizenstat, supra note 190 (noting that the administration’s reorganization proposal “would weaken and even further fragment trade policy” putting USTR in a “bulky Commerce Department bureaucracy,” and that the USTR’s “most important asset” is direct access to the President).

  253. USTR cannot be “both a trade advocate and an interagency coordinator.” Id.

  254. Additional work is needed to unpack where the expertise should be and where and how coherence may be valuable in trade institutional design. Administrative law scholars have long studied issues related to capture and expertise. See, e.g., Jody Freeman & Adrian Vermeule, Massachusetts v. EPA: From Politics to Expertise, 2007 Sup. Ct. Rev. 51, 94 (2008) (explaining that the Supreme Court has considered whether an administrative actor utilized their expertise in deciding whether to apply Skidmore deference); Steven P. Croley, Regulation and Public Interests: The Possibility of Good Regulatory Government 3–4 (2008) (arguing administrative procedures help to insulate agencies against capture). But see Wendy E. Wagner, Administrative Law, Filter Failure, and Information Capture, 59 Duke L.J. 1321, 1325 (2010) (arguing that transparency requirements in the rulemaking process without proper filtration of information have facilitated what she calls “information capture”—where well-resourced parties inundate regulators with information as a means of influencing them). Little of this work has extended these explorations to traditional trade domains.

  255. This is a flip side of administrative scholars’ critique of OMB and OIRA as selective. See, e.g., Nicholas Bagley & Richard L. Revesz, Centralized Oversight of the Regulatory State, 106 Colum. L. Rev. 1260, 1266–69 (2006) (criticizing OIRA for its overly narrow focus on regulatory costs); Bressman & Vandenbergh, supra note 209, at 92–96 (critiquing OIRA’s lack of transparency, selectivity, and narrow focus on costs based on interviews with agency officials who have participated in OIRA review). USTR’s review is legalized in contrast.

  256. As Tom Merrill has noted, “to allow the EOP to displace the myriad agencies by becoming the ‘decider’ would weaken legal constraints on administrative action, and deprive affected interests and individuals from having an effective voice in the implementation of regulatory policy.” Thomas W. Merrill, Presidential Administration and the Traditions of Administrative Law, 115 Colum. L. Rev. 1953, 1979–80 (2015).

  257. See, e.g., Zaring, supra note 104, at 212–16 (describing the role of the Treasury Department in international economic lawmaking shaping policies as needed in coordination with international organization).

  258. On the longstanding transmission belt idea in administrative law, see Richard B. Stewart, The Reformation of American Administrative Law, 88 Harv. L. Rev. 1667, 1675 (1975).

  259. See generally Meyer & Sitaraman, supra note 1, at 598–601.

  260. See Ganesh Sitaraman & Ingrid Wuerth, The Normalization of Foreign Relations Law, 128 Harv. L. Rev. 1897, 1919–24 (2015).

  261. See Lighthizer Testimony, supra note 249, at 18–19; Brief of Defendants-Appellees at 16–17, Am. Inst. for Int’l Steel v. United States, 806 Fed. App’x 982 (Fed. Cir. 2020) (No. 19-1727).

  262. Invenergy Renewables LLC v. United States, 422 F. Supp. 3d 1255, 1288–89 (Ct. Int’l Trade 2019).

  263. Doug Palmer, Secrecy Needed in Trade Talks: USTR Kirk, Reuters (May 13, 2012, 1:56 PM), https://www.reuters.com/article/us-usa-trade-kirk-idUSBRE84C0AQ20120513 [https://perma.cc/TZ9G-CU4J].

  264. Lighthizer Testimony, supra note 249, at 18–19.

  265. The Case-Zablocki Act (Case Act for short) requires executive branch agencies to report their international agreements to Congress through the State Department. 1 U.S.C. § 112b.

  266. See Cleveland, supra note 242, at 979.

  267. See, e.g., Brief of Defendants-Appellees at 20, Am. Inst. for Int’l Steel v. United States, 806 Fed. App’x 982 (Fed. Cir. 2020) (No. 19-1727).

  268. See, e.g., Am. Inst. for Int’l Steel v. United States, 806 F. App’x 982, 988–89 (Fed. Cir. 2020).

  269. Graham, supra note 108, at 235.

  270. See Sitaraman & Wuerth, supra note 261, at 1901.

  271. Tim Meyer has discussed the dangers of disjunctions in our trade law. See Timothy Meyer, Misaligned Lawmaking, 73 Vand. L. Rev. 151, 154–55 (2020).

  272. See Sitaraman, supra note 219, at 492.

  273. See, e.g., Hathaway, supra note 47, 239–68 (2009) (broadly re-balancing in foreign affairs including trade). Important recent contributions in the latter category include: Timothy Meyer, Local Liability in International Economic Law, 95 N.C. L. Rev. 261, 269 (2017) (“[D]irect liability for subnational governments should replace strict vicarious liability and immunity in international economic law.”); Alexia Brunet Marks, The Right to Regulate (Cooperatively), 38 U. Pa. J. Int’l L. 1, 8 (2016) (“[W]hen it comes to food safety, the harms caused by regulatory pluralism outweigh the benefits.”); Gregory Shaffer, Alternatives for Regulatory Governance Under TTIP: Building from the Past, 22 Colum. J. Eur. L. 403, 403–04 (2016) (proposing six alternative paradigms to evaluate negotiations over the Transatlantic Trade and Investment Partnership).

  274. See, e.g., Henry Olsen, Opinion, The President Has Too Much Power Over on Tariffs. Congress Should Reclaim That Authority., Wash. Post (June 14, 2019, 3:17 PM), https://www.washingtonpost.com/opinions/2019/06/14/president-has-too-much-power-over-tariffs-congress-should-reclaim-that-authority/ [https://perma.cc/88DQ-BD6Y]; Glenn Altschuler, How Congress Can Take Back Control Over Tariffs, Hill (June 2, 2019, 12:30 PM), https://thehill.com/opinion/finance/446513-how-congress-can-take-back-control-over-tariffs [https://perma.cc/3SYX-B75Z]; Packard, Congress Should Take Back Its Authority Over Tariffs, supra note 4.

  275. See, e.g., Julian Davis Mortenson, Article II Vests Executive Power, Not the Royal Prerogative, 119 Colum. L. Rev. 1169, 1230 (2019) (arguing that “executive power” was originally understood as “a discrete subset of . . . substantive authorities”).

  276. See, e.g., Brief of Defendants-Appellees at 1, 5, Am. Inst. for Int’l Steel v. United States, 806 Fed. App’x 982 (Fed. Cir. 2020) (No. 19-1727).

  277. Compare Almond Bros. Lumber Co. v. United States, No. 10-37, 2010 WL 1409656, at *1–*3 (Ct. Int’l Trade Apr. 4, 2010) (concluding that the CIT lacked subject-matter jurisdiction to review the Softwood Lumber Agreement because plaintiffs did not present sufficient evidence that the agreement was negotiated under Section 301) with Invenergy Renewables LLC v. United States, 422 F. Supp. 3d 1255, 1263–70 (Ct. Int’l Trade 2019) (concluding that the CIT had jurisdiction under Section 201 to review USTR’s withdrawal of its prior exclusion of a product from safeguard duties).

  278. See, e.g., 19 U.S.C. § 2251 (“[T]he President . . . shall take all appropriate and feasible action . . . which the President determines will facilitate efforts by the domestic industry to make a positive adjustment to import competition and provide greater economic and social benefits than costs.”).

  279. Interviews with Trade Pracs. (Jan. 2020) (commenting that they do not believe USTR’s actions qualify for APA review). But see infra text accompanying note 288.

  280. Exec. Order No. 12,866, 58 Fed. Reg. 51,735 (Sept. 30, 1993).

  281. Cf. Evan J. Criddle, Fiduciary Administration: Rethinking Popular Representation in Agency Rulemaking, 88 Tex. L. Rev. 441, 453–56 (2010) (reviewing presidential administration and the roles of OMB and OIRA).

  282. See Claussen, supra note 115, at 3 (describing agency practice).

  283. See Cary Coglianese, Administrative Law: The United States and Beyond, in International Encyclopedia of Social & Behavioral Sciences 109 (James D. Wright ed., 2d ed. 2015).

  284. See, e.g., Made in the USA Found. v. United States, 242 F.3d 1300, 1319–20 (11th Cir 2001) (finding the question whether NAFTA was appropriately concluded as a congressional-executive agreement to be a “nonjusticiable political question”).

  285. See, e.g., Eric A. Posner & Adrian Vermeule, The Executive Unbound: After the Madisonian Republic 5 (2011) (arguing that while there is no guarantee that an unbound executive will “pursue the public interest,” there is also “no pragmatically feasible alternative” and that “politics and public opinion . . . block the most lurid forms of executive abuse”).

  286. Outdatedly, see William D. Araiza, Note, Notice-and-Comment Rights for Administrative Decisions Affecting International Trade: Heightened Need, No Response, 99 Yale L.J. 669 (1989); Davis, supra note 212; George Bronz, The Tariff Commission as a Regulatory Agency, 61 Colum. L. Rev. 463 (1961).

  287. In fiscal year 2018, 242 new cases were filed with CIT. U.S. Cts., U.S. Court of International Trade—Cases Filed, Terminated, and Pending During the 12-Month Periods Ending September 30, 2017 and 2018, https://www.uscourts.gov/sites/default–/files/data_tables/jb_g1_0930.2018.pdf [https://perma.cc/XMY9-KTGP].

  288. Id. Exceptionally, in autumn 2020, more than 3600 complaints were filed at the CIT against USTR for its Section 301 activities. See Standard Procedure Order, In Re Section 301 Cases, No. 21-01 (U.S. Ct. Int’l Trade, 2021).

  289. Existing accounts are dated. Frederick Davis and Daniel Tarullo each penned their reviews of trade administrative concerns in 1966 and 1986 respectively. See Davis, supra note 212; Tarullo, supra note 81. That there is such a dearth is surprising given that some of the most important administrative law and nondelegation cases from the twentieth century are related to trade law (e.g., Field v. Clark, 143 U.S. 649 (1892); J.W. Hampton, Jr., & Co. v. United States, 276 U.S. 394 (1928)).

  290. Sitaraman, supra note 219, at 496–97.

  291. David Zaring makes this point, relying on earlier work by Jerry Mashaw. See Zaring, supra note 104, at 194.

  292. For a broader critique of this point, see Emily S. Bremer, The Exceptionalism Norm in Administrative Adjudication, 2019 Wis. L. Rev. 1351, 1352–53 (2019) (arguing that, in agency adjudications, “Congress and individual agencies have . . . create[d] unique adjudicatory proceedings designed to meet the individual needs of different administrative agencies and programs”).

  293. More work is needed to consider both how and whether it may be possible to change conventional ideas of administrative law to “accommodate” trade law and both how and whether trade law might adopt more conventional administrative law processes.

  294. See generally Patrick C. Reed, Expanding the Jurisdiction of the U.S. Court of International Trade: Proposals by the Customs and International Trade Bar Association, 26 Brook. J. Int’l L. 819 (2017) (discussing the limitations on the CIT’s jurisdiction); accord Devin S. Sikes, Why Congress Should Expand the Subject Matter Jurisdiction of the United States Court of International Trade, 6 S.C. J. Int’l L. & Bus. 253, 254 (2010) (“The federal statutes vesting the CIT with jurisdiction over international trade disputes do not account for the evolution of international trade into new areas.”).

  295. Galbraith, supra note 184, at 1693 (noting that the executive branch agencies’ loyalty is “divided”).

  296. For an overview of these proposals, see Kathleen Claussen, Trade War Battles: Congress Reconsiders Its Role, Lawfare (Aug. 5, 2018, 11:00 AM), https://www.lawfareblog.com–/trade-war-battles-congress-reconsiders-its-role [https://perma.cc/D5R2-T8HP].

A Prelude to a Critical Race Theoretical Account of Civil Procedure

In this Essay, I examine the lack of scholarly attention given to the role of civil procedure in racial subordination. I posit that a dearth of critical thought interrogating the connections between procedure and the subjugation of marginalized peoples might be due to the limited experiences of procedural scholars; a misconception that procedural rules are a technical, objective, neutral area; and avoidance of discussion of race or other aspects of identity unless there is a case, material, or scholarly topic that meets an unreasonably high standard. I emphasize the importance of a critical race analysis of civil procedure.

Introduction

In response to the uprisings and social movement for racial justice following police officers1.The social movement, uprisings, and demonstrations have primarily focused on police killings of Black people, but there also have been notable killings of Black people by people who weren’t police officers. The summer of 2020 witnessed significant demonstrations against those other killings as well, including demonstrations against Travis McMichael, Gregory McMichael, and William “Roddie” Bryan Jr. killing Ahmaud Arbery. Brandon Tensley, Ahmaud Arbery and the Resilience of Black Protest, CNN Politics (May 12, 2020, 8:54 PM), https://www.cnn.com/2020/05/12/politics/ahmaud-arbery-black-protest-pandemic/index.html. [https://perma.cc/V87J-F24C]; Jessica Savage, Looking Back at the Arbery Case and Where Do We Go from Here?, CNN (Feb. 23, 2021, 5:36 PM), https://www.wtoc.com/2021/02/23/looking-back-arbery-case-where-do-we-go-here/ [https://perma.cc/Z9J9-RTMZ]. Others have discussed the relationship between non-police killings of Black people and police killings of Black people. Lyndsey Gough, Protest Held to Demand Arrests for the Death of Ahmaud Arbery, WTOC (May 6, 2020, 10:52 PM), https://www.wtoc.com/2020/05/06/protest-held-demand-arrests-death-ahmaud-arbery/ [https://perma.cc/XPN3-KF4Y]; Shervin Assari, George Floyd and Ahmaud Arbery Deaths: Racism Causes Life-threatening Conditions for Black Men Every Day, The Conversation (June 1, 2020, 8:14 AM), https://theconversation.com/george-floyd-and-ahmaud-arbery-deaths-racism-causes-life-threatening-conditions-for-black-men-every-day-120541 [https://perma.cc/5JCE-5A34]. In this Essay, I tend to refer to police killings of Black people because that seemed to be the primary focus of the largest and most sustained mobilizations, but I don’t mean to prioritize one group of killings of Black people over another by doing so.Show More killing George Floyd, Breonna Taylor, and other Black2.I capitalize “Black” and do not capitalize “white,” “people of color,” or “women of color.” See Portia Pedro, Toward Establishing A Pre-Extinction Definition of “Nationwide Injunctions”, 91 U. Colo. L. Rev., 849 n.5 (2020); Kimberlé Williams Crenshaw, Race, Reform, and Retrenchment: Transformation and Legitimation in Antidiscrimination Law, 101 Harv. L Rev. 1331, 1332 n.2 (1988) [hereinafter Crenshaw, Race] (“Blacks, like Asians, Latinos, and other ‘minorities,’ constitute a specific cultural group and, as such, require denotation as a proper noun.”); see also Kimberle Williams Crenshaw, Mapping the Margins: Intersectionality, Identity Politics, and Violence Against Women of Color, 43 Stan. L. Rev. 1241, 1244 n.6 (1991) (“. . . I do not capitalize ‘white,’ which is not a proper noun, since whites do not constitute a specific cultural group.”).Show More people,3.Demonstrations Force America to Reckon with Contentious Past, N.Y. Times (June 16, 2020), https://www.nytimes.com/2020/06/16/us/george-floyd-rayshard-brooks-protests.html [https://perma.cc/M54X-7JKD]; Damian Cave, Livia Albeck-Ripka & Iliana Magra, Huge Crowds Around the Globe March in Solidarity Against Police Brutality, N.Y. Times (June 6, 2020), https://www.nytimes.com/2020/06/06/world/george-floyd-global-protests.html [https://perma.cc/6AND-3V3K].Show More several dozen civil procedure scholars gathered virtually during the summer of 2020 to discuss how to include racial justice and issues of race in our classrooms.4.This July 22, 2020 session addressed racial and social justice in civil procedure.Show More While this event was a valiant attempt, it struck me as long overdue.

In this Essay, first, I share a personal experience with police as part of suggesting that Black people’s interactions with police might be a source of collective identity and might help us (Black proceduralists, litigators, and scholars of color) to see some of the role of racial subordination within policing and procedure.5.Perhaps there might not be as much in the way of a racial analysis, or analysis integrating other aspects of marginalized identities, within civil procedure because procedural scholars may be primarily white, heterosexual, cisgender men who might not be as aware of the role of race or identity in their experiences in the same way that many people of color, women, members of the Lesbian, Gay, Bisexual, Transgender, Queer (LGBTQ) community, people who identify as gender nonbinary, and people with disabilities might be.Show More Next, I describe some of the importance of developing a critical race analysis of civil procedure and briefly discuss some of the reasons that this analysis might be underdeveloped.

I. Interacting with the Police as a Collective Black Experience

My first memory of my father is also my first memory of the police.6.To be specific, the Los Angeles County Sheriff’s Department.Show More I was almost five years old when it happened. I was riding as a passenger in my dad’s car, a 1977 Dodge Monaco, as my father, who is Black and, at the time, was a bit under 30 years old, was driving. We were on our way to pick up my cousin from preschool. As my dad and I passed his high school alma mater, sheriffs pulled us over. The deputies approached the car with their guns drawn, pointed at us. They made my dad get out with his hands up, made him lay on the ground, and handcuffed him. With the amount of force that they displayed, he was scared about what they might do to me, especially if I surprised them. He told them that his 5-year-old daughter was in the car. Their response to hearing that a child was in the car was to yell out to 5-year-old me, “One move and I’ll blow your head off.”

The sheriffs didn’t physically harm either of us in that encounter, but our safety was far from guaranteed. When I was older, my parents explained to me that the supposed reason that the sheriffs pulled us over that day was that the prior owner of the car had tampered with one letter of the license plate to make it spell out his name backwards. My dad’s Irish friend had used nail polish to make a “1” look like an “I” so the license plate spelled his name (Patrick) backwards. My dad had ordered his own vanity license plate and was waiting on its arrival, but my dad hadn’t even realized that Patrick had altered the current license plate. My dad had only had the car for a few weeks at most when sheriffs pulled him over, but (white) Patrick had driven the car with the altered license plates for years without any issues from police or sheriffs. A part of me wonders if some of the reason that the sheriffs reacted with such a show of force toward me and my father when they had not pulled Patrick over for the license plate issue was due to sheriffs’ reactions to seeing my Black dad driving a car that, even though it was repainted to be tan and brown, clearly used to be a California Highway Patrol cruiser.

After the sheriffs forced my dad to get out of the car and questioned him, he gave consent for them to search him and the car. On that day—as I sat on the curb, with my legs in the street and watched—I had my first real life lesson on encounters with the police as a Black person. My first lesson of how Black people interact with the police to try to remain unharmed was through this experience and stories of it after.

In separate sheriff cars, they took us both down to the station and harassed him for so long that my next meal came from the station vending machine. As a five year old with no understanding of the context, I remember thinking that the deputies were so nice for giving me that tuna fish sandwich. Because I was hungry. And had no parent or guardian with me. Because they took my dad and I to the station for no reason. Instead of giving him a simple fix-it ticket, they brought criminal charges against him. My parents had to hire a lawyer and pay hundreds of dollars just to get the charges dropped.

I wonder how many other Black children have similar firsts. My father later explained that, as a Black man in a Black, working class neighborhood with his child in the car, he thought that the best and safest way for him to handle the encounter was to give consent to whatever search the police requested. Looking back, I think that he was probably right. Because the deputies stopped us with such a show of force, it is hard to imagine them peacefully accepting a refusal to search. This was my first experience in what would become an oft-repeated role as a Black girl and later woman with Black boys and men (or other boys or men of color).7.I mention some of the role of sex/gender and race/ethnicity in my experiences with police. I do so only to share what patterns there have been in my experiences, not to erase or ignore the experiences of Black girls and women, other girls and women of color, transgender girls and women, other members of the LGBTQ+ community, people with mental health issues or disabilities, or any other group who tends to have a heightened risk of interactions with police and are too often on the receiving end of police violence.Show More Unfortunately, this type of experience is not unique for Black people in the United States. This interaction (along with many others) is a part of the experiences that I have drawn from as I make life decisions. It informs my scholarship, just as others’ life experiences inform their research agendas.

There are so many different directions in which this encounter could have gone. The direction that had worried my father most was that the sheriffs might have hurt or killed one or both of us, as has happened to so many other Black people. There may have been the possibility of criminal charges against the officers in that situation, but, depending on the circumstances and the political reality of the situation, there is a significant possibility that the only legal recourse left would have been civil litigation. But no civil claim against a law enforcement official or department would have been successful unless it survived summary judgment, a civil procedural hurdle.8.See, e.g., Shirin Sinnar, Civil Procedure in the Shadow of Violence, inA Guide to Civil Procedure: Integrating Critical Legal Perspectives [Pt. III: Procedure Immunizing Police Violence] (NYU Press) (Brooke Coleman, Suzette Malveaux, Portia Pedro, & Elizabeth Porter, eds., forthcoming 2022) (on file with author) (describing how the Supreme Court has used civil procedure, especially qualified immunity and summary judgment, to “immuniz[e] police violence”).Show More

In a country that is, in part, founded on white supremacy,9.Paul Finkelman, The Founders and Slavery: Little Ventured, Little Gained, 13 Yale J. L. & Human. 413, 427–45 (2001) (noting the Constitution’s direct and indirect protections of the enslavement of African and Black peoples through various clauses including, among others, the Three-Fifths Clause, the Slave Trade Clause, the Fugitive Slave Clause, the Domestic Insurrections Clause, and the Electoral College).Show More it can feel like a losing battle to try to identify and counteract the various factors and structures that contribute to Black people being harmed by, or dying at the hands of, police. In looking at one of my own areas of expertise, it is important to understand the ways in which civil procedure encourages and excuses police violence.10F10 10.See Sinnar, supra note 8.Show More When someone harmed by police (or the loved ones of someone harmed) brings suit to hold a police officer, a police department, or the city liable civilly (not criminally), the defendant (office, police department, city) may file a motion for summary judgment to ask that the judge decide the case in their own favor. Under Federal Rule of Civil Procedure 56, a judge should grant summary judgment only if there is no genuine dispute of material fact (such that the movant—here, the police officer, department, and city—is entitled to judgment as a matter of law).11 11.Fed. R. Civ. P. 56(a) (“The court shall grant summary judgment if the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.”).Show More According to precedent, when deciding a motion for summary judgment, judges must look at the record in the light most favorable to the non-moving party (the plaintiffs who police harmed or whose loved ones have been harmed) and must draw reasonable inferences in that party’s favor.12 12.Adickes v. S.H. Kress & Co., 398 U.S. 144, 157 (1970).Show More Under the doctrine of qualified immunity, police officers, their departments, and the cities for which they work are immune from civil suit—meaning that they aren’t liable civilly—in certain circumstances. Qualified immunity protects the defendants from litigation if the officer did not violate a clearly established constitutional right.13 13.Harlow v. Fitzgerald, 457 U.S. 800, 818 (1982).Show More Through civil procedural decisions against Black plaintiffs harmed by police, the Supreme Court has affirmed lower courts that have granted summary judgment because they found that defendants were protected by qualified immunity even when there was a genuine factual dispute that should have gone to the jury.14 14.See, e.g., Scott v. Harris, 550 U.S. 372 (2007) (holding that a police officer did not violate the Fourth Amendment by deliberately ramming his car into the car of a motorist suspected of speeding); Sinnar, supra note 8 (noting that Scott v. Harris included a factual dispute that would ordinarily have gone to a jury and that the decision “has given lower courts greater latitude to immunize police officers rather than allow juries to decide whether an officer’s use of force was reasonable.”).It seems that no judge or justice mentioned Victor Harris’s race, Black—or the race of the officer (Timothy Scott, white) who rammed Harris’s car and rendered him quadriplegic—in any opinion. See Jeffrey W. Stempel, Taking Cognitive Illiberalism Seriously: Judicial Humility, Aggregate Efficiency, and Acceptable Justice, 43 Loy. U. Chi. L.J. 627, 642 (2012). vic2k3, Why I Ran., YouTube (Dec. 9, 2009), https://www.youtube.com/watch?v=‌JATVLUOjzvM (featuring interviews with Victor Harris and Timothy Scott) [https://perma.cc/3F4F-8CUM].Show More There might be much more if we dig beneath the surface to critically analyze civil procedure as a tool to reinforce racial subjugation.

A. Black Experiences with Police

Black people report a higher number of interactions with police (including police sightings) than the national average.15 15.Lydia Saad, Black Americans Want Police to Retain Local Presence, Gallup, 2020, news.gallup.com/poll/316571/black-americans-police-retain-local-presence.aspx21 (last visited Nov 3, 2020) [https://perma.cc/M5NT-44QR]. More Black people than white people report seeing police in our neighborhoods “often or very often.” Id.Show More More contacts between Black people and police means greater exposure of Black people to the “possibility of violence” at the hands of the police.16 16.Devon W. Carbado, Predatory Policing, 85 UMKC L. Rev. 545, 561 (2017); see also Devon W. Carbado, From Stopping Black People to Killing Black People: The Fourth Amendment Pathways to Police Violence, 105 Calif. L. Rev. 125, 128 (2017) (explaining “the significant ‘circuits of violence’ through which the ordinary (African Americans’ vulnerability to ongoing police surveillance and contact) becomes the extraordinary (serious bodily injury and death). . . . For there is a direct relationship between the scope of ordinary police authority, on the one hand, and African American vulnerability to extraordinary police violence, on the other.”); Devon W. Carbado, Blue-on-Black Violence: A Provisional Model of Some of the Causes, 104 Geo. L. J. 1479, 1509–11 (2016) (further describing the Police Violence Model). The Police Violence Model of Professor Devon Carbado and Patrick Rock explains why a higher level of police interactions creates a higher risk of police violence for Black people:First, the simple fact of repeated police interactions overexposes African Americans to the possibility of police violence.Second, the fact that African Americans’ exposure to the police occurs against the background of stereotypes of African Americans as violent and dangerous increases the likelihood that police officers will interact with African Americans from the perspective that violent force is both necessary and appropriate.Third, the more exposed African Americans are to the police, the greater the probability that they will be arrested.Fourth, black peoples’ repeated exposure to the police potentially increases their incarceration rates or facilitates some form of system involvement, and the incarceration and system involvement of African Americans likely mediates how police officers interact with black people. . . .Fifth, the more numerous African Americans’ contacts with the police are, the more vulnerable African Americans are to a set of violence-producing insecurities or vulnerabilities police officers experience in the context of police encounters.Devon W. Carbado & Patrick Rock, What Exposes African Americans to Police Violence?, 51 Harv. C.R.-C.L. L. Rev. 160, 164–65 (2016).Show More Of reported experiences with police, over 40% of Black people’s experiences with police are not positive, while only 25% of white people’s reported experiences with police are not positive.17 17.Camille Lloyd, For Black Americans, 41% of Police Encounters Not Positive, Gallup (July 30, 2020), https://news.gallup.com/poll/316247/black-americans-police-encounters-not-positive.aspx (last visited Nov 3, 2020) [https://perma.cc/M5HX-8CGN].Show More Generally, Black people’s level of confidence in police differs from, and is lower than, white people’s level of confidence in the police more than those groups’ confidence levels differ on almost any other social institution.18 18.See Jeffrey M. Jones, Black, White Adults’ Confidence Diverges Most on Police, Gallup (Aug. 12, 2020), https://news.gallup.com/poll/317114/black-white-adults-confidence-diverges-police.aspx (last visited Nov 3, 2020) (noting that 56% of white adults say that “they have ‘a great deal’ or ‘quite a lot’ of confidence in the police” while only 19% of Black adults say the same) [https://perma.cc/5A3A-HB42]. “This 37-percentage-point racial gap is the largest found for any of 16 major U.S. institutions rated in Gallup’s annual Confidence in Institutions poll.” Id. There was only a gap of 5% or less in levels of confidence for half of rated institutions. Id. The only other institution for which Black and white respondents’ ratings are nearly as large is a 33-percentage-point gap in levels of confidence in President Trump’s administration. Id.Show More Perhaps in part because of these higher levels of exposure to police, higher levels of police encounters that aren’t positive, and lower levels of confidence in police, the Black Census Project reported that, in 2019, “[t]he vast majority of Black Census respondents see the excessive use of force by police officers (83 percent) and police officers killing Black people (87 percent) as problems.”19 19.Aaron Ross Coleman, How Black People Really Feel About the Police, Explained, Vox (June 17, 2020, 8:30 AM) https://www.vox.com/2020/6/17/21292046/black-people-abolish-defund-dismantle-police-george-floyd-breonna-taylor-black-lives-matter-protest [https://perma.cc/VCT2-4LSJ] (quoting More Black than Blue: Politics and Power in the 2019 Black Census, Black Futures Lab 8 (June 2019), https://blackfutureslab.org/wp-content/uploads/2019/06/Digital-More-Black-Than-Blue-2.pdf [https://perma.cc/NS9F-S68H]); see also Drew Desilver, Michael Lipka & Dalia Fahmy, 10 Things We Know About Race and Policing in the U.S., Pew Research Center, 2020, https://www.pewresearch.org/fact-tank/2020/06/03/10-things-we-know-about-race-and-policing-in-the-u-s/ (last visited Nov 3, 2020) [https://perma.cc/9QL9-LL5U]. 33% “of Black adults said that police in their community did an ‘excellent’ or ‘good’ job in using the right amount of force (compared with 75% of white[] [people]), treating racial and ethnic groups equally (35% vs. 75%), and holding officers accountable for misconduct (31% vs. 70%).” Id.Show More These experiences and perspectives of police are common among many Black people regardless of lines of class, education, and social opportunity. Professor Devon Carbado has shared how his own experiences with the police, even as an elite Black legal scholar, are fraught with “questions [that] are part of black people’s collective consciousness.”20 20.These questions are part of Black people’s collective consciousness:I have not, however, been able to normalize my experiences with the police. They continue to jar me. The very sight of the police in my rear view mirror is unnerving. Far from comforting, this sight of justice (the paradigmatic site for injustice) engenders feelings of vulnerability: How will I be over-policed this time? Do I have my driver’s license, insurance, etc.? How am I dressed? Is my UCLA parking sticker visible? Will any of this even matter? Should it?And what precisely will be my racial exit strategy this time? How will I make the officers comfortable? Should I? Will I have time—the racial opportunity—to demonstrate my respectability? Should I have to? Will they perceive me to be a good or a bad Black?Devon W. Carbado,(E)racing the Fourth Amendment, 100 Mich. L. Rev. 946, 952 (2002).Show More Recent attention called to police murdering Black people has “presented a readily discernible target around which to organize.”21 21.Crenshaw, Race, supra note 2, at 1384.Show More In the context of police killings and other extrajudicial killings of Black people, there is “enough similarity between [our] life experiences . . . to warrant collective political action.”22 22.Id. at 1384.Show More

B. Shared Experience with Policing as a Source of Black Collectivity and Mobilization to Support Black Interests and Lives

Personal experiences with, and data on, the policing of Black bodies in the United States may shed light on a collective experience among many Black people and, perhaps, more broadly, many people of color.23 23.I refer to “people of color” throughout this Essay intending to include Black, Latinx, Asian Americans, Native Americans, and other Indigenous peoples, Arab Americans, and other racialized groups (non-whites). I do so understanding that this term groups people who have some shared experiences, but the term might also be problematic in that it does not emphasize differences in how these various communities, and others within them, might experience racism and other sources of oppression. See Meera E. Deo, Why BIPOC Fails, 107 Va. L. Rev. Online 115, [Pt. II When Unity Leads to Erasure] (2021).Show More Policing is one area in which many of us continue to experience racism in similar debilitating and dangerous ways, often regardless of income, level of education, and access to other opportunities. The national spotlight, education, concern, and momentum galvanized by Summer 2020 mobilizations against police killings of Black people provides what may have become an otherwise increasingly rare opportunity for a Black collective identity24 24.See Angela Onwuachi-Willig,The Trauma of the Routine: Lessons on Cultural Trauma from the Emmett Till Verdict, 34 Socio. Theory 335 (2016) (discussing the ways in which a routine infliction of harm on a subordinated group can constitute collective trauma and cultural trauma); see also Jalila Jefferson-Bullock & Jelani Jefferson Exum, That Is Enough Punishment: Situating Defunding the Police Within Antiracist Sentencing Reform, 48 Fordham Urb. L.J. 625, 636–41 (2021) (discussing the ways in which Black people in the United States are experiencing a racial and cultural trauma from recent police killings of Black people).Show More and action supporting Black lives. Policing seems to be a great equalizer of what could otherwise be a fragmented Black society in the United States. Many of us (Black people) experience interactions with the police similarly to the extent that the experience remains one of collectivity and has become a central part of the essence of what it means to be Black—the ability to be murdered without cause and without redress. This moment of mobilized Black collectivity comes, however, at a time when prior civil rights victories for Black people and other marginalized communities continue to be threatened. A good understanding of the relationship between these two oppositional mobilizations can help anti-subordination litigants, lawyers, and scholars to maximize litigation victories and to minimize losses.

For Black people, this moment—of mobilized Black collectivity with the potential for interest convergence at the same time that past victories are threatened—is rare although not without precedent.25 25.See Richard Gergel, Unexampled Courage: The Blinding of Sgt. Isaac Woodard and the Awakening of President Harry S. Truman and Judge J. Waties Waring 4–5 (2019) (describing how the acquittal of a white police chief in the beating and blinding of a Black World War II Army veteran prompted the presiding judge to issue a series of landmark civil rights decisions). See generally Richard Delgado, Why Obama?: An Interest Convergence Explanation of the Nation’s First Black President, 33 L. & Ineq. 345 (2015) (discussing the election of President Barack Obama as a moment of interest convergence between people of different backgrounds); William M. Carter, Jr., The Thirteenth Amendment and Interest Convergence, 71 Md. L. Rev. 21 (2011) (exploring interest convergence in the passage of the Thirteenth Amendment to the U.S. Constitution); Sheryll Cashin, Shall We Overcome? Transcending Race, Class, and Ideology Through Interest Convergence, 79 St. John’s L. Rev. 253, 255 (2005) (discussing interest convergence in the Civil Rights Era); Marisa Abrajano & Zoltan L. Hajnal, White Backlash: Immigration, Race, and American Politics 2 (2017) (discussing the interrelation between opinions on immigration and relations between racial and ethnic groups within the United States); Kevin M. Kruse, White Flight: Atlanta and the Making Of Modern Conservatism 13–15 (2013) (discussing the effect of desegregation and white flight on shifting political coalitions in Atlanta); Gregory S. Jacobs, Getting Around Brown: Desegregation, Development, and The Columbus Public Schools xii–xiii (1998) (discussing the interrelation between race, class, and politics in response to desegregation in Columbus, Ohio); see also Ta-Nehisi Coates, The First White President, The Atlantic (Oct. 2017), https://www.theatlantic.com/magazine/archive/2017/10/the-first-white-president-ta-nehisi-coates/537909/ [https://perma.cc/FE5H-4YTA] (discussing the coalition of white classes whose alignment culminated in the 2016 election of President Donald Trump).Show More A time of strong, shared, collective Black identity with the sociopolitical support to undo our structural subordination is singular, in part, because of the prior meaningful gains in opportunities for some Black people.26 26.Crenshaw, Race, supra note 2, at 1383–84.Show More Much of the formal symbolic subordination of Black people has been illegal and disallowed for longer than my lifetime.27 27.See, e.g., Brown v. Board of Education, 347 U.S. 483 (1954) (finding that segregation in public schools violates the Equal Protection Clause even if physical facilities were relatively equal); Gomillion v. Lightfoot, 364 U.S. 339 (1960) (holding that a state violates the Fifteenth Amendment when it constructs jurisdictional boundary lines with the purpose of denying equal representation to Black voters); Bailey v. Patterson, 369 U.S. 31 (1962) (finding that states may not require racial segregation of transportation facilities); Civil Rights Act of 1964, Pub. L. no. 88-353, 78 Stat. 241 (1964) (outlawing literacy tests as a qualification for voting in federal elections unless certain protections were observed); Loving v. Virginia, 388 U.S. 1 (1967) (finding that statutes outlawing interracial marriage violated the Fourteenth Amendment and the Equal Protection and Due Process Clauses); Fair Housing Act of 1968, 42 U.S.C. §§ 3601 et seq. (outlawing discrimination in the sale or rental of housing); Shelley v. Kraemer, 334 U.S. 1 (1948) (holding that racially restrictive covenants violate the Equal Protection Clause).Show More As Professor Kimberlé Crenshaw has noted, Black people may have lost much of our collectivity28 28.Crenshaw, Race, supra note 2, at 1383 n. 197: (“By ‘collectivity,’ I refer to the recognition of common interests and the benefits derived by Blacks of all classes in sharing the burdens of social struggle. The potential for collective struggle is maximized where the grievance is shared by all. It was clear that racial segregation, for example, affected all Blacks. The creation of opportunity for some Blacks—however small the number may be—can obscure the degree to which Blacks have common interests that warrant continual collective struggle.”).Show More due to the formal reforms of the civil rights victories.29 29.Id. at 1383–84.Show More The reforms of the civil rights movement made it so fewer Black people experience racism in collective ways that are similar to each other.30 30.Id.Show More This is particularly true for Black people with greater access to capital than others. The formal end of the apartheid regime in the United States left Black people more fractured because those reforms let some of us improve our material situations much more than others.31 31.Id. at 1381–84.Show More

While many of the current efforts to protect Black lives will aim at changing police training, defunding police, or abolishing police, much of this effort inspired by the Movement for Black Lives will also aim at compensating Black people and our families through the legal process.32 32.See, e.g., Amna A. Akbar, Law’s Exposure: The Movement and the Legal Academy, 65 J. Legal Educ. 352, 357–58, 370 n.73 (2015); Kwadwo Frimpong, Black People Are Still Seeking Racial Justice—Why and What to Do About It, Brookings Inst. (Nov. 12, 2020), https://www.brookings.edu/blog/how-we-rise/2020/11/12/black-people-are-still-seeking-racial-justice-why-and-what-to-do-about-it/ [https://perma.cc/3E6E-4ZC3].Show More Historically, demands of movements inspired by Black collective identity are not typically limited to ending one singular condition or phenomenon (such as police murders of Black people), but also traditionally insist on the inclusion of Black people in the U.S. “political imagination,” even beyond policing.33 33.Crenshaw, Race, supra note 2, at 1365.Show More

II. The Current Import of a Critical Race Theoretical
Account of Civil Procedure

There is arguably not yet a “Whiteness as Procedure,”34 34.See Cheryl I. Harris, Whiteness as Property, 106 Harv. L. Rev. 1707, 1714 (1993).Show More an “(E)racing the Fourth Amendment,”35 35.See Carbado, supra note 20.Show More or a critical race civil procedure term as ubiquitous as intersectionality36 36.See Kimberlé Crenshaw, Demarginalizing the Intersection of Race and Sex: A Black Feminist Critique of Antidiscrimination Doctrine, Feminist Theory and Antiracist Politics, 1989 U. Chi. Legal F. 139, 141–52.Show More is in constitutional law and civil rights. A primary purpose of critical race theory is to “reveal[] the ways in which racial subordination is embedded in social structures and bureaucracies.”37 37.Portia Pedro, Forging Fortuity Against Procedural Retrenchment: Developing a Critical Race Theoretical Account of Civil Procedure, inA Guide to Civil Procedure: Integrating Critical Legal Perspectives (NYU Press) (Brooke Coleman, Suzette Malveaux, Portia Pedro, & Elizabeth Porter, eds., forthcoming 2022) (on file with author).Show More Within law and litigation, civil procedure provides the structure for deciding who can bring a claim to court to request a remedy for the harms that they have suffered. To prevent civil procedure from reinforcing, or continuing to reinforce, racial subjugation, we need to understand how these seemingly technocratic or neutral rules and doctrine are already deployed in ways that reinforce existing hierarchies including white supremacy. Part of this project is to develop an understanding of what I call “procedural identity”—how aspects of identity, including race, sex, gender identity, sexual orientation, disability, and religion have affected (and been affected by) procedural standards. Mapping out procedural identity within civil procedure could be an impetus for changing procedural standards in a way that prevents further subjugation of marginalized groups.

In this Essay, I do not attempt to resolve the longstanding debate over the legitimacy or efficacy of rights discourse.38 38.For descriptions of, and views on, the legitimacy and efficacy of rights discourse, see Crenshaw, Race, supra note 2, at 1381.Show More But civil rights reform may play a role in the continued subordination of Black people by “creat[ing] the illusion that racism is no longer the primary factor responsible for the condition of the Black underclass.”39 39.Id. at 1381. (“[T]he very transformation afforded by legal reform itself has contributed to the ideological and political legitimation of continuing Black subordination.”); see also Bernard E. Harcourt, Foreword: “You Are Entering a Gay and Lesbian Free Zone”: On the Radical Dissents of Justice Scalia and Other (Post-) Queers. [Raising Questions About Lawrence, Sex Wars, and the Criminal Law], 94 J. Crim. Law & Crimin. 503, 510 (2004). (arguing that “to properly understand Lawrence—and other sex and cultural wars—we need a much finer grained understanding of sexual projects and of the fragmentation of those projects.”).Show More Civil rights reform may have increased “access to the dominant framework”40 40.Harcourt, supra note 39, at 534.Show More without challenging, questioning, or changing the underlying subordination.

A critical race analysis of civil procedure within the context of police violence reveals areas of procedure that generally will not provide justice for Black people harmed by police. Some of those doctrinal areas, such as summary judgment in police brutality cases, do not need reform. They need radical transformation. Although civil rights litigation may provide relief to some Black people (and others) harmed by police, there is still a need for something akin to a “politics of spleen”41 41.Although I attempt to give something of a definition of “politics of spleen” in the text, I worry that there is still something lost in the summary that might be better described in a quotation:Perhaps the best or only way to express this politics, then, is through a pastiche of post-queer venom. It has something to do with “the intense charge that comes with transgression and the pleasure of that transgression.” It involves “an alternate culture in and around it, to be taken seriously, and left alone.” It is a “boundary-free zone in which fences are crossed for the fun of it, or simply because some of us can’t be fenced in. It challenges either/or categorizations in favor of largely unmapped possibility.” It is nostalgic, transgressive, full of hope and hopeless at the same time.Id. at 534. (internal citations omitted). Something in this reminds me of what I’ve read about the Black Panther Party and other Black people armed in self-defense and fighting for liberation, but much of that was before my time, so I am not sure where these experiences differ and converge.Show More that others have described for the LGBTQ community.42 42.Harcourt, supra note 39, at 534.Show More A “politics of spleen” incorporates “the need to transgress limits that do not make room for all of us.”43 43.Harcourt, supra note 39, at 532 (quoting Carol Queen & Lawrence Schimel, Introduction to PomoSexuals: Challenging Assumptions about Gender and Sexuality 19, 21–23 (Carol Queen & Lawrence Schimel eds., 1997)).Show More

Perhaps more post-slavery Black people living in the segregated, apartheid, Jim Crow era had a similar sort of politics of spleen. The existence and life of a free Black person explicitly threatened the fundamental sociopolitical and cultural structure of the United States and was, in and of itself, a transgression. This politics of spleen might help to explain why numerous Black people and organizations thought that the only way that Black people would be fed,44 44.See, e.g., Husain Lateef & David Androff, “Children Can’t Learn on an Empty Stomach”: The Black Panther Party’s Free Breakfast Program, 44 J. Soc. & Soc. Welfare 3 (2017); Erin Blakemore, How the Black Panthers’ Breakfast Program Both Inspired and Threatened the Government, History (last updated Jan. 29, 2021), history.com/news/free-school-breakfast-black-panther-party [https://perma.cc/8Q98-LE2Z]; History.com Editors, Black Panthers, History (last updated Jan. 26, 2021), history.com/topics/civil-rights-movement/black-panthers [https://perma.cc/KU4P-9YK2].Show More that Black children would learn,45 45.See, e.g., Hakim M. Rashid & Zakiyyah Muhammad, The Sister Clara Muhammad Schools: Pioneers in the Development of Islamic Education in America, 61 J. Negro Ed. 178 (1992).Show More that Black people would be gainfully employed,46 46.See, e.g., Nafeesa Muhammad, The Nation of Islam’s Economic Program, 1934-1975, Blackpast (Apr. 1, 2020), https://www.blackpast.org/african-american-history/the-nation-of-islams-economic-program-1934-1975/ [https://perma.cc/XT27-W9CZ].Show More and that Black people would be safe47 47.See, e.g., Lateef & Androff, supra note 44, at 11.Show More was if we took those responsibilities upon ourselves and did not expect the liberal state to embrace us.

That we may have lost this politics of spleen in the context of police violence through assimilationist civil rights reform might have been unavoidable in some ways. As Professor Bernard Harcourt has described, “the politics of spleen may be fundamentally unstable in the criminal law context.”48 48.Harcourt, supra note 39, at 548–49.Show More It may be that the politics of spleen only existed in its true form in the U.S. LGBTQ community before Lawrence v. Texas,49 49.539 U.S. 558 (2003).Show More which held that a state criminal prohibition on sodomy was unconstitutional,50 50.Id. at 578–79, 585.Show More because “who in their right mind would want to live in fear of criminal prosecution” and “how would they justify imposing that fear on others? . . . Perhaps the politics of spleen, in reality, is nothing more than a coping mechanism—a way of making the best of a terrible situation.”51 51.Harcourt, supra note 39, at 548–49.Show More If the politics of spleen is also fundamentally unstable in the context of police killings of, and violence inflicted upon, Black people, then much of the discussions about protecting Black lives through law will center on a civil rights framework.

Because liberal reform has given us some of the rights toward inclusion in the U.S. political experience and imagination, demands and goals of the activity galvanized by the Movement for Black Lives will not all be extra-institutional.52 52.Akbar, supra note 32, at 358. (noting that the Movement for Black Lives has protested inequality in the law while also calling for special prosecutors, civilian review boards, and police indictments in response to police killings of Black people).Show More While some organizers are calling for police abolition, prison abolition, or both, there is not a widespread call for abolishing courts. Or at least there is not such a call yet. Several reforms and goals will be within institutions and especially within the courts.53 53.Challenges and demands made from outside the institutional logic would have accomplished little because Blacks, as the subordinate “other,” were already perceived as being outside the mainstream. The struggle of Blacks, like that of all subordinated groups, is a struggle for inclusion, an attempt to manipulate elements of the dominant ideology to transform the experience of domination. It is a struggle to create a new status quo through the ideological and political tools that are available.Crenshaw, Race, supra note 2, at 1386; see alsoMichael D. White, Henry F. Fradella, Weston J. Morrow & Doug Mellom, Federal Civil Litigation as an Instrument of Police Reform: A Natural Experiment Exploring the Effects of the Floyd Ruling on Stop-and-Frisk Activities in New York City, 14 Ohio St. J. Crim. L. 9, 35–46 (2016) (discussing how “federal courts are often called upon” to address discriminatory stop-and-frisk police practices against Black people); Paul Burstein, Legal Mobilization as a Social Movement Tactic: The Struggle for Equal Employment Opportunity, 96 Am. J. Soc. 1201, 1204 (1991) (“It is, in fact, impossible to understand the American struggle for equal opportunity without focusing on the courts and on activities intended to influence judicial decisions.”).Show More

I admit the possible futility in ever attempting to use “the master’s tools” to “dismantle the master’s house.”54 54.SeeAudre Lorde, The Master’s Tools Will Never Dismantle the Master’s House, in Sister Outsider 110 (1984).Show More But generations of lawyers and legal scholars have engaged in litigation and legal scholarship in attempts to prevent the continued or further subjugation of Black people and others, so it hardly seems outside of expectation to attempt to prevent civil procedural rules and doctrine from being deployed to maintain or further subjugate marginalized people.

Moreover, the law itself is not “the master’s tools.” Civil procedure only becomes “the master’s tools” if we allow procedural doctrine, rules, and mechanisms to be deployed in a way that reinforces white supremacy, misogyny, homophobia, ableism, bigotry, etc. Activist, poet, and social and feminist theorist Audre Lorde questioned and answered, “What does it mean when the tools of a racist patriarchy are used to examine the fruits of that same patriarchy? It means that only the most narrow perimeters of change are possible and allowable.”55 55.See id. at 110–11.Show More In this statement, Lorde was not disavowing every use of any existing social structure or institution. Instead, Lorde was saying that a conference on feminist theory that did not include “significant input from poor women, Black and Third World women, and lesbians” was “sad, in a country where racism, sexism, and homophobia are inseparable.”56 56.See id. at 110.Show More That the conference planners deployed “the tools of a racist patriarchy”—racism, classism, and homophobia—when they put together discussions on feminist theory guaranteed that they would not be moving toward genuine change.57 57.See id. at 110–12.Show More Attempting to use the law and civil procedure to bring about equity and social transformation for Black people and other marginalized communities is not using “the master’s tools”; it’s struggling against them.58 58.See id. at 112 (discussing learning “how to make common cause with those others identified as outside the structures in order to define and seek a world in which we can all flourish” as part of a way to “bring about genuine change”).Show More To wage these fights (particularly litigation to hold police accountable),59 59.See Sinnar, supra note 8.Show More we need to develop an understanding of the relationship between racial subordination and civil procedure. If that understanding shows that civil procedure, portions of it, or the entirety of the U.S. federal court system is intractably reinforcing white supremacy (or any other type of group subordination), then perhaps there should be calls to abolish those portions of procedure (or the entire court system) along with ideas of what rules, doctrines, or types of structures we should have instead.

A. Potential Reasons for the Underdevelopment of the Discussion

There is less of a comprehensive theoretical description of the mutually constitutive and reinforcing relationship between civil procedure and racial subjugation or white supremacy than exists in some other areas.60 60.For civil procedure, see Roy Brooks, Critical Procedure (1998) (applying a criticalist theory approach to investigate the subordination of “outsider” groups like people of color and women in civil procedure). For corporations, see Richard R.W. Brooks, Incorporating Race, 106 Colum. L. Rev.2023 (2006) (discussing the implications of recent court decisions ruling that corporations possess racial identities “as a matter of law”). For criminal procedure, see Devon W. Carbado, (E)racing the Fourth Amendment, 100 Mich. L. Rev. 946, 967–68 (2002); Tracey Maclin, “Black and Blue Encounters”—Some Preliminary Thoughts About Fourth Amendment Seizures: Should Race Matter?, 26 Val. U. L. Rev. 243, 250 (1991); Tracey Maclin, Race and the Fourth Amendment, 51 Vand. L. Rev. 333, 392 (1998). For antidiscrimination and constitutional law, see T. Alexander Aleinikoff, The Constitution in Context: The Continuing Significance of Racism, 63 U. Colo. L. Rev. 325, 326 (1992); Kimberlé Williams Crenshaw, Race, supra note 2, at 1335 (1988); Eric Schnapper, Perpetuation of Past Discrimination, 96 Harv. L. Rev. 828, 831 (1983); Alan David Freeman, Legitimizing Racial Discrimination Through Antidiscrimination Law: A Critical Review of Supreme Court Doctrine, 62 Minn. L. Rev. 1049, 1050 (1978). For evidence law, see Jasmine B. Gonzales Rose, Toward a Critical Race Theory of Evidence, 101 Minn. L. Rev.2243 (2017) (explaining how evidence law and practice disadvantage people of color). For tax, see Andre L. Smith, Tax Law and Racial Economic Justice: Black Tax 1 (2015) (discussing the role of tax law in redistributing wealth from Black to white persons); Critical Tax Theory: An Introduction (Anthony C. Infanti & Bridget J. Crawford, eds., 2009) (revealing how facially “neutral” tax laws contribute to racial subordination); David Brennen, Race and Equality Across the Law School Curriculum: The Law of Tax Exemption, 54 J. Legal Educ. 336–37 (2004); Beverly I. Moran & William Whitford, A Black Critique of the Internal Revenue Code, 1996 Wis. L. Rev. 751 (1996) (arguing that the tax code systematically favors white over Black persons); Dorothy A. Brown, Race, Class, and Gender Essentialism in Tax Literature: The Joint Return, 54 Wash. & Lee L. Rev. 1469, 1471 (1997). For property, see Cheryl I. Harris, Whiteness as Property, 106 Harv. L. Rev. 1707, 1714 (1993). For election law and voting rights, see Lani Guinier, Groups, Representation, and Race-Conscious Districting: A Case of the Emperor’s Clothes, 71 Tex. L. Rev. 1589, 1641–42 (1993); Heather K. Gerken, Understanding the Right to an Undiluted Vote, 114 Harv. L. Rev. 1663, 1670 (2001).For examples specific to teaching, see Dorothy A. Brown, Critical Race Theory: Cases, Materials, and Problems (3rd ed. 2013); Kevin R. Johnson, Integrating Racial Justice into the Civil Procedure Survey Course, 54 J. Legal Educ. 242 (2004); Taunya Lovell Banks, Teaching Laws with Flaws: Adopting a Pluralistic Approach to Torts, 57 Mo. L. Rev.443 (1992).Show More Critical Race Theory (CRT) might be underdeveloped in civil procedure because it could seem to be the most technical, objective legal discourse, an area of “perspectivelessness.”61 61.It would seem that someone could easily assume that procedural rules embody the most technical, objective legal discourse and that no “particular perspective in legal analysis” and “no specific cultural, political, or class characteristics” have any relevance. Kimberlé Williams Crenshaw, Foreword: Toward a Race-Conscious Pedagogy in Legal Education, 11 Nat’l Black Law J. 1, 2–3 (1989), (defining “perspectivelessness” as the dominant mode of white, middle class beliefs).Show More One could easily assume that “no specific cultural, political, or class characteristics” have any relevance for procedure and that procedural arguments and decisions come from no “particular perspective in legal analysis.”62 62.Id. at 2.Show More It might seem that discussions of racial justice would fall largely or exclusively within the domain of constitutional law, criminal law, or criminal procedure. Additionally, proceduralists might be less likely to realize the importance of racial subordination in procedure.

Perhaps in part due to the absence of a comprehensive scholarly theoretical account of racial implications of procedure, most civil procedure classes might not discuss the relationship between racial subordination and civil procedure. Scholars might be less likely to recognize and build upon the roles of race and identity in procedure if those topics haven’t been a part of their procedural discussions beginning at least in law school.

CRT in civil procedure might be underdeveloped because many (white) scholars and professors may only realize, or think that they should discuss, the importance of racial subordination in procedure if they’ve found what I refer to as a “Magical Negro”63 63.See Matthew W. Hughey, Cinethetic Racism: White Redemption and Black Stereotypes in “Magical Negro” Films, 56 Soc. Probs. 543, 544 (2009).Show More case, casebook, or scholarly topic. The Magical Negro is a term popularized by film director Spike Lee64 64.Andrea Freeman, Unmothering Black Women: Formula Feeding as an Incident of Slavery, 69 Hastings L.J. 1545, 1589 (2018); Susan Gonzalez, Director Spike Lee Slams ‘Same Old’ Black Stereotypes in Today’s Films, 29 Yale Bulletin, Mar. 2, 2001, http://archives.news.yale.edu/v29.n21/story3.html [https://perma.cc/Y2GD-8WMH].Show More that describes a stereotypical, supporting Black movie character “who, through their special insight or mystical powers, aids the white main character in his or her character development.”65 65.I. Bennett Capers, Afrofuturism, Critical Race Theory, and Policing in the Year 2044, 94 N.Y.U. L. Rev. 1, 12–13 n.56 (2019) (citing Cerise L. Glenn & Landra J. Cunningham, The Power of Black Magic: The Magical Negro and White Salvation in Film, 40 J. Black Stud. 135, 135 (2009)).Show More The Magical Negro’s powers “are used to transform disheveled, uncultured, lost, or broken white characters into competent, successful, and content people within the context of the American myth of redemption and salvation.”66 66.DeShayla M. Strachan, The Triple Threat: The Black, Female Attorney, 11 S.J. Pol’y & Just. 112, 119 (2017); see also Osamudia R. James, Valuing Identity, 102 Minn. L. Rev. 127, 148 n.98 (2017).Show More In much the same way of the Hollywood stereotype, the race-relevant case, casebook, or topic might only be good enough to play, at best, a supporting role, to all of the white-perspective or seemingly neutral cases if the race-relevant case is perfect or “saintly” and the material would serve the “sole purpose” of enriching the white cases around it.67 67.Freeman, supra note 64, at 1589.Show More

Even if this comparison may be somewhat extreme, civil procedure scholars don’t seem to set anywhere nearly as high of a standard for non-race relevant (or non-marginalized group relevant) cases, casebooks, or topics. We are always supposed to look for and to discuss fairness, efficiency, and other ostensibly identity-neutral concepts seen as central to procedure, but some procedural scholars might only consider the role of race and racial subordination within procedure if someone presents them with the “Magical Negro” case, casebook, or topic. Such absurdly high expectations for cases or scholarly projects that prompt thought about racial subordination could guarantee that some professors who think of themselves as supportive of racial equality, and as against racial subordination, might never engage race-relevant materials in their scholarship, classes, or litigation.

Some scholars may hesitate to explore race (or other aspects of identity) and subordination within procedure unless a perfect opportunity presents itself—either the perfect “race” scholarship project, the perfect case, or the perfect casebook. For teaching, there are numerous civil procedure cases,68 68.See, e.g., Ashcroft v. Iqbal, 556 U.S. 662 (2009) (establishing a plausibility standard for pleadings in a case involving a Muslim, Pakistani litigant alleging top government officials were liable for discriminatory treatment and abuse in prison); Lassiter v. Dept. of Soc. Servs., 452 U.S. 18 (1981) (finding that the due process clause did not require the state to appoint an attorney for indigent parents in danger of losing their parental rights in a case involving an indigent, Black mother); Adickes v. S. H. Kress & Co., 398 U.S. 144 (1970) (holding that the party asserting summary judgment has the burden of showing a lack of factual controversy where a lunch counter had won on summary judgment after turning a teacher and Black students away and having them arrested); Scott v. Harris, 550 U.S. 372 (2007) (holding that a police officer did not violate the Fourth Amendment by deliberately ramming his car into the car of a motorist suspected of speeding); Hansberry v. Lee, 311 U.S. 32 (1940) (holding that res judicata may not bind plaintiffs who had no opportunity to be represented in earlier actions in a case involving racially restrictive covenants that barred Black persons from owning or leasing land); Martin v. Wilks, 490 U.S. 755 (1989) (allowing white firefighters to challenge consent decrees meant to ensure that Black people would be hired as firefighters in Birmingham, Alabama); Swanson v. Citibank, N.A., 614 F.3d 400 (7th Cir. 2010) (holding that a Black homeowner’s complaint alleging Fair Housing Act violation met the plausibility pleading standards articulated by Iqbal).Show More doctrines,69 69.For example, due process, the right to counsel, pleading standards and motions to dismiss, peremptory challenges, and class actions.Show More casebooks,70 70.For example, Stephen N. Subrin, Martha L. Minow, Mark S. Brodin, Thomas O. Main & Alexandra Lahav, Civil Procedure: Doctrine, Practice, and Context 1188 (5th ed. 2016), which includes a significant case file (that is integrated in problems and discussions throughout the book) for Warner v. City of New York, a class action challenging an allegedly racially discriminatory policing stop-and-frisk policy that is based on Floyd v. City of New York (Floyd III), 861 F. Supp. 2d 274 (S.D.N.Y. 2012).Show More and other materials71 71.See, e.g., Kevin M. Clermont, ed., Civil Procedure Stories (2d ed. 2008) (providing a deeper understanding of significant civil procedure cases, including the social and factual backgrounds).Show More discussing race.72 72.See Johnson, supra note 60 at 242 (2004).Show More When presented with materials to use that are relevant to race and racial justice, some professors require that any race-relevant material meet standards far beyond that which they require for any other class material. As examples, some professors would be happy to teach materials that involve race in civil procedure if there were a single race-relevant case that they could use to teach every section of the syllabus. Others would only want to engage with racial subordination in the classroom if there were an accompanying novel specifically about the case to assign the class. And others still would only teach or think about race in civil procedure if the relevant material were integrated in their preferred casebook (which doesn’t include the material). Civil procedure professors who want to engage with cases and doctrine that relate to racial injustice should stop this pretense of a search for the mythical “Magical Negro” case, casebook, or scholarly project. Our jobs as scholars and teachers include learning, teaching, and building scholarly projects around different complicated ideas and concepts. If we have put in the time, or sought out resources, to learn about law and economics or any other type of framework and we incorporate that into our classrooms or scholarship, then we could and should do the same with race, racism, and racial subordination. If we aren’t thinking, teaching, or writing about how civil procedure affects Black people and other marginalized groups, we are likely cultivating generations of lawyers, scholars, legal instructors, and judges who accept and promote the dominant white hegemonic view of procedure as neutral and we are marginalizing students who know better.

B. Why Now?

Some may wonder if there is less of a need to fight against the subjugation of marginalized groups now that Donald Trump is no longer in office. But the threat of racial subordination does not end solely based on a Democrat (in the current time, President Joe Biden) or someone other than Donald Trump having won the 2020 presidential election. While Donald Trump serves as a lightning rod or focal point in the current public resurgence of white supremacy and movements to strip marginalized groups of rights, privileges, and benefits,73 73.See, e.g., Kevin Roose, What Is QAnon, the Viral Pro-Trump Conspiracy Theory?, N.Y. Times (Oct. 19, 2020), https://www.nytimes.com/article/what-is-qanon.html [https://perma.cc/4V69-GYXM]; Russell Berman, Trump Fails the QAnon Test, The Atlantic (Oct. 15, 2020), https://www.theatlantic.com/politics/archive/2020/10/trump-qanon-denounce/616751/ [https://perma.cc/56J7-Q9PG]; Alex Kaplan, Trump has Repeatedly Amplified QAnon Twitter Accounts. The FBI Has Linked the Conspiracy Theory to Domestic Terror, Media Matters (Jan. 11, 2021, 4:30 PM), https://www.mediamatters.org/twitter/fbi-calls-qanon-domestic-terror-threat-trump-has-amplified-qanon-supporters-twitter-more-20 [https://perma.cc/8CY6-VV2N]; Sarah McCammon, From Debate Stage, Trump Declines to Denounce White Supremacy, NPR (Sept. 30, 2020, 12:37 AM), https://www.npr.org/2020/09/30/918483794/from-debate-stage-trump-declines-to-denounce-white-supremacy [https://perma.cc/7DDU-GGJ5]; Matt Pearce, Q&A: What Is President Trump’s relationship with far-right and white supremacist groups?, L.A. Times (Sept. 30, 2020, 7:42 PM), https://www.latimes.com/politics/story/2020-09-30/la-na-pol-2020-trump-white-supremacy [https://perma.cc/9E88-AW92]; Sarah Mizes-Tan, Experts Warn The Threat of Violence From Far-Right Groups Can Impact Racial Progress, CapRadio (Oct. 27, 2020), https://www.capradio.org/articles/2020/10/27/experts-warn-the-threat-of-violence-from-far-right-groups-can-impact-racial-progress/ [https://perma.cc/G3KC-VL57].Show More the potential attempt to retrench civil rights and maintain marginalization of various communities does not necessarily depend on Trump being President, there being a Republican president, or Republicans having control of Congress. As President, Trump issued several executive orders,74 74.See, e.g., Exec. Order No. 13769, 82 Fed. Reg. 8977 (January 27, 2017) (“Protecting the Nation From Foreign Terrorist Entry Into the United States.”) (enacting what was dubbed a “Muslim Ban”; Exec. Order No. 13780, 82 Fed. Reg. 13209 (March 6, 2017) (“Protecting the Nation From Foreign Terrorist Entry Into the United States.”) (functioning practically as another “Muslim Ban”); Exec. Order No. 13798, 82 Fed. Reg. 21675 (May 4, 2017) (“Promoting Free Speech and Religious Liberty.”) (potentially giving religious organizations a greater ability to discriminate against women and members of the LGBT community); Exec. Order No. 13950, 85 Fed. Reg. 60683 (September 22, 2020) (“Combating Race and Sex Stereotyping.”) (preventing discussions of critical race theory, white privilege, and systemic racism and sexism in some diversity trainings).Show More rules/regulations,75 75.See, e.g., Making Admission or Placement Determinations Based on Sex in Facilities Under Community Planning and Development Housing Programs, 85 Fed. Reg. 44811 (proposed July 24, 2020) (allowing shelters to declare the gender of people staying at sex-segregated shelters and allowing or encouraging discrimination against and endangerment of trans women and men); Nondiscrimination in Health and Health Education Programs or Activities, Delegation of Authority 85 Fed. Reg. 37160 (June 19, 2020) (changing definitions within the Affordable Care Act’s nondiscrimination provision to remove the definition of “on the basis of sex” in order to no longer include, and protect against discrimination on the basis of, gender identity or sexual orientation); Adoption and Foster Care Analysis and Reporting System, 85 Fed. Reg. 28410 (proposed May 12, 2020) (to be codified at 45 C.F.R. Pt. 1355) (eliminating collection of sexual orientation date on foster youth/adoptive parents); Student Assistance General Provisions, The Secretary’s Recognition of Accrediting Agencies, The Secretary’s Recognition Procedures for State Agencies 84 Fed. Reg. 58834 (November 1, 2019) (preventing HHS from enforcing, and planning to repeal, regulations prohibiting discrimination based on gender identity and sexual orientation in all HHS grant programs).Show More and other policies76 76.See, e.g., Memorandum for the Secretary of Commerce, Excluding Illegal Aliens From the Apportionment Base Following the 2020 Census, 85 Fed. Reg. 44679 (July 21, 2020) (instructing Commerce Secretary to remove immigrants without legal status from the count for congressional apportionment); Notice, Designating Aliens for Expedited Removal 84 Fed. Reg. 35409 (July 23, 2019) (expanding the scope of expedited removal of undocumented immigrants); Memorandum for the Secretary of Defense and the Secretary of Homeland Security, 82 Fed. Reg. 41319 (Aug. 25, 2017) (banning transgender individuals from serving in the military); Office of Management and Budget Memorandum M-20-37, Ending Employee Trainings that Use Divisive Propaganda to Undermine the Principle of Fair and Equal Treatment for All (Sept. 28, 2020); Memorandum M-20-34, Training in the Federal Government (Sept. 4, 2020) (instructing agencies “to begin to identify all contracts or other agency spending related to any training on ‘critical race theory,’ ‘white privilege,’ or any other training or propaganda effort that teaches or suggests either (1) that the United States is an inherently racist or evil country or (2) that any race or ethnicity is inherently racist or evil” and “begin to identify all available avenues within the law to cancel any such contracts and/or to divert Federal dollars away from these un-American propaganda training sessions.”).Show More that likely would never have been issued by a president who was a Democrat or a different or more moderate Republican, but the power to be gained or solidified through a renewed white supremacist silent covenant likely would and will remain.77 77.For as much as it seems that Donald Trump has changed something about the character of this country, the truth is he hasn’t. What is terrible about Trump is also terrible about the United States. Everything we’ve seen in the last four years — the nativism, the racism, the corruption, the wanton exploitation of the weak and unconcealed contempt for the vulnerable — is as much a part of the American story as our highest ideals and aspirations.Jamelle Bouie, Don’t Fool Yourself. Trump Is Not an Aberration, N.Y. Times (Oct. 30, 2020), https://www.nytimes.com/2020/10/30/opinion/trump-presidents-history.html:[https://perma.cc/4ZD8-Z9EL].According to Professor Derrick Bell’s concept of involuntary sacrifice:To settle potentially costly differences between two opposing groups of whites, a compromise is effected that depends on the involuntary sacrifice of black rights or interests. Even less recognized, these compromises (actually silent covenants) not only harm blacks but also disadvantage large groups of whites, including those who support the arrangements. Examples of this involuntary racial-sacrifice phenomenon abound and continue. A few of the more important are: the slavery understandings, the Constitution, universal white male suffrage, the Dred Scott v. Sandford case, the Hayes-Tilden compromise, and the southern disenfranchisement compromise.Derrick Bell, Silent Covenants: Brown v. Board of Education and the Unfulfilled Hopes for Racial Reform 29 (2005). See also Pedro, supra note 37 (“The involuntary sacrifice comes at a time when white people are divided and need to be reunited across class or other lines, so they reunite by taking something away from Black people or other marginalized groups. Given current high levels of polarization, it seems that we are currently in such a time.” (internal citations omitted)).Show More Additionally, the perceived threat to whiteness of a soon to be majority people of color country and society and the ideal privileges that do, or in some minds should, accompany whiteness may drive intensified action now.78 78.Angela Onwuachi-Willig, Policing the Boundaries of Whiteness: The Tragedy of Being “Out of Place” from Emmett Till to Trayvon Martin, 102 Iowa L. Rev. 1113, 1154–56, 1168–70 (2017).Show More

Conclusion

Some may believe that civil procedural standards operate in a neutral, identity-free zone and that judges don’t care about litigants’ identities, or their positions within the sociopolitical hierarchy, when deciding procedural issues. But judges are not oblivious to racial identity or its proxies in procedural decisions any more than they are in substantive contexts. Even the perception of, or the attempt to be, oblivious to identity could be another way to allow harmful assumptions to thrive.

Interaction with police cuts across socioeconomic differences within the Black community. We are still at risk of being murdered in extralegal ways. An important step in actualizing some of the goals to protect Black lives is to understand, and work to undo, the ways in which civil procedural doctrine and mechanisms have been deployed to reinforce racial subordination (and the subjugation of other marginalized groups).