How Litigation Imports Foreign Regulation

Foreign regulators exert a powerful and deeply underestimated influence on American complex litigation. From the French Ministry of Health and the United Kingdom’s National Health Services, to the Japanese Fair Trade Commission and the European Commission, foreign agencies have participated in some of the most important cases in the last two decades. The intersections between American litigation and foreign regulation range from plaintiff discovery requests of documents produced by or to foreign regulators, to coattail class actions against multinationals triggered by enforcement penalties abroad, all the way to foreign agency letters submitted to U.S. courts expressing an interest in a case. Indeed, dozens upon dozens of the most important multidistrict cases in the country—covering over 100,000 claims—have been influenced by foreign regulatory documents or enforcement actions. In this manner, litigation is importing foreign regulatory zeal to the United States. Yet few American legal actors know that foreign regulation affects domestic cases and even judges are unsure whether this practice is appropriate.

This Article presents a systematic study of the new relationship between foreign regulation and American litigation. The cross-border spread of litigation ideas sits at the center of broader debates about complex litigation, the regulatory role of multidistrict litigation, the recent trend of litigation isolationism, and the expanding role of discovery. The Article argues that litigation can import and domesticate foreign regulations, allowing private litigants to audit the work of captured domestic agencies. For instance, litigators can measure the work of the FDA against health regulators in France, or the work of the FTC against regulators in Germany. Litigation can also push U.S. law to match foreign regulation, promoting a rough harmonization across borders, coherence, and convergence. While the litigation-led use of foreign regulation promises a wealth of benefits for U.S. law, it has not been sufficiently recognized, nudged forward, or appreciated. The Article thus seeks to provide a solid theoretical footing for the incorporation of foreign regulations and argues that an understanding of litigation-led globalization clarifies scholarly debates in a variety of literatures. After this analysis, the Article also argues that courts should invite American regulators to help them decide whether to welcome or reject this foreign influence.

Introduction

In 2015, hundreds of pregnant mothers sued the pharmaceutical giant GlaxoSmithKline (“GSK”) in courts throughout the United States, alleging that the drug Zofran caused severe birth defects.1.In re Zofran (Ondansetron) Prods. Liab. Litig., 368 F. Supp. 3d 94, 98 (D. Mass. 2019).Show More After the cases were consolidated into a massive multidistrict litigation, GSK argued there was no evidence that the drug caused birth defects and that even the Food and Drug Administration (“FDA”) had repeatedly rejected that link.2.Id.Show More Lacking sufficient evidence and facing the prospect of an adverse summary judgment, the plaintiffs’ case looked weak. But their claims came to hinge on a new source of evidence—discovered documents that defendants had produced in the 1990s to the Japanese Ministry of Health and Welfare, including a series of animal studies showing potential birth defects that defendants had “performed specifically to satisfy Japanese regulatory requirements.”3.Id. at 108 (internal quotation marks omitted).Show More The use of discovery to uncover these communications allowed plaintiffs to defeat a motion for summary judgment, pegging their case to the content and application of Japanese regulations.4.Id. at 99.Show More

Switching to a different context, in a series of spring press releases in 2017, Mexican antitrust regulators announced an investigation into seven banks, including three U.S. entities, for “price fixing and collusion in the government bond intermediation market.”5.In re Mexican Gov’t Bonds Antitrust Litig., 412 F. Supp. 3d 380, 383–84 (S.D.N.Y. 2019) (internal quotation marks omitted).Show More That announcement triggered a piggyback antitrust lawsuit in the United States against the three American banks: J.P. Morgan, Citibank, and Bank of America. All three defendants moved to dismiss the claim, arguing that plaintiffs’ complaint did not meet Twombly’s pleading standard because there was no plausible allegation of a conspiracy.6.Id.at 387; Bell Atl. Corp. v. Twombly, 550 U.S. 544, 545–46 (2007); Defendants’ Memorandum of Law in Support of Their Joint Motion to Dismiss for Failure to State a Claim at 7–18, In re Mexican Gov’t Bonds, 412 F. Supp. 3d 380 (No. 1:18-cv-02830).Show More Plaintiffs, among other things, responded that the Mexican investigation—and all of its potential documents—were a “plus factor” that makes their allegations more plausible.7.Plaintiffs’ Memorandum of Law in Opposition to Defendant’s Joint Motion to Dismiss the Consolidated Class Action Complaint for Failure to State a Claim at 18, In re Mexican Gov’t Bonds, 412 F. Supp. 3d 380 (No. 1:18-cv-02830).Show More Due to settlement negotiations and dismissal on other grounds, Judge Oetken ultimately did not decide whether the existence of a foreign investigation can nudge a plaintiff’s claims beyond the plausibility requirement.8.In re Mexican Gov’t Bonds Antitrust Litig., No. 18-cv-2830, 2020 WL 7046837, at *4 (S.D.N.Y. Nov. 30, 2020) (granting motion to dismiss on other grounds); In re Mexican Gov’t Bonds Antitrust Litig., No. 18-cv-02830, 2020 WL 7398747, at *1 (S.D.N.Y. Dec. 16, 2020) (approving proposed settlement).Show More

In re Zofran and In re Mexican Government Bonds are just two of thousands of claims in the United States that have been heavily shaped by foreign regulations.9.See infra Part I.Show More Indeed, foreign regulators have come to exert a powerful and underestimated influence on American litigation. From the French Ministry of Health and the United Kingdom’s National Health Service, to the Japanese Fair Trade Commission and the European Commission, foreign agencies have shaped some of the most important cases in the last decade, ranging from antitrust claims, technology and privacy class actions, all the way to mass torts litigation.10 10.See In re Davol, Inc./C.R. Bard, Inc., Polypropylene Hernia Mesh Prods. Liab. Litig., No. 2:18-md-2846, 2019 WL 341909, at *1 (S.D. Ohio Jan. 28, 2019) (National Health Services); Eve v. Sandoz Pharm. Corp., No. 98-1429, 2001 U.S. Dist. LEXIS 4531, at *71 (S.D. Ind. Mar. 7, 2001) (French Health Ministry); Plaintiffs’ Reply in Support of Their Motions to Compel re: RFP No. 33 and Interrogatory No. 35 at 1, In re Capacitors Antitrust Litig., 106 F. Supp. 3d 1051 (N.D. Cal. July 18, 2014) (No. 3:14-cv-03264) (Japanese and Korean Fair Trade Commissions); Special Master’s Order Denying Motion of Direct Purchaser Class Plaintiffs to Compel Hitachi to Produce Foreign Regulatory Documents at 4, In re TFT-LCD (Flat Panel) Antitrust Litig., 599 F. Supp. 2d 1179 (N.D. Cal. Apr. 26, 2011) (No. 3:07-md-01827) (European Commission).Show More The intersections between American litigation and foreign regulation include American discovery of documents produced to foreign regulators, coattail U.S. class actions against multinationals triggered by enforcement penalties abroad, and foreign agency letters submitted to U.S. district courts expressing an interest in a pending case.11 11.See infra Part I.Show More Sometimes the relationship is more informal—American litigators draw on foreign case theories, strategies, and findings.

In this manner, litigation is discreetly importing foreign regulatory zeal to the United States. Yet few American legal actors know that foreign regulation is impacting American cases, and even judges are unsure whether this practice is appropriate.

This Article presents the first systematic study of the relationship between foreign regulation and American litigation. It lays out the wide array of intersections between these two legal institutions, showing that this is an important, extensive, and understudied phenomenon. Scholars have long debated the role of foreign law in a handful of U.S. cases dealing with the alien tort statute, constitutional interpretation, or sovereign immunity, among others.12 12.See, e.g., Roper v. Simmons, 543 U.S. 551, 575–78 (2005) (constitutional interpretation); Hannah L. Buxbaum, Transnational Regulatory Litigation, 46 Va. J. Int’l L. 251, 253–54 (2006) (one hundred foreign-cubed securities suits); Cortelyou C. Kenney, Measuring Transnational Human Rights, 84 Fordham L. Rev. 1053, 1060 (2015) (sovereign immunity).Show More But the literature has mostly overlooked how thousands of domestic law claims rely extensively on foreign regulations.

More generally, the dominant view within the judiciary, led by the Supreme Court, has switched to skepticism of foreign law and foreign cases in U.S. courts.13 13.See, e.g., Animal Sci. Prods., Inc. v. Hebei Welcome Pharm. Co., 138 S. Ct. 1865, 1869 (2018) (declining to grant “conclusive effect” to a foreign government’s interpretation of its own law); Bodum USA, Inc. v. La Cafetiere, Inc., 621 F.3d 624, 628–29 (7th Cir. 2010); Pamela K. Bookman, Litigation Isolationism, 67 Stan. L. Rev. 1081, 1084–85 (2015); David J. Seipp, Our Law, Their Law, History, and the Citation of Foreign Law, 86 B.U. L. Rev. 1417, 1417 (2006); cf.Kiobel v. Royal Dutch Petroleum Co., 569 U.S. 108, 124–25 (2013) (declining to apply the Alien Tort Statute extraterritorially). See alsoMaggie Gardner, “Foreignness”, 69 DePaul L. Rev. 469 (2020) (exploring what counts as a “foreign” case).Show More And this view often transcends partisan lines. Addressing questions about the potential approval of a coronavirus vaccine in the United Kingdom, Speaker Pelosi recently argued that Americans could not rely on foreign regulators who were not “on par” with the U.S. Food and Drug Administration:

We have very stringent rules about the Food and Drug Administration here about clinical trials, timing, number of people etc[.], so that when a drug is approved by the FDA that it’s safe and efficacious, then it has the trust of the American people. . . . My concern is that the UK’s system for that kind of judgment is not on par with ours. So if Boris Johnson decides he’s going to approve a drug and this president embraces that, that’s the concern I have.14 14.Peter Beaumont & Sarah Boseley, US Won’t Rely on UK for Covid Vaccine Safety Tests, Says Nancy Pelosi, Guardian (Oct. 9, 2020, 1:28 PM), https://www.theguardian.com/society/2020/oct/09/us-wont-rely-on-uk-for-covid-vaccine-safety-tests-says-nancy-pelosi [https://perma.cc/LQ3M-HRBZ] (emphasis added).Show More

Yet, despite this aversion to the importation of foreign law, American litigants routinely rely on foreign regulations to shape thousands of claims every year—even when foreign regulators disagree with U.S. regulators.15 15.See, e.g., Bodum, 621 F.3d at 628, 630–31.Show More This Article highlights the hidden but powerful role that foreign regulations have occupied in complex litigation, a fact which should inform assumptions in an array of related literatures.16 16.See Gregory Shaffer, Globalization and Social Protection: The Impact of EU and International Rules in the Ratcheting Up of U.S. Privacy Standards, 25 Yale J. Int’l L. 1, 74–75 (2000) (suggesting that U.S. businesses’ wariness to EU regulation is partially rooted in “businesses’ experience with U.S. legal culture”); David P. Graham & Jacqueline M. Moen, Discovery of Regulatory Information for Use in Private Products Liability Litigation: Getting Past the Road Blocks, 27 Wm. Mitchell L. Rev. 653, 655 (2000) (discussing cross-border discovery).Show More

Part I of the Article begins by outlining three major channels through which foreign regulation is creeping into complex litigation cases. One common channel involves cases with American plaintiffs against multinational defendants in which plaintiffs request in discovery any documents that defendant produced to or received from foreign regulators. The kicker is that often, plaintiffs are interested in these documents because some foreign regulators impose higher burdens of production than domestic ones. In this manner, plaintiffs can take advantage of more burdensome safety and efficacy requirements imposed by, say, France or Japan. These cases cover dozens of the most important multidistrict litigation suits (“MDL”), including hundreds of thousands of products liability claims over faulty blood filters,17 17.In re Bard IVC Filters Prods. Liab. Litig., 2020 WL 1166224, at *1–2 (D. Ariz. Mar. 6, 2020).Show More anti-psychotic medications linked to diabetes,18 18.In re Seroquel Prods. Liab. Litig., 447 F. Supp. 2d 1376, 1378 (J.P.M.L. 2006).Show More contraceptives,19 19.In re Yasmin & YAZ (Drospirenone) Mktg., Sales Practices & Prods. Liab. Litig., No. 3:09-md-02100, 2011 WL 6733952, at *1 (S.D. Ill. Dec. 16, 2011).Show More a drug that allegedly caused birth defects,20 20.In re Zofran (Ondansetron) Prods. Liab. Litig., 368 F. Supp. 3d 94, 94–95, 107–08 (D. Mass. 2019).Show More surgical mesh products,21 21.In re Ethicon, Inc. Pelvic Repair Sys. Prod. Liab. Litig., 299 F.R.D. 502, 509 (S.D. W. Va. 2014).Show More talcum powder,22 22.In re Johnson & Johnson Talcum Powder Prods., Mktg., Sales Pracs. & Prods. Liab. Litig., No. 3:16-md-02738, 2017 WL 5196741, at *1–2 (D.N.J. Nov. 6, 2017).Show More and a blood anticoagulant.23 23.In re Xarelto (Rivaroxaban) Prods. Liab. Litig., 65 F. Supp. 3d 1402, 1404 (J.P.M.L. 2014).Show More Importantly, through discovery in these cases, plaintiffs benefit from foreign regulations that exceed FDA requirements and effectively subject defendants to foreign regulations in U.S. courts.24 24.This phenomenon is the reverse of cases in which foreign litigants seek to use our broad discovery system in aid of foreign cases. SeeYanbai Andrea Wang, Exporting American Discovery, 87 U. Chi. L. Rev. 2089, 2092–93 (2020).Show More

Section I.B outlines a second channel involving American plaintiffs riding on the coattails of foreign agency findings or enforcement. These cases arise when agencies in countries like France or Germany either file successful claims in their own courts against multinationals or publicize the results of a new investigation or study. These public filings prompt American plaintiffs to file analogous claims in the United States under domestic law, transforming foreign regulatory actions into U.S. litigation.25 25.It is worth noting that claims filed in the United States that do involve foreign law often become entangled with foreign regulatory agencies. See, e.g.,Intel Corp. v. Advanced Micro Devices, Inc., 542 U.S. 241, 246 (2004).Show More For instance, a 2015 World Health Organization study, which found that glyphosate was likely a human carcinogen, triggered a massive and ongoing case against Monsanto over the glyphosate-based weed killer Roundup.26 26.See Complaint at 2, 11–12, Hardeman v. Monsanto Co., 216 F. Supp. 3d 1037 (N.D. Cal. 2016) (No. 4:16-cv-00525), 2016 WL 11574934.Show More This WHO study was not only the spark for the case, but it has also shaped the entire path of the litigation, including complaints, media coverage, discovery, trial, and an ongoing battle of foreign regulators, in which both plaintiffs and defendant have submitted studies and evidence on foreign regulatory findings from dozens of countries.27 27.Indeed, in the midst of these cases, dozens of foreign regulators have banned glyphosate. See Where Is Glysophate Banned?, Baum Hedlund Aristei & Goldman PC, https://www.baumhedlundlaw.com/toxic-tort-law/monsanto-roundup-lawsuit/where-is-glyphosate-banned-/ [https://perma.cc/XFA4-HG2T] (last visited July 18, 2020).Show More Similarly, plaintiffs have filed an array of cases against tech companies over privacy violations, citing European data protection laws and enforcement actions. These privacy related claims may represent what one survey of general counsels calls “the next wave of class actions.”28 28.2019 Carlton Fields Class Action Survey: Best Practices in Reducing Cost and Managing Risk in Class Action Litigation 4 (2019).Show More These cases present a remarkable expansion of foreign regulatory influence on American litigation.29 29.See infra Parts I & II.Show More

The final channel discussed in Section I.C. is when foreign regulators file letters of interest in ongoing cases, primarily in the antitrust context. These cases also involve discovery of documents produced to foreign antitrust regulators. But, unlike the cases above, a foreign agency then files a letter with U.S. courts objecting to the alleged violation of sovereignty and requesting that the information be kept confidential. For instance, just in the past decade, plaintiffs have filed class action claims alleging price-fixing by multinational corporations in an array of industries like vitamins,30 30.Animal Sci. Prods., Inc. v. Hebei Welcome Pharm. Co. Ltd., 138 S. Ct. 1865, 1867 (2018).Show More air freight,31 31.In re Air Cargo Shipping Servs. Antitrust Litig., No. 06-md-1175, 2014 WL 7882100, at *1 (E.D.N.Y. Oct. 15, 2014).Show More metals,32 32.In re Capacitors Antitrust Litig., 106 F. Supp. 3d 1051, 1058 (N.D. Cal. 2015).Show More credit cards,33 33.In re Payment Card Interchange Fee & Merch. Disc. Antitrust Litig., 986 F. Supp. 2d 207, 213 (E.D.N.Y. 2013).Show More and TV panels.34 34.In re TFT-LCD (Flat Panel) Antitrust Litig., 599 F. Supp. 2d 1179, 1183 (N.D. Cal. 2009).Show More These cases prompted the Chinese Ministry of Commerce, the European Commission, the Korea Fair Trade Commission, and the Japanese Fair Trade Commission to write letters arguing that the disclosure of documents would weaken their antitrust laws.35 35.See infra notes 165, 169, 171 and accompanying text. This phenomenon represents one of myriad challenges posed by globalizing markets and the proliferation of antitrust law worldwide. SeeF. Hoffmann-La Roche Ltd. v. Empagran S.A., 542 U.S. 155, 165 (2004).Show More In this manner, foreign regulators influence American law. 36 36.There is an older literature on the reverse phenomenon—the application of U.S. antitrust law abroad. SeeJonathan T. Schmidt, Note, Keeping U.S. Courts Open to Foreign Antitrust Plaintiffs: A Hybrid Approach to the Effective Deterrence of International Cartels, 31 Yale J. Int’l L. 211, 221–22 (2006); Wolfgang Wurmnest, Foreign Private Plaintiffs, Global Conspiracies, and the Extraterritorial Application of U.S. Antitrust Law, 28 Hastings Int’l & Comp. L. Rev. 205 (2005).Show More

These three channels show how U.S. litigants are taking advantage of foreign regulations to shape cases in U.S. courts. Most of the time it is plaintiffs that seek foreign input to counter the strategy of multinational companies that selectively reveal information to some regulators but not others. But defendants can also present foreign regulatory approvals as exculpatory, pushing against liability in U.S. court. On the whole, U.S. litigants are importing regulatory information and not necessarily legal standards. But this information is only generated due to different legal requirements and is inevitably tied to a set of foreign institutions set up to produce and enforce law. This interaction is therefore not solely epistemic. As I argue below, foreign regulatory information can have a substantive effect on U.S. law.

After documenting these channels, Part II of the Article explores the consequences of this litigation and foreign regulation interaction, with specific focus on the role of foreign law in U.S. court, multidistrict litigation, regulatory harmonization, and the so-called Brussels Effect. Scholars and courts have long wrestled with the influence of foreign law on American litigation,37 37.Roper v. Simmons, 543 U.S. 551, 578 (2005); Vicki C. Jackson, Constitutional Comparisons: Convergence, Resistance, Engagement, 119 Harv. L. Rev. 109, 116–24 (2005); Daniel J. Frank, Note, Constitutional Interpretation Revisited: The Effects of a Delicate Supreme Court Balance on the Inclusion of Foreign Law in American Jurisprudence, 92 Iowa L. Rev. 1037, 1064–69 (2007). For broader debates about foreign law in U.S. litigation, see, e.g., Jenny S. Martinez, Who’s Afraid of International and Foreign Law?, 104 Calif. L. Rev. 1579 (2016) [hereinafter, Martinez, Who’s Afraid?]; Ganesh Sitaraman, The Use and Abuse of Foreign Law in Constitutional Interpretation, 32 Harv. J.L. & Pub. Pol’y 653 (2009). In the most closely related work to date, David Noll argued that U.S. courts have promoted a policy whereby “U.S. regulatory systems are disabled in favor of regulation by other legal systems.” David L. Noll, The New Conflicts Law, 2 Stan. J. Complex Litig. 41, 44 (2014) [hereinafter Noll, Conflicts]. In this Article, however, I highlight how lower courts have allowed foreign regulation to complement domestic private enforcement.Show More and the rise of cross-border agency networks that promote regulatory convergence.38 38.Paul Schiff Berman, Global Legal Pluralism, 80 S. Cal. L. Rev. 1155, 1224–25 (2007); Eric C. Chaffee, The Internationalization of Securities Regulation: The United States Government’s Role in Regulating the Global Capital Markets, 5 J. Bus. & Tech. L. 187, 193–95 (2010).Show More But these debates have not considered the ways in which American litigation can import foreign regulation. The Article argues that while this phenomenon promises a wealth of benefits for U.S. institutions, it has not been sufficiently recognized, appreciated, or nudged forward. The Article argues that litigation-led globalization clarifies debates in three areas:

In Section II.A, the Article provides a normative appraisal, arguing that litigation can borrow foreign regulatory information, a process that promises benefits and corrects the conventional wisdom about foreign law in U.S. courts.39 39.See, e.g., Jackson, supra note 37, 116–18; Stephen C. Yeazell, When and How U.S. Courts Should Cite Foreign Law, 26 Const. Comment. 59, 67 (2009) [hereinafter Yeazell, Foreign Law]; Eugene Volokh, Foreign Law in American Courts, 66 Okla. L. Rev. 219, 227 (2014). The Article contributes to a literature examining the relationship between foreign and domestic regulation. See, e.g., Jason Marisam, The Internationalization of Agency Actions, 83 Fordham L. Rev. 1909 (2015); Buxbaum, supra note 12.Show More One benefit is that private claims that draw on foreign regulators can serve as a “failsafe” when domestic regulators are captured. In that sense, this kind of litigation can improve and audit (or replace) the work of domestic regulators. For instance, litigators can measure the work of the FDA against health regulators in France, or the work of the FTC against regulators in Europe. This failsafe role is particularly important given that research shows the staggering amount of lobbying that takes place in the United States as compared to some European countries.40 40.Anu Bradford, The Brussels Effect: How the European Union Rules the World 251 (2019) [hereinafter Bradford, Brussels Effect Book].Show More Moreover, these cases can also allow domestic regulators to draw on foreign expertise and improve domestic rules. For instance, in In re Zofran—involving agencies in the United Kingdom, Canada, and Japan—the judge personally submitted a comment to the FDA disclosing the facts of the case and urging the FDA to engage in rule-making “as expeditiously as possible.”41 41.Letter from F. Dennis Saylor, IV, C.J. D. Mass., to Stacy Cline Amin, Chief Counsel, FDA (Dec. 13, 2019).Show More The use of foreign regulations to inform both tort liability and rulemaking exemplifies how litigation can domesticate the fruits of foreign regulations.

A sustained focus on litigation as an agent of globalization also highlights the understudied interaction between multidistrict litigation and foreign law.42 42.The one explicit comment about this phenomenon notes that evidentiary rulings usually exclude foreign regulatory evidence but fails to recognize that earlier discovery rulings typically allow it. SeeMark Herrmann & David B. Alden,Drug & Device Product Liability Litigation Strategy 383 (2012).Show More The federal multidistrict statute, 28 U.S.C. § 1407, allows a panel of federal judges to consolidate thousands of related cases.43 43.28 U.S.C. § 1407 (2018); see, e.g., Nora Freeman Engstrom, The Lessons of Lone Pine, 129 Yale L.J. 2, 7 (2019) (discussing the literature) [hereinafter Engstrom, Lone Pine].Show More Most of the literature has focused on the domestic impact of this consolidation.44 44.See Engstrom, Lone Pine, supra note 43; Elizabeth Chamblee Burch, Remanding Multidistrict Litigation, 75 La. L. Rev. 399 (2014); Elizabeth Chamblee Burch & Margaret S. Williams, Judicial Adjuncts in Multidistrict Litigation, 120 Colum. L. Rev. 2129 (2020); Andrew D. Bradt, The Long Arm of Multidistrict Litigation, 59 Wm. & Mary L. Rev. 1165 (2018).Show More But it appears that foreign regulations have been at the core of some of the most important multidistrict litigation cases in the past decade, raising questions about the inner workings of MDLs and discovery. By uncovering and breaking down this process, the Article urges scholars to further explore the interaction between MDLs and foreign law.45 45.For samples of the existing literature on this relationship, see, e.g., Cassandra Burke Robertson, Transnational Litigation and Institutional Choice, 51 B.C. L. Rev. 1081 (2010).Show More

Section II.B of the Article then shows that litigation can be a surprising vehicle for regulatory harmonization, borrowing from and contributing to a literature on global administrative law.46 46.See generallyDaniel W. Drezner, Globalization, Harmonization, and Competition: The Different Pathways to Policy Convergence, 12 J. Eur. Pub. Pol’y 841 (2005) (considering the role of agencies in enhancing international regulatory harmonization); Beth Simmons, The International Politics of Harmonization: The Case of Capital Market Regulation, in Dynamics of Regulatory Change: How Globalization Affects National Regulatory Policies 42, 50–52 (David Vogel & Robert A. Kagan eds., 2004) (outlining challenges in regulating international capital markets); Jean Galbraith & David Zaring, Soft Law as Foreign Relations Law, 99 Cornell L. Rev. 735 (2014) [hereinafter Galbraith & Zaring, Soft Law] (recharacterizing “soft law” as the intersection of administrative and foreign relations law); Gabriella Blum, Bilateralism, Multilateralism, and the Architecture of International Law, 49 Harv. Int’l L.J. 323 (2008) (discussing the role of bureaucracies in shaping international treaty law); Anne-Marie Slaughter, Sovereignty and Power in a Networked World Order, 40 Stan. J. Int’l L. 283 (2004) (arguing that international cooperation enhances, rather than diminishes, state sovereignty); Lawrence L.C. Lee, The Basle Accords as Soft Law: Strengthening International Banking Supervision, 39 Va. J. Int’l L. 1 (1998) (recounting international movements against financial regulation and considering novel sources of international governance).Show More Recent works have explored the ways in which regulators develop transnational links that translate into common domestic regulatory agendas.47 47.See generallyBradford, Brussels Effect Book, supra note 40 (chronicling this phenomenon).Show More This is especially true during global events like the 2008 financial crisis, in which the Federal Reserve coordinated its response with European agencies.48 48.SeeGalbraith & Zaring, Soft Law, supra note 46, at 737.Show More But this Article argues that, because U.S. litigation often assumes the role of regulation, we should also expect litigation to serve as a vehicle of regulatory harmonization.49 49.See infra Subsection II.B.1.Show More And, as I show below, litigation may already be playing that role.50 50.See infra Subsection II.B.2.Show More

This litigation-led harmonization also challenges traditional views about U.S. adversarial legalism, as compared to European bureaucratic legalism.51 51.See, e.g., Robert A. Kagan, Adversarial Legalism: The American Way of Law 3–4 (2001); Sean Farhang, The Litigation State: Public Regulation and Private Lawsuits in the U.S. (2010); William M. Landes & Richard A. Posner, The Private Enforcement of Law, 4 J. Legal Stud. 1 (1975).Show More While much has been made of the differences between ex post private enforcement and ex ante regulation, the cases discussed here show that there can be substantial overlap and dialogue between the two systems.52 52.See infra Subsection II.A.2.Show More This straightforward finding may have implications for political theory and congressional choices.

Finally, Section II.C. joins a growing scholarly literature that aims to rethink the scope of global, cross-border regulation, with specific focus on the so-called Brussels Effect.53 53.See generally Anu Bradford, The Brussels Effect, 107 Nw. U. L. Rev. 1, 51–52 (2012) [hereinafter Bradford, Brussels Effect Article] (arguing that the European Union has exercised an outsize influence on global regulatory agendas by effectively exporting EU regulation to the rest of the world); Paul M. Schwartz, The EU-U.S. Privacy Collision: A Turn to Institutions and Procedures, 126 Harv. L. Rev. 1966 (2013) (arguing that Internet law has emerged as an area of significant cross-border regulation); Stephen J. Choi & Andrew T. Guzman, Portable Reciprocity: Rethinking the International Reach of Securities Regulation, 71 S. Cal. L. Rev. 903 (1998) (arguing in favor of international regulatory competition in securities law); Carla L. Reyes, Note, The U.S. Discovery-EU Privacy Directive Conflict: Constructing a Three-Tiered Compliance Strategy, 19 Duke J. Comp. & Int’l L. 357 (2009) (discussing the challenges of incongruent regulatory schemes governing discovery in transnational litigation between U.S. and EU litigants).Show More Some recent works argue that the European Union successfully exports its regulations to the rest of the world in a variety of ways.54 54.Bradford, Brussels Effect Article, supra note 53, at 5–6.Show More While that literature sets private litigation aside, this Article shows that the Brussels Effect may be both larger and narrower than previously understood. On the one hand, when litigants request documents produced to European regulators, including in data protection cases, those regulators are de facto exporting their agendas to the American legal system. This influence strengthens the scope and impact of the Brussels Effect. On the other hand, perhaps a better way to view this phenomenon is that American courts and litigants are voluntarily importing foreign regulations through complex litigation, giving judges and litigants a large role in determining the reach of the Brussels Effect.

Foreign regulations, in short, can have an array of legal, economic, and political effects on U.S. law and institutions. This sustained focus on foreign regulations is timely. The weakening of multilateralism and the U.S. administrative state calls for new avenues of cross-border legal interaction.55 55.These developments have prompted a substantial body of literature that has called for such interaction in a variety of contexts. See, e.g.,Harold James, International Order after the Financial Crisis, 1 Penn. St. J.L. & Int’l Affs. 275, 283–84 (2012) (calling for cross-border collaboration in the economic regulation context); Paul M. Schwartz & Karl-Nikolaus Peifer, Transatlantic Data Privacy Law, 106 Geo. L.J. 115, 179 (2017) (calling for cross-border collaboration in the data privacy context).Show More The Article demonstrates the power and promise of litigation-led harmonization.

After analyzing the implications of litigation as a tool for importing foreign regulation, Part III of the Article focuses on prescriptions, arguing that courts should invite domestic agencies to submit letters in these cases. Much of the literature frames the influence of foreign law on American courts as an either-or phenomenon: the internationalists encourage U.S. courts to use foreign law,56 56.See Martinez, Who’s Afraid?, supra note 37, at 1583; Harold Hongju Koh, Is International Law Really State Law?, 111 Harv. L. Rev. 1824, 1824 (1998).Show More while the nationalists decry the legitimacy of such an exercise.57 57.See, e.g.,Curtis A. Bradley, International Delegations, the Structural Constitution, and Non-Self-Execution, 55 Stan. L. Rev. 1557, 1560 (2003).Show More But this has always been, and continues to be, a false dichotomy in the context of litigation. We cannot decide ex ante that it is universally proper or improper to draw on foreign regulations. Rather, we should create better procedures to channel and control foreign regulatory input. The Article argues that domestic agencies can help courts understand—through the submission of letters or amicus briefs—the use and implications of foreign regulations in litigation.

Lastly, a word about this Article’s methodology is appropriate. I draw unique insights here from an in-depth examination of hundreds of MDL cases, dozens of foreign regulatory enforcement actions, a review of legal documents citing foreign regulation or regulators, and unstructured correspondence and interviews with plaintiffs’ attorneys who appeared in the relevant cases. The Article further explains the specific methods applied in each section below.

The Article proceeds in three parts. Part I discusses the three channels of interaction between U.S. litigation and foreign regulation. Part II argues that these interactions have a wide array of effects on U.S. law, courts, and institutions. Finally, Part III argues that courts should invite domestic agency input in these cases.

  1. * Assistant Professor, Stanford Law School. For thoughtful comments and conversations, I thank Aaron Simowitz, Pam Bookman, Anu Bradford, Adam Chilton, John Coyle, William Dodge, Robin Effron, Seth Endo, Brian Fitzpatrick, Nora Freeman Engstrom, Maggie Gardner, Manuel Gomez, Andrew Hammond, Chimene Keitner, Amalia Kessler, Richard Marcus, Doug Melamed, Saul Levmore, Lisa Larrimore Ouellette, Aaron Simowitz, Yanbai Andrea Wang, Rebecca Wexler, and participants at the Berkeley Faculty Workshop, the Private International Law Workshop in U.C. Davis, the AALS Conflicts of Law Panel, and the Criser Distinguished Lecture Series at the University of Florida Levin College of Law. I am most grateful to Brian Erickson for invaluable research assistance, and I also thank Chris Meyer, Sam Telzak, and Mackenzie Austin.
  2. In re Zofran (Ondansetron) Prods. Liab. Litig., 368 F. Supp. 3d 94, 98 (D. Mass. 2019).
  3. Id.
  4. Id. at 108 (internal quotation marks omitted).
  5. Id. at 99.
  6. In re Mexican Gov’t Bonds Antitrust Litig., 412 F. Supp. 3d 380, 383–84 (S.D.N.Y. 2019) (internal quotation marks omitted).
  7. Id. at 387; Bell Atl. Corp. v. Twombly, 550 U.S. 544, 545–46 (2007); Defendants’ Memorandum of Law in Support of Their Joint Motion to Dismiss for Failure to State a Claim at 7–18, In re Mexican Gov’t Bonds, 412 F. Supp. 3d 380 (No. 1:18-cv-02830).
  8. Plaintiffs’ Memorandum of Law in Opposition to Defendant’s Joint Motion to Dismiss the Consolidated Class Action Complaint for Failure to State a Claim at 18, In re Mexican Gov’t Bonds, 412 F. Supp. 3d 380 (No. 1:18-cv-02830).
  9. In re Mexican Gov’t Bonds Antitrust Litig., No. 18-cv-2830, 2020 WL 7046837, at *4 (S.D.N.Y. Nov. 30, 2020) (granting motion to dismiss on other grounds); In re Mexican Gov’t Bonds Antitrust Litig., No. 18-cv-02830, 2020 WL 7398747, at *1 (S.D.N.Y. Dec. 16, 2020) (approving proposed settlement).
  10. See infra Part I.
  11. See In re Davol, Inc./C.R. Bard, Inc., Polypropylene Hernia Mesh Prods. Liab. Litig., No. 2:18-md-2846, 2019 WL 341909, at *1 (S.D. Ohio Jan. 28, 2019) (National Health Services); Eve v. Sandoz Pharm. Corp., No. 98-1429, 2001 U.S. Dist. LEXIS 4531, at *71 (S.D. Ind. Mar. 7, 2001) (French Health Ministry); Plaintiffs’ Reply in Support of Their Motions to Compel re: RFP No. 33 and Interrogatory No. 35 at 1, In re Capacitors Antitrust Litig., 106 F. Supp. 3d 1051 (N.D. Cal. July 18, 2014) (No. 3:14-cv-03264) (Japanese and Korean Fair Trade Commissions); Special Master’s Order Denying Motion of Direct Purchaser Class Plaintiffs to Compel Hitachi to Produce Foreign Regulatory Documents at 4, In re TFT-LCD (Flat Panel) Antitrust Litig., 599 F. Supp. 2d 1179 (N.D. Cal. Apr. 26, 2011) (No. 3:07-md-01827) (European Commission).
  12. See infra Part I.
  13. See, e.g., Roper v. Simmons, 543 U.S. 551, 575–78 (2005) (constitutional interpretation); Hannah L. Buxbaum, Transnational Regulatory Litigation, 46 Va. J. Int’l L. 251, 253–54 (2006) (one hundred foreign-cubed securities suits); Cortelyou C. Kenney, Measuring Transnational Human Rights, 84 Fordham L. Rev. 1053, 1060 (2015) (sovereign immunity).
  14. See, e.g., Animal Sci. Prods., Inc. v. Hebei Welcome Pharm. Co., 138 S. Ct. 1865, 1869 (2018) (declining to grant “conclusive effect” to a foreign government’s interpretation of its own law); Bodum USA, Inc. v. La Cafetiere, Inc., 621 F.3d 624, 628–29 (7th Cir. 2010); Pamela K. Bookman, Litigation Isolationism, 67 Stan. L. Rev. 1081, 1084–85 (2015); David J. Seipp, Our Law, Their Law, History, and the Citation of Foreign Law, 86 B.U. L. Rev. 1417, 1417 (2006); cf. Kiobel v. Royal Dutch Petroleum Co., 569 U.S. 108, 124–25 (2013) (declining to apply the Alien Tort Statute extraterritorially). See also Maggie Gardner, “Foreignness”, 69 DePaul L. Rev. 469 (2020) (exploring what counts as a “foreign” case).
  15. Peter Beaumont & Sarah Boseley, US Won’t Rely on UK for Covid Vaccine Safety Tests, Says Nancy Pelosi, Guardian (Oct. 9, 2020, 1:28 PM), https://www.theguardian.com/society/2020/oct/09/us-wont-rely-on-uk-for-covid-vaccine-safety-tests-says-nancy-pelosi [https://perma.cc/LQ3M-HRBZ] (emphasis added).
  16. See, e.g., Bodum, 621 F.3d at 628, 630–31.
  17. See Gregory Shaffer, Globalization and Social Protection: The Impact of EU and International Rules in the Ratcheting Up of U.S. Privacy Standards, 25 Yale J. Int’l L. 1, 74–75 (2000) (suggesting that U.S. businesses’ wariness to EU regulation is partially rooted in “businesses’ experience with U.S. legal culture”); David P. Graham & Jacqueline M. Moen, Discovery of Regulatory Information for Use in Private Products Liability Litigation: Getting Past the Road Blocks, 27 Wm. Mitchell L. Rev. 653, 655 (2000) (discussing cross-border discovery).
  18. In re Bard IVC Filters Prods. Liab. Litig., 2020 WL 1166224, at *1–2 (D. Ariz. Mar. 6, 2020).
  19. In re Seroquel Prods. Liab. Litig., 447 F. Supp. 2d 1376, 1378 (J.P.M.L. 2006).
  20. In re Yasmin & YAZ (Drospirenone) Mktg., Sales Practices & Prods. Liab. Litig., No. 3:09-md-02100, 2011 WL 6733952, at *1 (S.D. Ill. Dec. 16, 2011).
  21. In re Zofran (Ondansetron) Prods. Liab. Litig., 368 F. Supp. 3d 94, 94–95, 107–08 (D. Mass. 2019).
  22. In re Ethicon, Inc. Pelvic Repair Sys. Prod. Liab. Litig., 299 F.R.D. 502, 509 (S.D. W. Va. 2014).
  23. In re Johnson & Johnson Talcum Powder Prods., Mktg., Sales Pracs. & Prods. Liab. Litig., No. 3:16-md-02738, 2017 WL 5196741, at *1–2 (D.N.J. Nov. 6, 2017).
  24. In re Xarelto (Rivaroxaban) Prods. Liab. Litig., 65 F. Supp. 3d 1402, 1404 (J.P.M.L. 2014).
  25. This phenomenon is the reverse of cases in which foreign litigants seek to use our broad discovery system in aid of foreign cases. See Yanbai Andrea Wang, Exporting American Discovery, 87 U. Chi. L. Rev. 2089, 2092–93 (2020).
  26. It is worth noting that claims filed in the United States that do involve foreign law often become entangled with foreign regulatory agencies. See, e.g., Intel Corp. v. Advanced Micro Devices, Inc., 542 U.S. 241, 246 (2004).
  27. See Complaint at 2, 11–12, Hardeman v. Monsanto Co., 216 F. Supp. 3d 1037 (N.D. Cal. 2016) (No. 4:16-cv-00525), 2016 WL 11574934.
  28. Indeed, in the midst of these cases, dozens of foreign regulators have banned glyphosate. See Where Is Glysophate Banned?, Baum Hedlund Aristei & Goldman PC, https://www.baumhedlundlaw.com/toxic-tort-law/monsanto-roundup-lawsuit/where-is-glyphosate-banned-/ [https://perma.cc/XFA4-HG2T] (last visited July 18, 2020).
  29. 2019 Carlton Fields Class Action Survey: Best Practices in Reducing Cost and Managing Risk in Class Action Litigation 4 (2019).
  30. See infra Parts I & II.
  31. Animal Sci. Prods., Inc. v. Hebei Welcome Pharm. Co. Ltd., 138 S. Ct. 1865, 1867 (2018).
  32. In re Air Cargo Shipping Servs. Antitrust Litig., No. 06-md-1175, 2014 WL 7882100, at *1 (E.D.N.Y. Oct. 15, 2014).
  33. In re Capacitors Antitrust Litig., 106 F. Supp. 3d 1051, 1058 (N.D. Cal. 2015).
  34. In re Payment Card Interchange Fee & Merch. Disc. Antitrust Litig., 986 F. Supp. 2d 207, 213 (E.D.N.Y. 2013).
  35. In re TFT-LCD (Flat Panel) Antitrust Litig., 599 F. Supp. 2d 1179, 1183 (N.D. Cal. 2009).
  36. See infra notes 165, 169, 171 and accompanying text. This phenomenon represents one of myriad challenges posed by globalizing markets and the proliferation of antitrust law worldwide. See F. Hoffmann-La Roche Ltd. v. Empagran S.A., 542 U.S. 155, 165 (2004).
  37. There is an older literature on the reverse phenomenon—the application of U.S. antitrust law abroad. See Jonathan T. Schmidt, Note, Keeping U.S. Courts Open to Foreign Antitrust Plaintiffs: A Hybrid Approach to the Effective Deterrence of International Cartels, 31 Yale J. Int’l L. 211, 221–22 (2006); Wolfgang Wurmnest, Foreign Private Plaintiffs, Global Conspiracies, and the Extraterritorial Application of U.S. Antitrust Law, 28 Hastings Int’l & Comp. L. Rev. 205 (2005).
  38. Roper v. Simmons, 543 U.S. 551, 578 (2005); Vicki C. Jackson, Constitutional Comparisons: Convergence, Resistance, Engagement, 119 Harv. L. Rev. 109, 116–24 (2005); Daniel J. Frank, Note, Constitutional Interpretation Revisited: The Effects of a Delicate Supreme Court Balance on the Inclusion of Foreign Law in American Jurisprudence, 92 Iowa L. Rev. 1037, 1064–69 (2007). For broader debates about foreign law in U.S. litigation, see, e.g., Jenny S. Martinez, Who’s Afraid of International and Foreign Law?, 104 Calif. L. Rev. 1579 (2016) [hereinafter, Martinez, Who’s Afraid?]; Ganesh Sitaraman, The Use and Abuse of Foreign Law in Constitutional Interpretation, 32 Harv. J.L. & Pub. Pol’y 653 (2009). In the most closely related work to date, David Noll argued that U.S. courts have promoted a policy whereby “U.S. regulatory systems are disabled in favor of regulation by other legal systems.” David L. Noll, The New Conflicts Law, 2 Stan. J. Complex Litig. 41, 44 (2014) [hereinafter Noll, Conflicts]. In this Article, however, I highlight how lower courts have allowed foreign regulation to complement domestic private enforcement.
  39. Paul Schiff Berman, Global Legal Pluralism, 80 S. Cal. L. Rev. 1155, 1224–25 (2007); Eric C. Chaffee, The Internationalization of Securities Regulation: The United States Government’s Role in Regulating the Global Capital Markets, 5 J. Bus. & Tech. L. 187, 193–95 (2010).
  40. See, e.g., Jackson, supra note 37, 116–18; Stephen C. Yeazell, When and How U.S. Courts Should Cite Foreign Law, 26 Const. Comment. 59, 67 (2009) [hereinafter Yeazell, Foreign Law]; Eugene Volokh, Foreign Law in American Courts, 66 Okla. L. Rev. 219, 227 (2014). The Article contributes to a literature examining the relationship between foreign and domestic regulation. See, e.g., Jason Marisam, The Internationalization of Agency Actions, 83 Fordham L. Rev. 1909 (2015); Buxbaum, supra note 12.
  41. Anu Bradford, The Brussels Effect: How the European Union Rules the World 251 (2019) [hereinafter Bradford, Brussels Effect Book].
  42. Letter from F. Dennis Saylor, IV, C.J. D. Mass., to Stacy Cline Amin, Chief Counsel, FDA (Dec. 13, 2019).
  43. The one explicit comment about this phenomenon notes that evidentiary rulings usually exclude foreign regulatory evidence but fails to recognize that earlier discovery rulings typically allow it. See Mark Herrmann & David B. Alden, Drug & Device Product Liability Litigation Strategy 383 (2012).
  44. 28 U.S.C. § 1407 (2018); see, e.g., Nora Freeman Engstrom, The Lessons of Lone Pine, 129 Yale L.J. 2, 7 (2019) (discussing the literature) [hereinafter Engstrom, Lone Pine].
  45. See Engstrom, Lone Pine, supra note 43; Elizabeth Chamblee Burch, Remanding Multidistrict Litigation, 75 La. L. Rev. 399 (2014); Elizabeth Chamblee Burch & Margaret S. Williams, Judicial Adjuncts in Multidistrict Litigation, 120 Colum. L. Rev. 2129 (2020); Andrew D. Bradt, The Long Arm of Multidistrict Litigation, 59 Wm. & Mary L. Rev. 1165 (2018).
  46. For samples of the existing literature on this relationship, see, e.g., Cassandra Burke Robertson, Transnational Litigation and Institutional Choice, 51 B.C. L. Rev. 1081 (2010).
  47. See generally Daniel W. Drezner, Globalization, Harmonization, and Competition: The Different Pathways to Policy Convergence, 12 J. Eur. Pub. Pol’y 841 (2005) (considering the role of agencies in enhancing international regulatory harmonization); Beth Simmons, The International Politics of Harmonization: The Case of Capital Market Regulation, in Dynamics of Regulatory Change: How Globalization Affects National Regulatory Policies 42, 50–52 (David Vogel & Robert A. Kagan eds., 2004) (outlining challenges in regulating international capital markets); Jean Galbraith & David Zaring, Soft Law as Foreign Relations Law, 99 Cornell L. Rev. 735 (2014) [hereinafter Galbraith & Zaring, Soft Law] (recharacterizing “soft law” as the intersection of administrative and foreign relations law); Gabriella Blum, Bilateralism, Multilateralism, and the Architecture of International Law, 49 Harv. Int’l L.J. 323 (2008) (discussing the role of bureaucracies in shaping international treaty law); Anne-Marie Slaughter, Sovereignty and Power in a Networked World Order, 40 Stan. J. Int’l L. 283 (2004) (arguing that international cooperation enhances, rather than diminishes, state sovereignty); Lawrence L.C. Lee, The Basle Accords as Soft Law: Strengthening International Banking Supervision, 39 Va. J. Int’l L. 1 (1998) (recounting international movements against financial regulation and considering novel sources of international governance).
  48. See generally Bradford, Brussels Effect Book, supra note 40 (chronicling this phenomenon).
  49. See Galbraith & Zaring, Soft Law, supra note 46, at 737.
  50. See infra Subsection II.B.1.
  51. See infra Subsection II.B.2.
  52. See, e.g., Robert A. Kagan, Adversarial Legalism: The American Way of Law 3–4 (2001); Sean Farhang, The Litigation State: Public Regulation and Private Lawsuits in the U.S. (2010); William M. Landes & Richard A. Posner, The Private Enforcement of Law, 4 J. Legal Stud. 1 (1975).
  53. See infra Subsection II.A.2.
  54. See generally Anu Bradford, The Brussels Effect, 107 Nw. U. L. Rev.
    1,

    51–52 (2012) [hereinafter Bradford, Brussels Effect Article] (arguing that the European Union has exercised an outsize influence on global regulatory agendas by effectively exporting EU regulation to the rest of the world); Paul M. Schwartz, The EU-U.S. Privacy Collision: A Turn to Institutions and Procedures, 126 Harv. L. Rev. 1966 (2013) (arguing that Internet law has emerged as an area of significant cross-border regulation); Stephen J. Choi & Andrew T. Guzman, Portable Reciprocity: Rethinking the International Reach of Securities Regulation, 71 S. Cal. L. Rev. 903 (1998) (arguing in favor of international regulatory competition in securities law); Carla L. Reyes, Note, The U.S. Discovery-EU Privacy Directive Conflict: Constructing a Three-Tiered Compliance Strategy, 19 Duke J. Comp. & Int’l L. 357 (2009) (discussing the challenges of incongruent regulatory schemes governing discovery in transnational litigation between U.S. and EU litigants).

  55. Bradford, Brussels Effect Article, supra note 53, at 5–6.
  56. These developments have prompted a substantial body of literature that has called for such interaction in a variety of contexts. See, e.g., Harold James, International Order after the Financial Crisis, 1 Penn. St. J.L. & Int’l Affs. 275, 283–84 (2012) (calling for cross-border collaboration in the economic regulation context); Paul M. Schwartz & Karl-Nikolaus Peifer, Transatlantic Data Privacy Law, 106 Geo. L.J. 115, 179 (2017) (calling for cross-border collaboration in the data privacy context).
  57. See Martinez, Who’s Afraid?, supra note 37, at 1583; Harold Hongju Koh, Is International Law Really State Law?, 111 Harv. L. Rev. 1824, 1824 (1998).
  58. See, e.g., Curtis A. Bradley, International Delegations, the Structural Constitution, and Non-Self-Execution, 55 Stan. L. Rev. 1557, 1560 (2003).
  59. Volokh, supra note 39, at 224.
  60. See Bradford, Brussels Effect Article, supra note 53, at 3

    4.

  61. See supra note 37.
  62. Restatement (Second) of Conflict of Laws § 2 cmt. a (Am. L. Inst. 1971); Yeazell, supra note 39, at 60–61; Volokh, supra note 39, at 227–31; Noll, Conflicts, supra note 37.
  63. See, e.g., In re Tylenol (Acetaminophen) Mktg., Sales Pracs. & Prods. Liab. Litig., 181 F. Supp. 3d 278, 306–07 (E.D. Pa. 2016); In re Seroquel Prods. Liab. Litig., 601 F. Supp. 2d 1313, 1318–19 (M.D. Fla. 2009).
  64. Diego Zambrano, A Comity of Errors: The Rise, Fall, and Return of International Comity in Transnational Discovery, 34 Berkeley J. Int’l L. 157, 198–99 (2016) [hereinafter Zambrano, Comity]. See also Wang, supra note 24, at 2154–55 (calling for cross-border information sharing). Much of this may also be influenced by the specifics of e-discovery which makes it easier to access information stored abroad. Cf. Seth Katsuya Endo, Discovery Hydraulics, 52 U.C. Davis L. Rev. 1317 (2019) (discussing the unexpected consequences of e-discovery).
  65. See Zambrano, Comity, supra note 63, at 167 (citing First City, Tex.-Hous., N.A. v. Rafidain Bank, 281 F.3d 48, 54 (2d Cir. 2002)).
  66. Fed. R. Civ. P. 26(b)(1).
  67. Id.
  68. Zambrano, Comity, supra note 63, at 164–65.
  69. Others have noted that this area of law involves constant procedural experimentation. See, e.g., Engstrom, Lone Pine, supra note 43, at 9–10; Elizabeth Chamblee Burch, Nudges and Norms in Multidistrict Litigation: A Response to Engstrom, Yale L.J.F. 64, 67 (2019), https://www.yalelawjournal.org/forum/nudges-and-norms-in-multidistrict-litigation [https://perma.cc/TNJ7-53EL].
  70. State tort law provides an interesting and useful avenue for “fraud-on-the-FDA” claims that would normally be preempted. See Buckman Co. v. Plaintiffs’ Legal Comm., 531 U.S. 341, 348 (2001).
  71. See, e.g., Mathias Reimann, Liability for Defective Products at the Beginning of the Twenty-First Century: Emergence of a Worldwide Standard?, 51 Am. J. Comp. L. 751, 810 (2003).
  72. Of course, there is a distinction between information generated internally by the company and information generated only to satisfy foreign regulatory requirements. For information that exists regardless of foreign regulation, the policy question discussed in Part II is whether (i) we welcome any information that increases the likelihood that courts will make fully informed decisions or (ii) mindful of the costs and benefits of such laws, we want to confine litigation to that which can be sustained by the ingenuity of the plaintiffs themselves, even at the expense of reducing punishment for bad acts. I thank Doug Melamed for some of the details here.
  73. Hardy v. Pharmacia Corp., No. 4:09-cv-119, 2011 WL 2118983, at *3 (M.D. Ga. May 27, 2011).
  74. See Apps. I–II.
  75. In re Bard IVC Filters Prods. Liab. Litig., No. MDL 15-02651, 2020 WL 1166224, at *1 (D. Ariz. Mar. 6, 2020).
  76. In re Seroquel Prods. Liab. Litig., 447 F. Supp. 2d 1376, 1378 (J.P.M.L. 2006); U.S. Jud. Panel on Multidistrict Litig., Multidistrict Litigation Terminated Through September 30, 2020, https://www.jpml.uscourts.gov/sites/jpml/files/Cumulative%20Terminated%‌202020_‌0.pdf (last visited Apr. 18, 2021) [https://perma.cc/3BT4-PPP8].
  77. In re Yasmin & YAZ (Drospirenone) Mktg., Sales Practs. & Prods. Liab. Litig., No. 09-20021, 2011 WL 6733952, at *1 (S.D. Ill. Dec. 16, 2011); U.S. Jud. Panel on Multidistrict Litig., supra note 75.
  78. In re Ethicon Inc. Pelvic Repair Sys. Prod. Liab. Litig., 299 F.R.D. 502, 508–09 (S.D. W. Va. 2014); U.S. Jud. Panel on Multidistrict Litig., MDL Statistics Report—Distribution of Pending MDL Dockets by Actions Pending, https://www.jpml.uscourts.gov/sites/‌jpml/files/Pending_MDL_Dockets_By_Actions_Pending-March-15-2021.pdf (last visited Apr. 18, 2021) [https://perma.cc/3ZX9-YALU].
  79. In re Johnson & Johnson Talcum Powder Prods., Mktg., Sales Pracs. & Prods. Liab. Litig., No. 3:16-md-02738, 2017 WL 5196741, at *1 (D.N.J. Nov. 6, 2017).
  80. In re Xarelto (Rivaroxaban) Prods. Liab. Litig., 65 F. Supp. 3d 1402, 1403–04 (J.P.M.L. 2014); U.S. Jud. Panel on Multidistrict Litig., supra note 77.
  81. See Apps. I–II.
  82. In re Tylenol (Acetaminophen) Mktg., Sales Practices & Prods. Liab. Litig., 181 F. Supp. 3d 278, 307 (E.D. Pa. 2016).
  83. In re Bard IVC Filters Prods. Liab. Litig., 317 F.R.D. 562, 566 (D. Ariz. 2016).
  84. In re Davol, Inc./C.R. Bard, Inc., Polypropylene Hernia Mesh Prods. Liab. Litig., No. 2:18-md-2846, 2019 WL 341909, at *1 (S.D. Ohio Jan. 28, 2019) (internal citation omitted).
  85. Yet, foreign privilege law can differ from U.S. law. For a discussion of selective waiver, see In re Pac. Pictures Corp., 679 F.3d 1121, 1127 (9th Cir. 2012). Confidentiality agreements and statutory provisions could also change this calculus. See 12 U.S.C. § 1828(x) (2018); Saito v. McKesson HBOC, Inc., No. CIV.A. 18553, 2002 WL 31657622, at *3 (Del. Ch. Nov. 13, 2002).
  86. See Joseph W. Cormier, Advancing FDA’s Regulatory Science Through Weight of Evidence Evaluations, 28 J. Contemp. Health L. & Pol’y 1, 1–2 (2011).
  87. Cf. Catherine M. Sharkey, The Opioid Litigation: The FDA Is MIA, 124 Dick. L. Rev. 669, 671 (2020) (discussing the regulatory shortcomings of the American FDA in light of the opioid epidemic) [hereinafter Sharkey, Opioid Litigation].
  88. See, e.g., Brunston v. Bayer Healthcare Pharm., Inc., No. EDCV 13-1904, 2014 WL 12587032, at *1–2 (C.D. Cal. May 16, 2014).
  89. See, e.g., Hardy v. Pharmacia Corp., No. 4:09–cv–119, 2011 WL 2118983, at *3 (M.D. Ga. May 27, 2011).
  90. Kubicki v. Medtronic, 307 F.R.D. 291, 294 (D.D.C. 2014).
  91. See, e.g., In re Tylenol (Acetaminophen) Mktg., Sales Pracs. & Prods. Liab. Litig., 181 F. Supp. 3d 278, 306–07 (E.D. Pa. 2016); In re Seroquel Prods. Liab. Litig., 601 F. Supp. 2d 1313, 1316, 1318–19 (M.D. Fla. 2009).
  92. Cf. In re Trasylol Prods. Liab. Litig., 709 F. Supp. 2d 1323, 1336 (S.D. Fla. 2010) (declining to admit expert testimony in part because it “merely summarizes and restates the findings of the foreign Inspection Reports” without broader context).
  93. See In re Tylenol, 181 F. Supp. 3d at 306–08.
  94. See Eve v. Sandoz Pharm. Corp., No. IP 98-1429, 2001 U.S. Dist. LEXIS 4531, at *60–63, *69–71 (S.D. Ind. Mar. 7, 2001).
  95. See, e.g., Hodges v. Pfizer, Inc., No. 14-4855, 2016 WL 1222229, at *2–3 (D. Minn. Mar. 28, 2016) (considering the arguments that foreign regulatory evidence is irrelevant or inadmissible); In re Cathode Ray Tube (CRT) Antitrust Litig., No. C-07-5944, 2014 WL 5462496, at *4–7 (N.D. Cal. Oct. 23, 2014) (considering and rejecting the argument that a discovery request should be denied because disclosure could raise a conflict with foreign law).
  96. Hodges, 2016 WL 1222229, at *3. Compare St. Jude Med. S.C., Inc. v. Sorin CRM USA, Inc., No. 14–cv–00119, 2014 WL 1056526, at *4 (D. Colo. Mar. 19, 2014) (granting plaintiff’s request), with In re Seroquel Prods. Liab. Litig., No. 6:06-md-1769, 2008 WL 508391, at *2 (M.D. Fla. Feb. 21, 2008) (dismissing such a request).
  97. See Apps. I–II.
  98. See App. I.
  99. Hardy v. Pharmacia Corp., No. 4:09-cv-119, 2011 WL 2118983, at *3 (M.D. Ga. May 27, 2011).
  100. Hodges, 2016 WL 1222229 at *3.
  101. Pretrial Order at 4, In re Ethicon, Inc. Pelvic Repair Sys. Prod. Liab. Litig., MDL No. 2327 (S.D. W. Va. Sept. 18, 2013) (Pretrial order #68 granting plaintiff’s motion to compel and denying defendant’s motion for protective order).
  102. Id. at 4–7.
  103. In re Bard IVC Filters Prods. Liab. Litig., 317 F.R.D. 562, 566 (D. Ariz. Sep. 16, 2016). See also SmithKline Beecham Corp. v. Apotex Corp., No. 98 C 3952, 1999 WL 311697, at *7 (N.D. Ill. Mar. 13, 1999) (allowing discovery of only a portion of the documents that plaintiff requested from a prior Canadian suit); Kubicki v. Medtronic, 307 F.R.D. 291, 296–97 (D.D.C. 2014) (refusing to grant plaintiffs request for “all documents exchanged with foreign and domestic regulators for 15 years”).
  104. SmithKline Beecham Corp. v. Apotex Corp., No. 98 C 3952, 1999 WL 311697, at *6 (N.D. Ill. May 13, 1999) (declining a discovery request that would require defendants to “embark on a fishing expedition in pursuit of . . . products that will never reach the United States”).
  105. See, e.g., In re Yasmin & Yaz: (Drospirenone) Mktg., Sales Pracs. & Relevant Prods. Liab. Litig., No. 3:09-md-02100, 2011 WL 3759699, at *4 (S.D. Ill. Aug. 18, 2011); In re Payment Card Interchange Fee & Merch. Disc. Antitrust Litig., 2010 WL 3420517, at *6–7 (E.D.N.Y. Aug. 27, 2010); Campbell v. Facebook Inc., No. 13-cv-05996, 2015 WL 4463809, at *4–5 (N.D. Cal. July 21, 2015).
  106. In re Davol, Inc./C.R. Bard, Inc., Polypropylene Hernia Mesh Prods. Liab. Litig., No. 2:18-md-2846, 2019 WL 341909, at *1 (S.D. Ohio Jan. 28, 2019); U.S. Jud. Panel on Multidistrict Litig., supra note 77.
  107. In re Davol, 2019 WL 341909, at *2.
  108. Id. at *1.
  109. Id. at *2.
  110. Id. at *2.
  111. In re Bard IVC Filters Prods. Liab. Litig., 317 F.R.D. 562, 563 (D. Ariz. Sept. 16, 2016); U.S. Jud. Panel on Multidistrict Litig., supra note 77.
  112. In re Bard IVC Filters, 317 F.R.D. at 563.
  113. Id. at 566.
  114. Id.
  115. Id.
  116. In re Eur. Gov’t Bonds Antitrust Litig., No. 19 CIV. 2601, 2020 WL 4273811, at *2–4 (S.D.N.Y. July 23, 2020).
  117. Id.
  118. Id. at *10.
  119. Brenner v. Procter & Gamble Co., No. SACV 16-1093, 2016 WL 8192946, at *1 (C.D. Cal. Oct. 20, 2016) (internal citation omitted).
  120. Class Action Complaint at 2, Brenner v. Procter & Gamble Co., 2016 WL 8192946 (C.D. Cal. June 13, 2016) (No. 8:16-cv-1093).
  121. Brenner, 2016 WL 8192946, at *6 (emphasis added).
  122. Rotondo v. Amylin Pharm., Inc., No. B275314, 2018 WL 5800780, at *4 (Cal. Ct. App. Nov. 6, 2018).
  123. In re Commodity Exch., Inc., 213 F. Supp. 3d 631, 661 (S.D.N.Y. 2016).
  124. Hinds Cnty., Miss. v. Wachovia Bank N.A., 790 F. Supp. 2d 106, 115 (S.D.N.Y. 2011); see, e.g., Starr v. Sony BMG Music Ent., 592 F.3d 314, 323–24 (2d. Cir. 2010). But see In re Graphics Processing Units Antitrust Litig., 527 F. Supp. 2d 1011, 1024 (N.D. Cal. 2007) (investigation itself “carries no weight”); In re Commodity Exch., 213 F. Supp. 3d at 662 (same).
  125. Barry’s Cut Rate Stores Inc. v. Visa, Inc., No. 05-md-1720, 2019 WL 7584728, at *32 (E.D.N.Y. Nov. 20, 2019).
  126. Id.
  127. Jones v. Micron Tech. Inc., 400 F. Supp. 3d 897, 921 (N.D. Cal. 2019).
  128. In re Mexican Gov’t Bonds Antitrust Litig., 412 F. Supp. 3d 380, 390 (S.D.N.Y. 2019).
  129. Complaint at 6, Hardeman v. Monsanto Co., 216 F. Supp. 3d 1037 (N.D. Cal. 2016) (No. 4:16-cv-00525).
  130. See id. at 11–12.
  131. Id.
  132. See In re Roundup Prods. Liab. Litig., 385 F. Supp. 3d 1042, 1047 (N.D. Cal. 2019). Indeed, in the midst of these cases, dozens of foreign regulators have banned glyphosate. See Where Is Glysophate Banned?, supra note 27.
  133. Transcript of Proceedings of the Official Electronic Sound Recording 2:14 PM–3:01 PM at 9, Hardeman v. Monsanto Co., 216 F. Supp. 3d 1037 (N.D. Cal. argued May 3, 2016) (No. 3:16-cv-00525).
  134. See In re Roundup, 385 F. Supp. 3d at 1047.
  135. Id.
  136. W. Gregory Voss & Kimberly A. Houser, Personal Data and the GDPR: Providing a Competitive Advantage for U.S. Companies, 56 Am. Bus. L.J. 287, 288 (2019).
  137. Paul W. Schwartz, Global Data Privacy: The EU Way, 94 N.Y.U. L. Rev. 771, 776 (2019).
  138. Bradford, Brussels Effect Book, supra note 40, at 237.
  139. Halliburton Co. v. Erica P. John Fund, Inc. 573 U.S. 258, 263 (2014).
  140. See, e.g., id. at 263–64.
  141. Flynn v. Sientra, Inc., No. CV 15-07548, 2016 WL 3360676, at *1–2 (C.D. Cal. June 9, 2016).
  142. Jasin v. Vivus, Inc., No. 14-cv-03263, 2016 WL 1570164, at *1 (N.D. Cal. Apr. 19, 2016), aff’d, Jasin v. Vivus, Inc., 721 F. App’x 665 (9th Cir. 2018).
  143. Vallabhaneni v. Endocyte, Inc., No. 1:14-cv-01048, 2016 WL 51260, at *1, *16 (S.D. Ind. Jan. 4, 2016).
  144. Class Action Complaint for Violation of the Federal Securities Laws at 9–10, Yuan v. Facebook, Inc., No. 5:18-cv-01725 (N.D. Cal. Mar. 20, 2018).
  145. Class Action Complaint at 7, Ikeda v. Baidu, No. 3:20-cv-02768 (N.D. Cal. Apr. 21, 2020).
  146. See, e.g., In re Facebook, Inc. Sec. Litig., 405 F. Supp. 3d 809, 846 (N.D. Cal 2019).
  147. Complaint for Violation of the Federal Securities Laws at 4, Gordon v. Nielsen Holdings PLC, No. 1:18-cv-07143 (S.D.N.Y. Aug. 8, 2018).
  148. See id. at 3–4.
  149. Consolidated Amended Complaint for Violations of the Federal Securities Laws at 13–14, 16–17, In re Alphabet Securities Litigation, 4:18-cv-06245 (N.D. Cal. Apr. 26, 2019).
  150. [Unredacted] Verified Stockholder Derivative Complaint for Violation of Securities Law, Breach of Fiduciary Duty, Waste of Corporate Assets, and Unjust Enrichment at 2, 37, Green et al. v. Page et al., No. 5:19-cv-01165 (N.D. Cal. Mar. 22, 2019).
  151. See In re Facebook, 405 F. Supp. 3d at 847.
  152. See Animal Sci. Prods., Inc. v. Hebei Welcome Pharm. Co. Ltd., 138 S. Ct. 1865, 1873–74 (2018) (discussing the role of foreign regulators but only in interpreting foreign law).
  153. Andrew T. Guzman, Is International Antitrust Possible?, 73 N.Y.U. L. Rev. 1501, 1536 (1998).
  154. Id. at 1507 n.14.
  155. See, e.g., Brief for the Japan External Trade Organization as Amicus Curiae, Sumitomo Shoji Am., Inc. v. Avigliano, 457 U.S. 176 (1982) (Nos. 80-2070, 81-24), 1982 WL 608724, at *2, *7.
  156. See Zambrano, Comity, supra note 63, at 170.
  157. William S. Dodge, Extraterritoriality and Conflict-of-Laws Theory: An Argument for Judicial Unilateralism, 39 Harv. Int’l L.J. 101 (1998).
  158. See supra Subsection I.B.1.
  159. Animal Sci. Prods., Inc. v. Hebei Welcome Pharm. Co. Ltd., 138 S. Ct. 1865, 1870 (2018).
  160. In re Air Cargo Shipping Servs. Antitrust Litig., No. 06-md-1175, 2014 WL 7882100, at *1 (E.D.N.Y. Oct. 15, 2014).
  161. In re Capacitors Antitrust Litig., 106 F. Supp. 3d 1051, 1058 (N.D. Cal. 2015).
  162. In re Payment Interchange Fee & Merch. Disc. Antitrust Litig., 986 F. Supp. 2d 207, 213 (E.D.N.Y. 2013).
  163. In re Rubber Chems. Antitrust Litig., 232 F.R.D. 346, 348 (N.D. Cal. 2005).
  164. In re TFT-LCD (Flat Panel) Antitrust Litig., 599 F. Supp. 2d 1179, 1183 (N.D. Cal. 2009).
  165. Animal Sci. Prods., Inc. v. Hebei Welcome Pharm. Co. Ltd., 138 S. Ct. 1865,1870–71 (2018).
  166. Id.
  167. Id. at 1869.
  168. Memorandum Order Granting Plaintiffs’ Motion to Compel Discovery of Korea Fair Trade Commission Materials at 1–2, In re Air Cargo Shipping Services Antitrust Litigation, 1:06-md-01775 (E.D.N.Y. Jan. 6, 2011).
  169. In re TFT-LCD (Flat Panel) Antitrust Litig., No. 07-cv-01827, 2011 WL 13147214, at *1 (N.D. Cal. Apr. 26, 2011).
  170. See, e.g., Brief of the European Commission on Behalf of the European Union as Amicus Curiae in Support of Neither Party, United States v. Microsoft Corp., 138 S. Ct. 1186 (2018) (No. 17-2); Letter from European Commission in Response to Special Master’s December 22, 2010 Order, In re TFT-LCD (Flat Panel) Antitrust Litig., No. 3:07-md-01827 (Feb. 15, 2011) [hereinafter European Commission Letter]; In re Rubber Chems. Antitrust Litig., 486 F. Supp. 2d 1078, 1081 (N.D. Cal. 2007); Defendant’s Opposition to Plaintiffs’ Motion to Compel Statement of Objections at 1, In re Payment Card Interchange Fee & Merchant Disc. Antitrust Litig., 1:05-md-01720 (E.D.N.Y. Jan. 8, 2010).
  171. See e.g., In re Rubber Chems., 486 F. Supp. 2d at 1081–84; European Commission Letter, supra note 169, at 7–8 (citing several district court decisions). Interestingly, the European Court of Justice has allowed national courts to consider the discoverability of antitrust leniency agreements. See Case C-360/09, Pfleiderer AG v. Bundeskartellamt, 2011 E.C.R. I-5186, I-5199.
  172. See Wang, supra note 24, at 2149 (discussing other letters); Japan Fair Trade Commission Letter, In re TFT-LCD (Flat Panel) Antitrust Litigation, No. M: 07-1827 (Feb. 3, 2011).
  173. Japan Fair Trade Commission Letter at 3, In re TFT-LCD (Flat Panel) Antitrust Litig., No. 3:07-md-01827 (Feb. 3, 2011).
  174. Id.
  175. European Commission Letter, supra note 169, at 4.
  176. Id. at 5.
  177. Id. at 6.
  178. Id.
  179. Brief of the European Commission on Behalf of the European Union as Amicus Curiae in Support of Neither Party, United States v. Microsoft Corp., 138 S. Ct. 1186, 2–8 (2018) (No. 17-2).
  180. This partly confirms Noll’s point that “the new conflicts law privileges the regulatory preferences of actors operating across jurisdictional lines over the preferences of litigants seeking to enforce U.S. law.” Noll, Conflicts, supra note 37, at 65.
  181. See, e.g., In re Cathode Ray Tube (CRT) Antitrust Litig., No. C-07-5944, 2014 WL 5462496, at *4–7 (N.D. Cal. Oct. 23, 2014).
  182. Special Master’s Order Denying Motion of Direct Purchaser Class Plaintiffs to Compel Hitachi to Produce Foreign Regulatory Documents at 5-6, In Re TFT (Flat Panel) Antitrust Litigation, No. 3:07-md-01827 (N.D. Cal. Apr. 26, 2011).
  183. Kristen E. Eichensehr, Foreign Sovereigns as Friends of the Court, 102 Va. L. Rev. 289 (2016); Daniel Fahrenthold, Note, Respectful Consideration: Foreign Sovereign Amici in U.S. Courts, 119 Colum. L. Rev. 1597 (2019).
  184. Brief of Amicus Curiae Ministry of Commerce of the People’s Republic of China in Support of Respondents at 24–25, Animal Sci. Prods., Inc. v. Hebei Welcome Pharm. Co., 138 S. Ct. 1865 (2018) (No. 16-1220).
  185. Brief of the European Commission on Behalf of the European Union as Amicus Curiae in Support of Neither Party at 3, United States v. Microsoft Corp., 138 S. Ct. 1186 (2018) (No. 17-2).
  186. Brief for the Japan External Trade Organization as Amicus Curiae at 2, Sumitomo Shoji Am., Inc. v. Avagliano, 457 U.S. 176 (1982) (No. 80-2070), 1982 WL 608724.
  187. See infra Section II.A.
  188. See Anu Bradford, Adam Chilton, Katerina Linos & Alexander Weaver, The Global Dominance of European Competition Law Over American Antitrust Law, 16 J. Empirical Legal Stud. 731, 731–32 (2019).
  189. Cf. Wang, supra note 24, at 2142–46 (noting tensions that arise when discovery requests in the United States adversely affect litigation abroad); Deborah Hensler et al., RAND Institute for Civil Justice, The Globalization of Mass Civil Litigation: Lessons from the Volkswagen “Clean Diesel” Case 58–59 (Feb. 2021) (manuscript) (documenting how American litigation impacted litigation in Chile).
  190. Pamela K. Bookman, The Unsung Virtues of Global Forum Shopping, 92 Notre Dame L. Rev. 579, 580 (2016).
  191. Id. at 580–81, 619.
  192. See Andrea Thomas, Germany Set to Allow Collective Lawsuits Following VW Scandal, Wall St. J. (May 9, 2018), https://www.wsj.com/articles/germany-set-to-allow-collective-lawsuits-following-vw-scandal-1525869967 [https://perma.cc/M7YM-YFPV].
  193. Id; see also Pamela K. Bookman & David L. Noll, Ad Hoc Procedure, 92 N.Y.U. L. Rev. 767, 797–804 (2017) (detailing Germany’s slow adoption of consumer-initiated redress legislation).
  194. I thank Amalia Kessler for this insight.
  195. See, e.g., In re Facebook, Inc. Sec. Litig., 405 F. Supp. 3d 809, 847 (N.D. Cal. 2019).
  196. In re Tylenol (Acetaminophen) Mktg., Sales Pracs. & Prods. Liab. Litig., 181 F. Supp. 3d 278, 283 (E.D. Pa. 2016).
  197. Id. at 284–93.
  198. Id. at 306–07.
  199. Id. at 307.
  200. Id.
  201. Defendants’ Motion In Limine Number 13 at 2, In re Tylenol (Acetaminophen) Mktg., Sales Pracs. & Prods. Liab. Litig., 181 F. Supp. 3d 278 (E.D. Pa. 2016) (No. 2:12-cv-07263) (internal citation omitted).
  202. Health Canada, Revised Guidance Document: Acetaminophen Labelling Standard 6 (2016).
  203. In re Tylenol, 181 F. Supp. 3d at 307–08.
  204. No. 3:16-md-2734, 2017 WL 4399198, at *10 (N.D. Fla. Sept. 29, 2017).
  205. Complaint at 2, In re Abilify (Aripiprazole) Prods. Liab. Litig., No. 3:16-md-2734 (N.D. Fla. Dec. 2, 2016).
  206. Id. at 8 (internal quotation marks omitted).
  207. See id. at 2–3.
  208. Omnibus Order and Amended Case Management Schedule, In re Abilify (Aripiprazole) Prods. Liab. Litig., No. 3:16-md-2734, 2017 WL 4399198, at *10 (N.D. Fla. Sept. 29, 2017).
  209. In re Abilify (Aripiprazole) Prods. Liab. Litig., No. 3:16-md-2734, 2019 WL 7859557, at *3–4 (N.D. Fla. Dec. 6, 2019).
  210. See id. at *4.
  211. See, e.g., Mahaney ex rel. Est. of Kyle v. Novartis Pharm. Corp., 835 F. Supp. 2d 299, 318 (W.D. Ky. 2011) (holding that a plaintiff may introduce evidence of foreign warning labels for the purpose of showing that defendant had knowledge of side effects, but plaintiff may not introduce them to suggest that defendant violated FDA regulations).
  212. See, e.g., David Freeman Engstrom, Agencies as Litigation Gatekeepers, 123 Yale L.J. 616 (2013) [hereinafter Engstrom, Gatekeepers]; Zachary D. Clopton, Redundant Public-Private Enforcement, 69 Vand. L. Rev. 285 (2016) [hereinafter Clopton, Redundant].
  213. See Margaret H. Lemos & Max Minzner, For-Profit Public Enforcement, 127 Harv. L. Rev. 853, 862–63 (2014) (arguing that public and private litigation “increasingly work together” to fulfill a common function: “compensating victims”).
  214. Engstrom, Gatekeepers, supra note 211, at 630.
  215. See John C. Coffee, Jr., Rescuing the Private Attorney General: Why the Model of the Lawyer as Bounty Hunter Is Not Working, 42 Md. L. Rev. 215, 228 (1983); William B. Rubenstein, On What a “Private Attorney General” Is—And Why It Matters, 57 Vand. L. Rev. 2129, 2151 (2004).
  216. There are many cases that nudge the FDA to consider rulemaking. See, e.g., Peter Shapiro, All-Natural Class Action Suit in New York Federal Court Is Placed on Hold, Lewis Brisbois, https://lewisbrisbois.com/print/12131 [https://perma.cc/U4Y8-ZBUA] (last visited Apr. 18, 2021).
  217. See, e.g., In re Tylenol (Acetaminophen) Mktg., Sales Practs. & Prods. Liab. Litig., 181 F. Supp. 3d 278, 307 (E.D. Pa. 2016).
  218. In re Trasylol Prods. Liab. Litig., 709 F. Supp. 2d 1323, 1323 (S.D. Fla. 2010).
  219. Id. at 1330.
  220. Id. at 1351.
  221. There are important limits to the failsafe argument. Under Buckman Co. v. Plaintiffs’ Legal Committee, 531 U.S. 341 (2001), a piece of evidence cannot be admitted if it is going to be used to advance a fraud-on-the-FDA claim. See, e.g., Mahaney ex rel. Est. of Kyle v. Novartis Pharms. Corp., 835 F. Supp. 2d 299, 317 (W.D. Ky. 2011). Because the Supreme Court has disallowed fraud-on-the-FDA claims, litigants have to defend the use of foreign information on alternative grounds.
  222. In re Mex. Gov’t Bonds Antitrust Litig., 412 F. Supp. 3d 380, 382–84 (S.D.N.Y. 2019).
  223. Brenner v. Procter & Gamble Co., No. SACV 16-1093, 2016 WL 8192946, at *1 (C.D. Cal. Oct. 20, 2016).
  224. Rotondo v. Amylin Pharm., Inc., No. B275314, 2018 WL 5800780, at *1 (Cal. Ct. App. Nov. 6, 2018).
  225. Id. at *4.
  226. See Bradford, Brussels Effect Article, supra note 53, at 14–16.
  227. I thank Doug Melamed for this insight.
  228. Cf. Olatunde C.A. Johnson, Beyond the Private Attorney General: Equality Directives in American Law, 87 N.Y.U. L. Rev. 1339, 1359–62 (2012) (discussing problems that plague public enforcement); Pamela S. Karlan, Disarming the Private Attorney General, 2003 U. Ill. L. Rev. 183, 205 (2003) (noting that agencies like the EEOC can underenforce statutory rights).
  229. Michael X. Imbroscio & Paul W. Schmidt, Border Control: Keeping Foreign Regulatory Evidence Out of U.S. Pharmaceutical Litigation, Covington & Burling (2007), https://www.cov.com/-/media/files/corporate/publications/2007/01/border_control_keeping_‌foreign_‌regulatory_evidence_out_of_the_us_pharmaceuti.pdf [https://perma.cc/SLG9-NXRG].
  230. Id.
  231. Andy Pasztor, Congressional Report Faults Boeing on MAX Design, FAA for Lax Oversight, Wall St. J. (Mar. 6, 2020) https://www.wsj.com/articles/‌congressional-report-says-max-crashes-stemmed-from-boeings-design-failures-and-lax-faa-oversight-11583519145 [https://perma.cc/3P8Z-HBVV].
  232. Andy Pasztor & Andrew Tangel, European Air Regulators Break From FAA on 737 MAX Timeline, Wall St. J. (Oct. 21, 2019) https://www.wsj.com/‌articles/european-air-regulators-break-from-faa-on-737-max-timeline-11571692941 [https://perma.cc/D8Y3-2S82].
  233. This may also be an outgrowth of the Brussels Effect. See Bradford, Brussels Effect Article, supra note 53, at 46–47 (hypothesizing that EU regulators may be motivated by a desire to “establish[] standards for universal conduct”). To be sure, the EUASA could itself be captured by Airbus.
  234. See Kevin M. Clermont, Degrees of Deference: Applying vs. Adopting Another Sovereign’s Law, 103 Cornell L. Rev. 243, 245–46 (2018).
  235. Volokh, supra note 39, at 220–27; Jackson, supra note 37, at 109–12.
  236. John O. McGinnis, Medellín and the Future of International Delegation, 118 Yale L.J. 1712, 1715–17 (2009) [hereinafter McGinnis, Medellín]. But see Alan O. Sykes, Transnational Forum Shopping as a Trade and Investment Issue, 37 J. Legal Stud. 339, 340 (2008) (arguing that American courts should adjudicate the disputes of foreigners only in certain cases).
  237. John O. McGinnis, Foreign to Our Constitution, 100 Nw. U. L. Rev. 303, 306–09 (2006).
  238. Even more broadly, literature on the virtues of “many minds” argues that increasing the number of eyes on a problem improves solutions to a problem. See Eric A. Posner & Cass R. Sunstein, The Law of Other States, 59 Stan. L. Rev. 131, 155 (2006).
  239. Jessica Bulman-Pozen, Administrative States: Beyond Presidential Administration, 98 Tex. L. Rev.
    265, 285–86

    (2019) (citing sources).

  240. See infra Section II.B.
  241. Id.
  242. Bulman-Pozen, supra note 238, at 285–87.
  243. McGinnis, Medellín, supra note 235, at 1738–39.
  244. See, e.g., In re Trasylol Prods. Liab. Litig., 709 F. Supp. 2d 1323, 1330 (S.D. Fla. 2010).
  245. This is especially so because of the many procedural barriers that prevent foreign litigants from suing in American courts. See Bookman, supra note 13, at 1090–99.
  246. See Sean Farhang, Legislating for Litigation: Delegation, Public Policy, and Democracy, 106 Calif. L. Rev. 1529 (2018).
  247. Id. at 1534.
  248. See Private Securities Litigation Reform Act of 1995, Pub. L. 104-67, § 27(a), 109 Stat. 737, (1995).
  249. Cf. Peter M. Haas, Introduction: Epistemic Communities and International Policy Coordination, 46 Int’l Org. 1, 3 (1992) (setting forth a theory of “epistemic communities” among multinational bodies, focused on the sharing of knowledge for international coordination).
  250. Yet, since most scholars and courts agree that the objections are weak, debates focus on how to determine the content of foreign law. See, e.g., Bodum USA, Inc. v. La Cafetiere, Inc., 621 F.3d 624, 628–31 (7th Cir. 2010). To be sure, U.S. courts rarely cite foreign law. See, e.g., David Zaring, The Use of Foreign Decisions by Federal Courts: An Empirical Analysis, 3 J. Empirical Legal Stud. 297, 297 (2006).
  251. See, e.g., David L. Noll, MDL as Public Administration, 118 Mich. L. Rev. 403 (2019); Richard A. Nagareda, Mass Torts in a World of Settlement 57, 60, 70 (2007).
  252. See Andrew D. Bradt & D. Theodore Rave, The Information-Forcing Role of the Judge in Multidistrict Litigation, 105 Calif. L. Rev. 1259, 1262–64 (2017).
  253. See, e.g., Transcript of Proceedings at 4–6, In re Nat’l Prescription Opiate Litig., No. 1:17-md-02804 (N.D. Ohio argued Jan. 9, 2018) (imploring the parties to reach a solution that would do something to “abate [the national opioid] crisis”).
  254. Brian T. Fitzpatrick, The Conservative Case for Class Actions 16 (2019).
  255. For a thorough discussion of MDL settlements, see D. Theodore Rave, Closure Provisions in MDL Settlements, 85 Fordham L. Rev. 2175 (2017). For a discussion of class action settlements, see Brian T. Fitzpatrick, An Empirical Study of Class Action Settlements and Their Fee Awards, 7 J. Empirical Legal Stud. 811, 819 (2010) (documenting that 68% of federal settlements from 2006 to 2007 were settlements of class actions). See also Andrew D. Bradt, Something Less and Something More: MDL’s Roots as a Class Action Alternative, 165 U. Pa. L. Rev. 1711 (2017) (discussing the relationship between the two devices).
  256. See supra Subsection II.A.1.
  257. See, e.g., In re Bard IVC Filters Prods. Liab. Litig., 317 F.R.D. 562, 566 (D. Ariz. 2016).
  258. Daniel S. Wittenberg, Multidistrict Litigation: Dominating the Federal Docket, Am. Bar Ass’n (Feb. 19, 2020), https://www.americanbar.org/‌groups/litigation/publications/litigation-news/business-litigation/multidistrict-litigation-dominating-federal-docket/ [https://perma.cc/7QZD-RKRC].
  259. Bradford, Brussels Effect Article, supra note 53, at 16–17.
  260. See Subsection I.C.1.
  261. See Adam S. Zimmerman, The Global Convergence of Global Settlements, 65 U. Kan. L. Rev. 1053, 1057–58 (2017).
  262. Noll, Conflicts, supra note 37, at 44–47 (discussing manners by which “U.S. regulatory systems are disabled in favor of regulation by other legal systems”).
  263. Curtis A. Bradley, International Law in the U.S. Legal System 75 (2013).
  264. Galbraith & Zaring, Soft Law, supra note 46, at 737 (citing Exec. Order No. 13,609, 77 Fed. Reg. 26, 413 (May 1, 2012)).
  265. Id. at 737–39.
  266. Press Release, U.S. and Foreign Antitrust Officials Launch International Competition Network, FTC (Oct. 25, 2001) https://www.ftc.gov/news-events/press-releases/2001/10/us-and-foreign-antitrust-officials-launch-international [https://perma.cc/B9CX-8MTL].
  267. See, e.g., Slaughter, supra note 46; Lawrence L.C. Lee, The Basle Accords as Soft Law: Strengthening International Banking Supervision, 39 Va. J. Int’l L. 1 (1998).
  268. Galbraith & Zaring, Soft Law, supra note 46, at 739–40.
  269. Id. at 740.
  270. Id.
  271. Id.
  272. Id. at 780.
  273. This resembles a literature on unusual transnational enforcement. See, e.g., Zachary D. Clopton, Diagonal Public Enforcement, 70 Stan. L. Rev. 1077, 1080–81 (2018); Anne-Marie Slaughter, A New World Order 3, 14 (2005).
  274. See, e.g., Robert A. Kagan, Adversarial Legalism: The American Way of Law 3 (2001); Sean Farhang, The Litigation State: Public Regulation and Private Lawsuits in the U.S. (2010); William M. Landes & Richard A. Posner, The Private Enforcement of Law, 4 J. Legal Stud. 1 (1975).
  275. See Diego A. Zambrano, Discovery as Regulation, 119 Mich. L. Rev. 71, 75 (2020) [hereinafter Zambrano, Discovery].
  276. Id. at 77.
  277. See Clopton, Redundant, supra note 211, at 297–300.
  278. Plaintiff’s Motion Addressing Production of Foreign Regulatory Files at 1–2, In re Zofran (Ondansetron) Prods. Liab. Litig., No. 1:15-md-02657 (D. Mass. July 27, 2017).
  279. Memorandum and Order on Defendant’s Motion for Summary Judgment Based on Federal Preemption at 18, In re Zofran (Ondansetron) Prods. Liab. Litig., No. 1:15-md-02657 (D. Mass. Feb. 5, 2019).
  280. Letter from F. Dennis Saylor, IV, C.J. D. Mass., to Stacey Cline Amin, Chief Counsel, Food and Drug Administration, In re Zofran (Ondansetron) Prods. Liab. Litig., No. 1:15-md-02657 (Dec. 13, 2019).
  281. Letter from Craig Wildfang, Robins, Kaplan, Miller, & Ciresi LLP, to James Orenstein, Mag. J. E.D.N.Y., In re Payment Card Interchange Fee & Merch. Disc. Antitrust Litig., 1:05-md-01720 (Jan. 5, 2010).
  282. In re Payment Card Interchange Fee & Merch. Disc. Antitrust Litig., No. 05-md-1720, 2010 WL 3420517, at *9–10, (E.D.N.Y. Aug. 27, 2010).
  283. Id. at *1, *9.
  284. To be sure, it may be unfair to call “harmonization” what in fact seem like instances of foreign frustration of American antitrust litigation. But I’m referring here to a kind of rough harmonization that promotes convergence.
  285. Brian T. Fitzpatrick, Do Class Actions Deter Wrongdoing?, in The Class Action Effect 197 (Catherine Piché ed., 2018).
  286. Brief of Antitrust Scholars as Amici Curiae in Support of Respondents at 12, Apple Inc. v. Pepper, 139 S. Ct. 1514 (2018) (No. 17-204).
  287. See Steven Shavell, The Fundamental Divergence Between the Private and the Social Motive to Use the Legal System, 26 J. Legal Stud. 575, 575 (1997); Steven Shavell, The Level of Litigation: Private Versus Social Optimality of Suit and of Settlement, 19 Int’l Rev. L. & Econ. 99, 99 (1999).
  288. Cf. George A. Bermann, Regulatory Cooperation with Counterpart Agencies Abroad: The FAA’s Aircraft Certification Experience, 24 Law & Pol’y Int’l Bus. 669 (1993) (arguing for the superiority of transnational cooperation in aeronautical regulation).
  289. See Marisam, supra note 39, at 1915–17.
  290. I thank Anu Bradford for this insight.
  291. Cf. Julian G. Ku, International Delegations and the New World Court Order, 81 Wash. L. Rev. 1, 5–8 (2006) (arguing that allowing U.S. courts to recognize international tribunal judgments would be constitutionally problematic, since that authority lies with the other two branches).
  292. Galbraith & Zaring, Soft Law, supra note 46, at 767–68.
  293. Ingrid Wuerth, The Future of the Federal Common Law of Foreign Relations, 106 Geo. L.J. 1825, 1830–33 (2018).
  294. See Timothy Meyer & Ganesh Sitaraman, Trade and the Separation of Powers, 107 Calif. L. Rev. 583, 662–66 (2019).
  295. One may also worry that litigation-led harmonization limits the ability of regulated entities to adjust compliance to each country.
  296. Bradford, Brussels Effect Article, supra note 53, at 64.
  297. Comm’n Eur. Cmties., Communication from the Commission to the Council, the European Parliament, the European Economic and Social Committee and the Committee of the Regions: A Single Market for Citizens 7 (Feb. 21, 2007).
  298. Bradford, Brussels Effect Book, supra note 40, at 131–32.
  299. Bradford, Brussels Effect Article, supra note 53, at 29–30.
  300. I thank Anu Bradford for some of this language.
  301. Bradford, Brussels Effect Article, supra note 53, at 4.
  302. 2 Max Huffman & Andre Fiebig, Antitrust and American Business Abroad § 15:24 (4th ed. 2020).
  303. See Bradford, Brussels Effect Book, supra note 40, at 251.
  304. David L. Noll, Administrative Sabotage, 120 Mich. L. Rev. (forthcoming 2021) (manuscript at 4) (on file with author).
  305. See Section I.A.
  306. See, e.g., In re Incretin-Based Therapies Prods. Liab. Litig., 721 F. App’x 580, 583 (9th Cir. 2017).
  307. See Zambrano, Comity, supra note 63, at 206–07.
  308. Manual for Complex Litigation, Fourth § 11.494 (2004).
  309. Zambrano, Comity, supra note 63, at 164–67.
  310. See, e.g., In re Rezulin Prods. Liab. Litig., 309 F. Supp. 2d 531, 551–53 (S.D.N.Y. 2004).
  311. See, e.g., In re Viagra Prods. Liab. Litig., 658 F. Supp. 2d 950, 965–66 (D. Minn. 2009). But see In re Rezulin Prods. Liab. Litig., 309 F. Supp. 2d 531, 553 (S.D.N.Y. 2004) (“The Court finds no legal basis upon which now to rule . . . that testimony regarding foreign regulatory actions is irrelevant as a matter of law in a United States products liability case governed by American law.”).
  312. Mahaney ex rel. Est. of Kyle v. Novartis Pharm., 835 F. Supp. 2d 299, 318 (W.D. Ky. 2011).
  313. Schedin v. Ortho-McNeil-Janssen Pharms., 808 F. Supp. 2d 1125, 1138 (D. Minn. 2011).
  314. In re Xarelto (Rivaroxaban) Prods. Liab. Litig., 2017 WL 4168410, at *3 (E.D. La. 2017); see, e.g., In re Seroquel Prods. Liab. Litig., 601 F. Supp. 2d 1313, 1318 (M.D. Fla. 2009); In re Trasylol Prods. Liab. Litig., 709 F. Supp. 2d 1323, 1336 (S.D. Fla. 2010).
  315. Cf. Maggie Gardner, Parochial Procedure, 69 Stan. L. Rev
    .

    941, 958–67 (2017) (discussing how judges approach foreign cases).

  316. See, e.g., Jones v. Micron Tech. Inc., 400 F. Supp. 3d 897, 921 (N.D. Cal. 2019).
  317. See Bell Atl. Corp. v. Twombly, 550 U.S. 544, 557–58 (2007).
  318. Alexis Kramer, Securities Fraud Claims Get Boost From EU Data Privacy Rules, Bloomberg L. (Feb. 1, 2019), https://www.bloomberglaw.com/bloomberglawnews/tech-and-telecom-law/XFD6V9SC000000?bna_news_filter=tech-and-telecom-law#jcite [https://perma.cc/W5QW-Z36F].
  319. See e.g., In re Zofran (Ondansetron) Prods. Liab. Litig., 368 F. Supp. 3d 94, 108 (D. Mass. 2019).
  320. See In re Roundup Prods. Liab. Litig., 385 F. Supp. 3d 1042, 1047 (N.D. Cal. 2019).
  321. See supra Section I.C.
  322. See In re Rubber Chems. Antitrust Litig., 486 F. Supp. 2d 1078, 1082 (N.D. Cal. 2007).
  323. See Animal Sci. Prods., Inc. v. Hebei Welcome Pharm. Co. Ltd., 138 S. Ct. 1865, 1868 (2018).
  324. See, e.g., In re Rubber Chemicals, 486 F. Supp. 2d at 1081–84; European Commission Letter, supra note 169, at 8 (citing several district court decisions).
  325. Animal Sci. Prods., 138 S. Ct. at 1875 (limiting the Court’s holding to foreign letters that seek to aid in interpreting foreign law).
  326. Catherine M. Sharkey, Products Liability Preemption: An Institutional Approach, 76 Geo. Wash. L. Rev. 449, 477 (2008) [hereinafter Sharkey, Products Liability Preemption]; Sharkey, Opioid, supra note 86, at 686. In the international context, the closest work comes from Jenny S. Martinez, Towards an International Judicial System, 56 Stan. L. Rev. 429, 434 (2003) (calling for more transnational communications among judiciaries).
  327. Sharkey, Products Liability Preemption, supra note 325, at 485.
  328. See Engstrom, Gatekeepers, supra note 211, at 657.
  329. David Zaring, Sovereignty Mismatch and the New Administrative Law, 91 Wash. U. L. Rev. 59, 74–75 (2013).
  330. Stanley M. Gorinson & Robert Pambianco, U.S. and European Merger Policies Move Towards Convergence, Wash. Legal Found. (Aug. 9, 2002), https://www.wlf.org/‌2002/08/09/publishing/u-s-and-european-merger-policies-move-towards-convergence/ [https://perma.cc/MJ2C-J255].
  331. See Robert V. Percival, The EPA as a Catalyst for the Development of Global Environmental Law, 70 Case W. Res. L. Rsrv. 1151, 1152–85 (2020).
  332. Am. Ins. Ass’n v. Garamendi, 539 U.S. 396, 414 (2003) (“[I]n foreign affairs the President has a degree of independent authority to act.”).
  333. Galbraith & Zaring, Soft Law, supra note 46, at 768.
  334. Id. at 770–73.
  335. Id. at 771.
  336. See Engstrom, Gatekeepers, supra note 211, at 674–80.
  337. Monsanto Company’s Notice of Motion for Scheduling Order Regarding General Causation and Memorandum of Points and Authorities in Support at 6, Hardeman v. Monsanto Co., (N.D. Cal. 2016) (No. 3:16-cv-00525); Transcript of Proceedings of the Official Electronic Sound Recording 2:14 PM–3:01 PM at 21–22, Hardeman v. Monsanto Co., 216 F. Supp. 3d 1037 (N.D. Cal. argued May 3, 2016) (No. 3:16-cv-00525).
  338. Sharkey, Products Liability Preemption, supra note 325, at 471–80 (highlighting many examples of agency amicus briefs).
  339. See Diego A. Zambrano, Foreign Dictators in U.S. Court, 89 U. Chi. L. Rev. (forthcoming) (manuscript at 31) (on file with author).
  340. Engstrom, Agency Gatekeepers, supra note 211, at 652.
  341. Id. at 648.
  342. Sharkey, Opioid Litigation, supra note 86, at 670–71.
  343. Engstrom, Gatekeepers, supra note 211, at 644.
  344. Id. at 649–50.
  345. Id. at 649.
  346. In re Nat’l Prescription Opiate Litig., No. 1:17-md-2804 (N.D. Ohio Apr. 11, 2018) (order granting discovery request).
  347. See Catherine M. Sharkey, CAFA Settlement Notice Provision: Optimal Regulatory Policy?, 156 U. Pa. L. Rev. 1971, 1972 (2008).
  348. Id.
  349. The Class Action Fairness Act of 2005, S. Rep. No. 109-14, at 32 (2005).
  350. Engstrom, Gatekeepers, supra note 211, at 687.
  351. Sharkey, Opioid Litigation, supra note 86, at 686.
  352. Engstrom, Gatekeepers, supra note 211, at 646.
  353. Sharkey, Opioid Litigation, supra note 86, at 686.
  354. This is not necessarily a representative sample of MDL cases but just all the discovery or evidentiary decisions I could find on Bloomberg Law/Westlaw using search terms related to foreign regulatory evidence.
  355. This is not necessarily a representative sample of MDL cases but just all the discovery or evidentiary decisions I could find on Bloomberg Law/Westlaw using search terms related to foreign regulatory evidence.

Propertizing Fair Use

In its current form, fair use doctrine provides a personal defense that applies narrowly to the specific use by the specific user. The recently issued Supreme Court ruling in the landmark case of Google v. Oracle illustrates why this is problematic. While the Court ruled that Google’s use of Oracle’s Java API packages was fair, the ruling does not protect the numerous parties that developed Java applications for the Android operating system; it shelters only Google and Google’s particular use. This is not an isolated problem; the per use/per user rule cuts across fair uses of copyrighted works, and it always leaves follow-on users in the cold. Authors, musicians, documentary filmmakers and media outlets who win fair use cases cannot freely market their works that incorporate fair use content, since their victories do not carry over to other users. Fair use under extant law is a very limited privilege.

This Article proposes a far-reaching reform not only of copyright law as applied to software, but of the fair use doctrine itself. Our proposal consists of three interlocking elements. First, we call for the introduction of a new in rem conception of fair use, under which a fair use ruling would serve as a property remedy that shelters all subsequent users of works who fairly incorporate preexisting materials. Under this new conception, a finding of fair use would run with that new work, like an easement to all other distributors, broadcasters, publishers, performers and others who use it. The introduction of this new type of in rem fair use would result in the division of fair use into two conceptions—one in rem and one in personam—that would co-exist alongside one another. Second, we would grant judges discretion to decide which fair use conception, if any, should be granted in any particular case. Judges would be able to employ the traditional in personam rule, allowing fair use to avail only the specific defendant before it, or they could adopt an in rem fair use ruling, creating a property entitlement that runs with the work embodying the fairly incorporated content. Third, we propose two default rules to assist judges in making their decisions. Specifically, we propose that the default setting of fair use would depend on the type of use being examined. Where the claimed fair use consists of incorporating the protected copyrighted material in a new copyrighted work—such as the Android operating system—the default fair use would be of the in rem variety. However, in all other cases of claimed fair use, the traditional, familiar in personam conception would be the default setting. This approach would create clarity about the status of follow-on fair uses, but permit judges to tailor their rulings case by case.

Implementation of our proposal would yield several significant improvements to the current fair use doctrine. It would permit judges to take account of the potential for future uses of the fair use work, without handcuffing them to a single approach. Moreover, it would increase certainty with respect to the use of copyrighted work by lowering transaction and litigation costs for creators of new works. Finally, the version of fair use we advocate would enhance the use of copyrighted content.

Introduction

Fair use is one of the most celebrated doctrines in the law.1.See generally Wendy J. Gordon, Fair Use as Market Failure: A Structural and Economic Analysis of the Betamax Case and Its Predecessors, 82 Colum. L. Rev. 1600, 1601 (1982) (unearthing the “structural and economic” considerations in fair use); Wendy J. Gordon & Daniel Bahls, The Public’s Right to Fair Use: Amending Section 107 to Avoid the “Fared Use” Fallacy, 2007 Utah L. Rev. 619, 620 (arguing for the continued use of fair use, in light of its critics); William W. Fisher III, Reconstructing the Fair Use Doctrine, 101 Harv. L. Rev. 1659, 1661 (1988) (criticizing fair use and suggesting reforms); Barton Beebe, An Empirical Study of U.S. Copyright Fair Use Opinions, 1978-2005, 156 U. Penn. L. Rev. 549 (2008) (measuring outcomes of fair use cases historically); Pamela Samuelson, Unbundling Fair Uses, 77 Fordham L. Rev. 2537 (2009) (suggesting a typology of fair use cases based on their policy implications); Pamela Samuelson, Possible Futures of Fair Use, 90 Wash. L. Rev. 815 (2015) (predicting that fair use will survive in spite of critiques and continue to evolve); Rebecca Tushnet, Copy This Essay: How Fair Use Doctrine Harms Free Speech and How Copying Serves It, 114 Yale L.J. 535 (2004) (separating out fair use claims from free speech claims); Michael W. Carroll, Fixing Fair Use, 85 N.C. L. Rev. 1087 (2007) (proposing reforms to fair use in light of its alleged abuses); Matthew Sag, Predicting Fair Use, 73 Ohio St. L.J. 47 (2011) (using empirical methodology to argue that fair use outcomes are more consistent and predictable than they might otherwise be assumed); Jeanne C. Fromer, Market Effects Bearing on Fair Use, 90 Wash. L. Rev. 615 (2015) (exploring the harms and benefits of fair use on markets); Abraham Bell & Gideon Parchomovsky, The Dual-Grant Theory of Fair Use, 83 U. Chi. L. Rev. 1051, 1053 (2016) [hereinafter The Dual-Grant Theory of Fair Use] (“Fair use is a keystone of the law of copyright . . . .”); Pierre N. Leval, Toward a Fair Use Standard, 103 Harv. L. Rev. 1105, 1110 (1990) (“[T]he function of fair use [is] integral to copyright’s objectives . . . .”).Show More It is widely seen as a key component of the law of copyright, balancing the exclusive rights of copyright owners with the public interest in the use and enjoyment of works after their creation.2.Stephen McIntyre, Private Rights and Public Wrongs: Fair Use as a Remedy for Private Censorship, 48 Gonz. L. Rev. 61, 64 (2012) (“The ‘fair use’ doctrine . . . balances copyright holders’ rights against the public’s interests in free speech and the dissemination of knowledge, information, and culture.”); Niva Elkin-Koren & Orit Fischman-Afori, Rulifying Fair Use, 59 Ariz. L. Rev. 161, 199 (2017) (“Fair use was first crafted as a legal standard . . . intending to allow courts to reconcile the copyright of authors with the public interest.”).Show More It is not only the most significant and most capacious defense against copyright infringement;3.See The Dual-Grant Theory of Fair Use, supra note 1, at 1053 (“The fair use defense to copyright infringement is perhaps the most frequently raised and litigated defense in the law of intellectual property.”); Carroll, supra note 1, at 1089 (“Fair use is the first and most general of these limitations.”). Unlike other defenses that apply to infringements of specific rights, such as reproduction, public performance, and public display, fair use offers protection against all violations of all rights.Show More it is also, according to the Supreme Court, an indispensable part of the constitutional balance between freedom of speech and protected copyrighted expression.4.Golan v. Holder, 565 U.S. 302, 328 (2012); Eldredv.Ashcroft, 537 U.S. 186, 219–20 (2003) (describing fair use as a “built-in First Amendment accommodation[]”); Harper & Row, Publishers, Inc. v. Nation Enters., 471 U.S. 539, 560 (1985) (“In view of the First Amendment protections already embodied in the Copyright Act’s distinction between copyrightable expression and uncopyrightable facts and ideas, and the latitude for scholarship and comment traditionally afforded by fair use, we see no warrant for expanding the doctrine of fair use to create what amounts to a public figure exception to copyright.”).Show More Unsurprisingly, the fair use doctrine has attracted considerable academic attention and has been the subject of discussion and debate.5.See generally sources supra note 1 (delineating several aspects of fair use discussion).Show More Yet a critical aspect of the doctrine, which goes to the core of the fair use doctrine, has not been analyzed to date.

There is a sharp asymmetry between the design of the exclusive rights granted to authors under the Copyright Act and the design of the fair use defense intended to protect user interests. The asymmetry is found in copyright’s protection of works, as opposed to fair use’s protection of uses. Copyright protects a list of rights in a particular work allocated to the owner of the copyright,6.Compare 17 U.S.C. § 106 (2018) (“[T]he owner of copyright under this title has the exclusive rights to do and to authorize any of the following . . . .”), with 17 U.S.C. § 107 (2018) (“[T]he fair use of a copyrighted work . . . is not an infringement of copyright.”).Show More whereas the fair use defense only pertains to a specific use by a particular user.7.Julie E. Cohen, The Place of the User in Copyright Law, 74 Fordham L. Rev. 347, 362 (2005) (“In most fair use cases, the identity of the user is known, the use has already been made, and the only question is whether or not it passes muster.”).Show More Put differently, fair use is an agent-specific defense that is analyzed on a use-by-use basis. The fair use defense does not and cannot offer prophylactic immunity for using the work; it does not carry over to similar uses by the same user or identical uses by other users. As a result, the doctrine of fair use is far narrower than is generally appreciated.

To see why this is a problem, consider the Supreme Court’s recent ruling in Google LLC v. Oracle America, Inc.8.Google LLC v. Oracle Am., Inc., 141 S. Ct. 1183 (2021). For an important analysis of the Oracle v. Google litigation prior to the Supreme Court’s ruling, see generally Peter S. Menell, API Copyrightability Bleak House: Unraveling and Repairing the Oracle v. Google Jurisdictional Mess, 31 Berkeley Tech. L.J. 1515 (2016).Show More The case concerned Google’s copying of thirty-seven packages, comprising roughly 11,500 lines of code, in Java’s Application Programming Interface for use in the programs used by Android phones.9.Oracle, 141 S. Ct. at 1204.Show More (Application Programming Interfaces, or APIs, can be defined for simplicity’s sake as code orders that enable interfaces between programs.)10 10.SeeUnited States v. Microsoft Corp, 253 F.3d 34, 53 (D.C. Cir. 2001) (“Operating systems also function as platforms for software applications. They do this by ‘exposing’ . . . routines or protocols that perform certain widely-used functions. These are known as Application Programming Interfaces, or ‘APIs.’”).Show More Oracle claimed that Google violated its copyright in the API and the Java commands contained therein.11 11.Oracle, 141 S. Ct. at 1194.Show More In its defense, Google claimed that the commands were insufficiently original to warrant copyright protection,12 12.See id.Show More and that even if the commands were sufficiently original, other doctrines blocked copyright protection.13 13.See id.Show More The trial court held for Google, finding that the commands were insufficiently original and generally outside of copyright protection.14 14.Id.Show More However, the Federal Circuit Court of Appeals reversed, determining that Java’s API is copyrighted, and remanded the case to the trial court for examination of Google’s fair use defense.15 15.Id. at 1194–95.Show More Back in the trial court, Google claimed that its use of the Java commands in the programming language for Android phones was a fair use,16 16.Id. at 1195.Show More and again Google won at the trial level.17 17.Id.Show More Once more, the Federal Circuit Court of Appeals reversed the jury decision and ordered the trial court to proceed to the remedies phase.18 18.Id.Show More Before the trial court could take up the question of remedies, the Supreme Court granted certiorari and reversed the Federal Circuit Court of Appeal’s decision. The Supreme Court held that Google’s copying of the API was a protected fair use, while assuming arguendo that the API was copyrightable.19 19.Id. at 1186.Show More

In ruling that Google’s copying of thirty-seven Java packages from Oracle’s API was a fair use, the Court cleared the way for Google to continue using the copied Oracle software. However, the Court did not consider whether programmers for Android phones could use Google’s software, even though such programmers would thereby necessarily copy, in part, Oracle’s software.20 20.SeeHorace G. Ball, The Law of Copyright and Literary Property 260 (1944) (“Fair use is technically an infringement of copyright, but is allowed by law on the ground that the appropriation is reasonable and customary.”); Ned Snow, The Forgotten Right of Fair Use, 62 Case W. Res. L. Rev. 135, 141 (2011) (“Fair use now represents an excuse to justify infringement, or in other words, an exception to the norm of speech suppression through copyright.”).Show More Importantly, as the Court noted, all fair use rulings are case by case.21 21.Oracle, 141 S. Ct. at 1198.Show More Other companies that duplicated part of the thirty-seven packages that Google had copied in order to program for the Android phone could not be sure that their use of the Java commands would be considered a fair use. The fair use approved by the Supreme Court is Google’s use, not that of any other user. Indeed, even Google could not be sure that any future Google use of Oracle’s API would be permitted. Google can only be confident that the particular uses considered in the case were fair uses; any other use of the Java commands in a different program or use of different commands in the Java API in the same program would potentially be vulnerable to an infringement suit.

A similar problem arises in other contexts, from music to literature. 2 Live Crew famously won a Supreme Court victory in Campbell v. Acuff-Rose Music, Inc. on a claim of fair use, allowing it to continue to use portions of the melody of Roy Orbison’s song “Oh Pretty Woman” in its parody “Pretty Woman.”22 22.510 U.S. 569, 571–72 (1994).Show More However, a different user who wishes to use 2 Live Crew’s song in another context—for example, by incorporating it as background music in a film or performing the song at a high school dance—is barred from doing so, even if she were to secure permission from 2 Live Crew.23 23.The industry practice for obtaining licenses for musical performance is sufficiently well-developed and complex that the would-be user would likely be able to obtain the relevant licenses without direct communication with either Campbell (who owns the rights to 2 Live Crew’s song) or Acuff-Rose (who owns the rights to Orbison’s). For purposes of our example, we ignore the industry practice.Show More The Supreme Court’s ruling that 2 Live Crew’s use is fair does not mean that the subsequent use would be deemed fair too. Similarly, if a screenwriter wanted to produce a movie based on Alice Randall’s book, The Wind Done Gone, and she properly purchased rights from Alice Randall, she would not be readily able to embark upon this task. Although Alice Randall’s use of Margaret Mitchell’s Gone with the Wind was ruled to be fair,24 24.See Suntrust Bank v. Houghton Mifflin Co., 268 F.3d 1257, 1277 (11th Cir. 2001) (concluding that “a viable fair use defense is available” for The Wind Done Gone’s potential infringement of Suntrust’s copyright in Gone with the Wind).Show More every subsequent user of her work would be exposed to an infringement claim, unless she secured a license from the owners of Gone with the Wind who, as one may recall, refused to license Alice Randall’s use. Fair use findings are in personam; they only pertain to a specific user. Copyright protection, by contrast, is in rem; it avails against the rest of the world.25 25.SeeAbraham Bell & Gideon Parchomovsky, Reconfiguring Property in Three Dimensions, 75 U. Chi. L. Rev. 1015, 1032 (2008)(“[P]roperty rights, as defined by the government, are rights in rem, which avail against the world . . . .”);Guy Pessach, Toward A New Jurisprudence of Copyright Exemptions, 55 Intell. Prop. L. Rev. 287, 291 (2015) (“Copyright owners’ entitlements are in rem exclusive property rights . . . owners have the right to exclude the rest of the world from utilizing their copyrighted works for uses that fall within their bundle of exclusive uses.”).Show More This creates a vast amount of uncertainty.

In this Article, we propose a dramatic reformation of the fair use doctrine, consisting of three complementary steps. First, we introduce a new conception of fair use, under which fair use could constitute an in rem, property remedy. This new conception of fair use would supplement, rather than supplant, the existing fair use doctrine. Under the new in rem property conception, a fair use finding would assist not only the particular defendant who raised the fair use defense but also all subsequent users of a work that had been found to fairly incorporate copyright content. Thus, the in rem version of fair use would take on the form of a property incident that benefits all future users, and it would therefore enhance the marketability of follow-on works employing the fair use.

Second, we would grant courts the power to decide which conception of fair use, if any, to adopt in each case. Upon a finding of fair use, the judge could adopt either the traditional in personam version or our new in rem version of fair use. Judges would not be required to adopt the in rem version of fair use in every case. In appropriate circumstances, the judge could stick to the traditional approach to fair use, limiting it to the specific user and the specific use. The upshot of our proposal would be a legal menu with three options: denying fair use, finding an in personam fair use, or finding an in rem fair use.

Third, we propose a set of default rules for all fair use cases. Where judges choose not to specify whether their finding of fair use is of the in personam or in rem variety, we propose that default rules make that decision. However, the default setting of fair use would depend on the type of use being examined. Specifically, where the claimed fair use consists of incorporating the protected copyrighted material in a new copyrighted work—such as the Android operating system, or the “Pretty Woman” song—the default fair use would be of the in rem variety. In such cases, if the judge failed to specify otherwise, future users of the fair use follow-on work could utilize that work without having to relitigate the issue of infringement with the owner of the original copyrighted work. However, in all other cases of claimed fair use, the traditional, familiar in personam conception of fair use would be the default setting. This set of default rules would create clarity about the status of follow-on fair uses, but permit judges to tailor their rulings case by case.

We propose that the result of a successful invocation of an in rem fair use defense should create effects like those in the world of property. Under our suggested interpretation, where the judge chooses the in rem variety of fair use, a fair use ruling in favor of any particular user would continue to run with the work for the benefit of subsequent users with respect to the relevant content covered by the ruling. Specifically, any unlicensed incorporation of copyrighted material that was ruled a fair use would be seen as creating a permanent copyright defense that runs with the work, akin to a property easement. Were a court to rule that a particular user made fair use of a preexisting work, subsequent users of the follow-on work that was found to fairly use preexisting material would also be protected by the ruling. These subsequent users could utilize the preexisting material in the follow-on work with assurance that their use too would be deemed fair. For example, if Google’s use of Oracle’s Java APIs were not merely a fair use but an in rem fair use, not just Google but every programmer for Android phones who uses Google’s Android system will be sheltered from liability, even though Android incorporates 11,500 lines of code from Oracle’s API.26 26.Perhaps due to the litigation, Google ultimately abandoned use of Oracle’s Java API, and later versions of Android did not involve any copying of Oracle’s copyrighted work. Oracle, 141 S. Ct. at 1191. Our comments relate to early versions of Android that still incorporated Oracle’s work. An early ruling in favor of in rem fair use for Google might have left parts of Oracle’s API in the Android program.Show More

Our proposal has three significant advantages relative to extant fair use doctrine. First, our proposal would increase certainty with respect to the use of copyrighted work. Currently, a fair use finding only helps the named defendants in the case. It does not pertain to other users who wish to make the same use of the copyrighted work. Under current law, other users either have to take their chances in court or negotiate a license from the owner.27 27.See James Gibson, Risk Aversion and Rights Accretion in Intellectual Property Law, 116 Yale L.J. 882, 890 (2007) (stating that since the fair use doctrine is ambiguous and the cost of losing an infringement case is prohibitively high, “even a risk-neutral actor with a good fair use claim would choose to secure a license rather than take the small risk of incurring a severe penalty”).Show More The adoption of our proposal would allow judges in fair use cases to put other potential users on solid ground by allowing them to engage in the same use that was ruled fair. At the same time, our approach would permit tailoring remedies to the needs of the fair use. Judges could take account of the potential for future uses of the fair use work, and deny future in rem employment of a fair use remedy, when appropriate. The default settings of fair use would create clarity about the meaning of fair use decisions in any particular case where the judge chose not to elaborate.

Second, our proposal would potentially lower transaction and litigation costs for creators of new works.28 28.For discussion, see infraSection I.B.Show More As we explained, current doctrine requires users of works that fairly incorporate materials from preexisting works to negotiate licenses from both the original owner and the fair user or plead their own new fair use in court. Both options are costly. Our proposal potentially alleviates this burden, conserving judicial resources while lowering costs for the parties themselves.

Third, and finally, our proposal would increase the productive use of copyrighted content. The sheltering principle would enable multiple downstream users to create new works that incorporate past works that were found by courts to make fair uses of older works.

The remainder of the Article unfolds in four parts. In Part I, we explain the shortcomings of extant fair use doctrine, focusing on the inherent limitations arising from fair use’s understanding as a personal, use-specific defense to copyright infringement. In particular, we discuss the costs that current fair use jurisprudence imposes on follow-on creators. In Part II, we turn to the world of property, where one finds such doctrines as market overt and the law of easements, which promote the marketability of rights and give use rights an in rem character. In Part III, we draw on our discussion of property law to call for the introduction of a brand-new conception of fair use that would operate as a property incident, in the sense that it would benefit all subsequent users of a work that obtained a fair use status. Finally, in Part IV, we provide an important context for our amended understanding of fair use by showing that other parts of the law of copyright that struggle with similar problems have employed mechanisms that bear a great deal of resemblance to our proposal.

 

  1. * Professor, Bar Ilan University Faculty of Law and University of San Diego School of Law. Visiting Fellow, Harvard Law School Project on the Foundations of Private Law.

  2. ** Robert G. Fuller Jr. Professor of Law at the University of Pennsylvania School of Law and the Edward Silver Professor at the Hebrew University of Jerusalem. Faculty of Law. The authors are grateful to David Abrams, Shyam Balganesh, Lital Helman, Neil Netanel, Lydia Loren, Jennifer Rothman, Guy Rub, Christopher Yoo, Eyal Zamir and participants at workshops and conferences at the University of Pennsylvania Carey School of Law and Stanford Law School for invaluable comments and criticisms. Isabel Redleaf and Ziqian Tao provided excellent research assistance.

  3. See generally Wendy J. Gordon, Fair Use as Market Failure: A Structural and Economic Analysis of the Betamax Case and Its Predecessors, 82 Colum. L. Rev. 1600, 1601 (1982) (unearthing the “structural and economic” considerations in fair use); Wendy J. Gordon & Daniel Bahls, The Public’s Right to Fair Use: Amending Section 107 to Avoid the “Fared Use” Fallacy, 2007 Utah L. Rev. 619, 620 (arguing for the continued use of fair use, in light of its critics); William W. Fisher III, Reconstructing the Fair Use Doctrine, 101 Harv. L. Rev. 1659, 1661 (1988) (criticizing fair use and suggesting reforms); Barton Beebe, An Empirical Study of U.S. Copyright Fair Use Opinions, 1978-2005, 156 U. Penn. L. Rev. 549 (2008) (measuring outcomes of fair use cases historically); Pamela Samuelson, Unbundling Fair Uses, 77 Fordham L. Rev. 2537 (2009) (suggesting a typology of fair use cases based on their policy implications); Pamela Samuelson, Possible Futures of Fair Use, 90 Wash. L. Rev. 815 (2015) (predicting that fair use will survive in spite of critiques and continue to evolve); Rebecca Tushnet, Copy This Essay: How Fair Use Doctrine Harms Free Speech and How Copying Serves It, 114 Yale L.J. 535 (2004) (separating out fair use claims from free speech claims); Michael W. Carroll, Fixing Fair Use, 85 N.C. L. Rev. 1087 (2007) (proposing reforms to fair use in light of its alleged abuses); Matthew Sag, Predicting Fair Use, 73 Ohio St. L.J. 47 (2011) (using empirical methodology to argue that fair use outcomes are more consistent and predictable than they might otherwise be assumed); Jeanne C. Fromer, Market Effects Bearing on Fair Use, 90 Wash. L. Rev. 615 (2015) (exploring the harms and benefits of fair use on markets); Abraham Bell & Gideon Parchomovsky, The Dual-Grant Theory of Fair Use, 83 U. Chi. L. Rev. 1051, 1053 (2016) [hereinafter The Dual-Grant Theory of Fair Use] (“Fair use is a keystone of the law of copyright . . . .”); Pierre N. Leval, Toward a Fair Use Standard, 103 Harv. L. Rev. 1105, 1110 (1990) (“[T]he function of fair use [is] integral to copyright’s objectives . . . .”).

  4. Stephen McIntyre, Private Rights and Public Wrongs: Fair Use as a Remedy for Private Censorship, 48 Gonz. L. Rev. 61, 64 (2012) (“The ‘fair use’ doctrine . . . balances copyright holders’ rights against the public’s interests in free speech and the dissemination of knowledge, information, and culture.”); Niva Elkin-Koren & Orit Fischman-Afori, Rulifying Fair Use, 59 Ariz. L. Rev. 161, 199 (2017) (“Fair use was first crafted as a legal standard . . . intending to allow courts to reconcile the copyright of authors with the public interest.”).

  5. See The Dual-Grant Theory of Fair Use, supra note 1, at 1053 (“The fair use defense to copyright infringement is perhaps the most frequently raised and litigated defense in the law of intellectual property.”); Carroll, supra note 1, at 1089 (“Fair use is the first and most general of these limitations.”). Unlike other defenses that apply to infringements of specific rights, such as reproduction, public performance, and public display, fair use offers protection against all violations of all rights.

  6. Golan v. Holder, 565 U.S. 302, 328 (2012); Eldred v. Ashcroft, 537 U.S. 186, 219–20 (2003) (describing fair use as a “built-in First Amendment accommodation[]”); Harper & Row, Publishers, Inc. v. Nation Enters., 471 U.S. 539, 560 (1985) (“In view of the First Amendment protections already embodied in the Copyright Act’s distinction between copyrightable expression and uncopyrightable facts and ideas, and the latitude for scholarship and comment traditionally afforded by fair use, we see no warrant for expanding the doctrine of fair use to create what amounts to a public figure exception to copyright.”).

  7. See generally sources supra note 1 (delineating several aspects of fair use discussion).

  8. Compare 17 U.S.C. § 106 (2018) (“[T]he owner of copyright under this title has the exclusive rights to do and to authorize any of the following . . . .”), with 17 U.S.C. § 107 (2018) (“[T]he fair use of a copyrighted work . . . is not an infringement of copyright.”).

  9. Julie E. Cohen, The Place of the User in Copyright Law, 74 Fordham L. Rev. 347, 362 (2005) (“In most fair use cases, the identity of the user is known, the use has already been made, and the only question is whether or not it passes muster.”).

  10. Google LLC v. Oracle Am., Inc., 141 S. Ct. 1183 (2021).
    For an important analysis of the Oracle v. Google litigation prior to the Supreme Court’s ruling, see generally Peter S. Menell, API Copyrightability Bleak House: Unraveling and Repairing the Oracle v. Google Jurisdictional Mess, 31 Berkeley Tech. L.J. 1515 (2016).

  11. Oracle, 141 S. Ct. at 1204.

  12. See United States v. Microsoft Corp, 253 F.3d 34, 53 (D.C. Cir. 2001) (“Operating systems also function as platforms for software applications. They do this by ‘exposing’ . . . routines or protocols that perform certain widely-used functions. These are known as Application Programming Interfaces, or ‘APIs.’”).

  13. Oracle, 141 S. Ct. at 1194.

  14. See id.

  15. See id.

  16. Id.

  17. Id. at 1194–95.

  18. Id. at 1195.

  19. Id.

  20. Id.

  21. Id. at 1186.

  22. See Horace G. Ball, The Law of Copyright and Literary Property 260 (1944) (“Fair use is technically an infringement of copyright, but is allowed by law on the ground that the appropriation is reasonable and customary.”); Ned Snow, The Forgotten Right of Fair Use, 62 Case W. Res. L. Rev. 135, 141 (2011) (“Fair use now represents an excuse to justify infringement, or in other words, an exception to the norm of speech suppression through copyright.”).

  23. Oracle, 141 S. Ct. at 1198.

  24. 510 U.S. 569, 571–72 (1994).

  25. The industry practice for obtaining licenses for musical performance is sufficiently well-developed and complex that the would-be user would likely be able to obtain the relevant licenses without direct communication with either Campbell (who owns the rights to 2 Live Crew’s song) or Acuff-Rose (who owns the rights to Orbison’s). For purposes of our example, we ignore the industry practice.

  26. See Suntrust Bank v. Houghton Mifflin Co., 268 F.3d 1257, 1277 (11th Cir. 2001) (concluding that “a viable fair use defense is available” for The Wind Done Gone’s potential infringement of Suntrust’s copyright in Gone with the Wind).

  27. See Abraham Bell & Gideon Parchomovsky, Reconfiguring Property in Three Dimensions, 75 U. Chi. L. Rev. 1015, 1032 (2008) (“[P]roperty rights, as defined by the government, are rights in rem, which avail against the world . . . .”); Guy Pessach, Toward A New Jurisprudence of Copyright Exemptions, 55 Intell. Prop. L. Rev. 287, 291 (2015) (“Copyright owners’ entitlements are in rem exclusive property rights . . . owners have the right to exclude the rest of the world from utilizing their copyrighted works for uses that fall within their bundle of exclusive uses.”).

  28. Perhaps due to the litigation, Google ultimately abandoned use of Oracle’s Java API, and later versions of Android did not involve any copying of Oracle’s copyrighted work. Oracle, 141 S. Ct. at 1191. Our comments relate to early versions of Android that still incorporated Oracle’s work. An early ruling in favor of in rem fair use for Google might have left parts of Oracle’s API in the Android program.

  29. See James Gibson, Risk Aversion and Rights Accretion in Intellectual Property Law, 116 Yale L.J. 882, 890 (2007) (stating that since the fair use doctrine is ambiguous and the cost of losing an infringement case is prohibitively high, “even a risk-neutral actor with a good fair use claim would choose to secure a license rather than take the small risk of incurring a severe penalty”).

  30. For discussion, see infra Section I.B.

  31. Gideon Parchomovsky, Fair Use, Efficiency, and Corrective Justice, 3 Legal Theory 347, 350 (1997) (“The doctrine of fair use originated in the decisions of the English Law and Equity courts.”).

  32. 17 U.S.C. § 107 (2018).

  33. Id.

  34. Id.

  35. Stephen B. Thau, Copyright, Privacy, and Fair Use, 24 Hofstra L. Rev. 179, 189 (1995) (“[T]he Court has emphasized . . . that the fourth factor—the impact on the potential market value of the plaintiff’s work—is to receive the most weight.”).

  36. Samuelson, Unbundling Fair Uses, supra note 1, at 2540–41.

  37. 471 U.S. 539 (1985).

  38. Lawrence Lessig, Remix: Making Art and Commerce Thrive in the Hybrid Economy 102–03 (2008).

  39. See, e.g., Ben Depoorter, Alain Van Hiel & Sven Vanneste, Copyright Backlash, 84 S. Cal. L. Rev. 1251, 1253 (2011) (“Sharing unlicensed copyrighted materials is now a part of teenagers’ everyday lives.”); Madhavi Sunder, IP³, 59 Stan. L. Rev. 257, 263 (2006) (observing that we are living in the “‘Participation Age’ of remix culture, blogs, podcasts, wikis, and peer-to-peer filesharing,” which in turn leads a “new generation [to view] intellectual properties as the raw materials for its own creative acts, blurring the lines that have long separated producers from consumers”); John Tehranian, Infringement Nation: Copyright Reform and the Law/Norm Gap, 2007 Utah L. Rev. 537, 548 (pointing out that digital technology “has enabled unparalleled manipulation and use of creative works by ordinary individuals”).

  40. Google LLC v. Oracle Am., Inc., 141 S. Ct. 1183, 1186 (2021); Oracle Am., Inc. v. Google Inc., 750 F.3d 1339, 1354 (Fed. Cir. 2014) (remanding “for further proceedings on Google’s fair use defense”).

  41. See, e.g., Pamela Samuelson & Clark D. Asay, Saving Software’s Fair Use Future, 31 Harv. J.L. & Tech. 535, 536–37 (2018) (“How the Federal Circuit decides Oracle’s appeal of a jury verdict in favor of Google’s fair use defense will have significant implications for future software copyright fair use cases because Oracle, in effect, calls into question the viability of fair use defenses in all API reuse cases (and perhaps in software cases more generally).”).

  42. Oracle, 141 S. Ct. at 1193.

  43. Id.

  44. Id.

  45. Id. at 1186.

  46. Id. at 1190.

  47. Oracle Am., Inc. v. Google Inc., 750 F.3d 1339, 1347 (Fed. Cir. 2014).

  48. Oracle Am., Inc. v. Google Inc., 872 F. Supp. 2d 974, 979 (N.D. Cal. 2012).

  49. Id. at 996 & n.7 (citing Pamela Samuelson, Why Copyright Law Excludes Systems and Processes from the Scope of Protection, 85 Tex. L. Rev. 1921, 1921 (2007)); id. at 997, 1001–02.

  50. 750 F.3d at 1381.

  51. 750 F.3d 1339, cert. denied, 135 S. Ct. 2887 (2015).

  52. Oracle Am. Inc. v. Google LLC, 886 F.3d 1179, 1185 (Fed. Cir. 2018).

  53. See, e.g., Ieva Giedrimaite, No Allies for Oracle’s Win Against Google, The IPKat (Mar. 25, 2019), https://ipkitten.blogspot.com/2019/03/no-allies-for-oracles-win-against-google.‌html [https://perma.cc/8Q5M-WD2L].

  54. Oracle Am., Inc. v. Google LLC, 886 F.3d 1179, 1211 (Fed. Cir. 2018).

  55. Google LLC v. Oracle Am., Inc., 141 S. Ct. 1183, 1186 (2021).

  56. Id. at 1204.

  57. Google ultimately stopped using the copied code. Android programmers utilizing later versions of the program are therefore shielded from liability to Oracle, despite the limited nature of the fair use defense. Supra note 26.

  58. 886 F.3d at 1186–87.

  59. 510 U.S. 569, 572 (1994).

  60. Suntrust Bank v. Houghton Mifflin Co., 268 F.3d 1257, 1259 (11th Cir. 2001).

  61. Id. at 1277.

  62. See generally Peter Jaszi, Copyright, Fair Use and Motion Pictures, 2007 Utah L. Rev. 715, 717–18 (discussing how documentary filmmaking has contributed to “the increasing reliance of motion picture production on the appropriation of reality . . . giv[ing] rise to tensions that have been expressed in terms of conflicts over copyright”).

  63. Peter Jaszi et al., Evaluating the Benefits of Fair Use: A Response to the PWC Report on the Costs and Benefits of ‘Fair Use’ 3 (Apr. 15, 2016), https://papers.ssrn.com/sol3/‌papers.cfm?abstract_id=2773646 [https://perma.cc/NB6V-J32A].

  64. See, e.g., Carroll, supra note 1, at 1087 (discussing fair use’s lack of clarity); Jason Mazzone, Administering Fair Use, 51 Wm. & Mary L. Rev. 395, 415 (2009) (noting that fair use fails to give sufficient guidance to users).

  65. See, e.g., Yochai Benkler, Siren Songs and Amish Children: Autonomy, Information, and Law, 76 N.Y.U. L. Rev. 23, 59–60 (2001) (“The Supreme Court has held consistently and unanimously that American law explicitly treats intellectual property rights in utilitarian terms . . . .”); William M. Landes & Richard A. Posner, An Economic Analysis of Copyright Law, 18 J. Legal Stud. 325, 326 (1989) (emphasizing that one of copyright law’s central goals is to maintain incentives for individuals to produce creative works); Mark A. Lemley, Ex Ante Versus Ex Post Justifications for Intellectual Property, 71 U. Chi. L. Rev. 129, 129 (2004) (same).

  66. Abraham Bell & Gideon Parchomovsky, Reinventing Copyright and Patent, 113 Mich. L. Rev. 231, 240–41 (2014) (explaining that copyright law incentivizes the creation of original expressive works by conferring a bundle of exclusive rights on authors).

  67. See Diane Leenheer Zimmerman, Copyrights as Incentives: Did We Just Imagine That?, 12 Theoretical Inquiries L. 29, 30 (2011) (“An exclusive right to license or vend the work for a limited time period permits markets for public goods to form.”).

  68. The law and economics literature points to a positive correlation between the number of rightsholders and the level of transaction costs. See generally Abraham Bell & Gideon Parchomovsky, Copyright Trust, 100 Cornell L. Rev. 1015, 1060 (2015) (“Multiparty agreements typically involve higher coordination costs and as the number of parties grows, so does the likelihood of an impasse.”).

  69. See Bill Graham Archives v. Dorling Kindersley Ltd., 448 F.3d 605, 615 (2d Cir. 2006) (concluding that the defendant’s use of the plaintiff’s “copyrighted images in its book Illustrated Trip is fair use”).

  70. It is precisely for this reason that Wendy Gordon listed market failure—including prohibitive transaction costs—as the first prerequisite for recognizing fair use by her lights. See Gordon, Fair Use as Market Failure, supra note 1, at 1614–15, 1627–28.

  71. See generally Thomas J. Miceli, The Economic Approach to Law 216–17 (2004) (justifying eminent domain as a mechanism for overcoming holdouts); Steven Shavell, Foundations of Economic Analysis of Law 124 (2004) (discussing the problem of holdouts in the context of government acquisitions of property); Daniel B. Kelly, Acquiring Land Through Eminent Domain: Justifications, Limitations, and Alternatives, in Research Handbook on the Economics of Property Law 344, 345–49 (Kenneth Ayotte & Henry E. Smith eds., 2011) (same).

  72. Lawrence Lessig, Free Culture: How Big Media Uses Technology and the Law to Lock Down Culture and Control Creativity 187 (2004).

  73. See generally Leval, supra note 1, at 1106 (“Judges do not share a consensus on the meaning of fair use.”).

  74. See, e.g., Dan L. Burk, Muddy Rules for Cyberspace, 21 Cardozo L. Rev. 121, 140 (1999) (“[F]air use appears to be employed in situations of high transaction costs, where a muddy entitlement may be appropriate . . . . The ‘muddy’ four-part balancing standard of fair use allows courts to reallocate what the market cannot.”).

  75. Gideon Parchomovsky & Kevin A. Goldman, Fair Use Harbors, 93 Va. L. Rev. 1483, 1486 (2007) (“The Supreme Court’s decision to favor ex post fairness over ex ante certainty comes at a steep cost for potential users of copyrighted works.”).

  76. See, e.g., John E. Calfee & Richard Craswell, Some Effects of Uncertainty on Compliance with Legal Standards, 70 Va. L. Rev. 965, 995 (1984) (noting that when the “probability [of liability] declines as defendants take more care, then defendants may tend to overcomply”); Richard Craswell & John E. Calfee, Deterrence and Uncertain Legal Standards, 2 J.L. Econ. & Org. 279, 280 (1986) (arguing that overcompliance is a common effect of some types of uncertain rules); A. Mitchell Polinsky & Steven Shavell, Punitive Damages: An Economic Analysis, 111 Harv. L. Rev. 869, 873 (1998) (observing that “if injurers are made to pay more than for the harm they cause, wasteful precautions may be taken . . . and risky but socially beneficial activities may be undesirably curtailed”).

  77. 17 U.S.C. § 504(a)(1) (2018) (stating that a copyright infringer is, by default, liable for any of “the copyright owner’s actual damages and any additional profits of the infringer”).

  78. 17 U.S.C. § 504(c)(2) (2018).

  79. See, e.g., UMG Recordings v. MP3.com, Inc., No. 00-CIV-472, 2000 WL 1262568, at *6 (S.D.N.Y. Sept. 6, 2000) (finding MP3.com liable for approximately $118 million in statutory damages); see also J. Cam Barker, Note, Grossly Excessive Penalties in the Battle Against Illegal File-Sharing: The Troubling Effects of Aggregating Minimum Statutory Damages for Copyright Infringement, 83 Tex. L. Rev. 525, 545–49 (2004) (pointing out the punitive nature of statutory damages in copyright law).

  80. Gibson, supra note 27, at 887–95.

  81. See id.

  82. Supra Part I.

  83. See John G. Sprankling, Understanding Property Law 3–4 (4th ed. 2017) (noting that most people think of property as “things”); Henry E. Smith, Property as the Law of Things, 125 Harv. L. Rev. 1691, 1693–94 (2012); Yun-chien Chang & Henry E. Smith, An Economic Analysis of Civil Versus Common Law Property, 88 Notre Dame L. Rev. 1, 4 (2012); Eric R. Claeys, Property 101: Is Property a Thing or a Bundle?, 32 Seattle U. L. Rev. 617, 618 (2009); Thomas W. Merrill & Henry E. Smith, Property: Principles and Policies 1 (3d ed. 2017). See generally Abraham Bell & Gideon Parchomovsky, A Theory of Property, 90 Cornell L. Rev. 531, 576 (2005) (noting that the “popular imagination” continues to associate the idea of property with things).

  84. Chang & Smith, supra note 81, at 23.

  85. Merrill & Smith, supra note 81, at 982–89. Easements can also be negative. A negative easement entitles the holder to prevent a certain use of the parcel to which the easement applies. Traditionally, the common law recognized only four negative easements: (1) blocking windows, (2) interfering with air flow in a defined channel, (3) removing artificial support for buildings, and (4) interfering with the flow of water in an artificial channel. See Jesse Dukeminier, James E. Krier, Gregory S. Alexander & Michael H. Schill, Property 736 (6th ed. 2006).

  86. John H. Pearson, Easement Defined, in 7 Thompson on Real Property § 60.02 (David A. Thomas ed., 1994) (“[A]n easement is one of several ways in which one may obtain rights in the land of another, for the benefit of one’s own property or for one’s own personal benefit.”).

  87. Merrill & Smith, supra note 81, at 983; Susan F. French, Toward a Modern Law of Servitudes: Reweaving the Ancient Strands, 55 S. Cal. L. Rev. 1261, 1264 (1982).

  88. Pearson, supra note 84, at § 60.07(a) (“The very nature of an easement, and a major point justifying its existence, is to guarantee that an arrangement for the non-possessory use of land survives the transfer of that land into the hands of another.”).

  89. Id.

  90. Indeed, English law originally refused to recognize the validity of easements in gross. French, supra note 85, at 1267–68.

  91.  Property law also recognizes easements in gross. Unlike appurtenant easements, easements in gross do not attach to the land and do not run with the title to it. Rather, they are personal in nature and benefit particular individuals. In our previous example, Beatrice could have made the easement personal to Alice, rendering it an easement in gross. In such a case, the easement would continue to benefit Alice even if she sold her title to Blackacre and moved elsewhere, but it would not automatically benefit Danielle who purchased title to Blackacre from Alice. In the past, easements in gross were considered non-transferrable. This is no longer the case. Under modern property law, even easements in gross are transferable. See Dukeminier et al., supra note 83, at 714–16.

  92. 18 N.E.2d 362, 362–64 (1938).

  93. Merrill & Smith, supra note 81, at 988.

  94. See generally Pearson, supra note 84, at § 60.02(e)(4) (“The conservation easement is a negative easement that prevents the fee owner from making use of the land in ways that would compromise its preservation”); Jeffrey A. Blackie, Note, Conservation Easements and the Doctrine of Changed Conditions, 40 Hastings L.J. 1187, 1193–94 (1989).

  95. See generally Pearson, supra note 84, at § 60.02(a) (noting that an easement “[m]ay involve the right to act upon the land of another”); J.B. Ruhl, The “Background Principles” of Natural Capital and Ecosystems Services—Did Lucas Open Pandora’s Box?, 22 J. Land Use & Env’t L. 525, 534 (2007) (noting that the four types of traditionally recognized negative easements were: “the rights to stop other landowners from (1) blocking one’s windows, (2) interfering with the flow of air in a defined channel, (3) removing artificial support for buildings, and (4) interfering with the flow of water in an artificial channel”).

  96. Merrill & Smith, supra note 81, at 983.

  97. See William B. Stoebuck & Dale A. Whitman, The Law of Property 472, 475 (3d ed. 2000); Merrill & Smith, supra note 81, at 982–83, 986.

  98. Tulk v. Moxhay (1848) 41 Eng. Rep. 1143 (Ch).

  99. Id.

  100. Note, Equitable Restrictions in Land and Tulk v. Moxhay in Virginia, 39 Va. L. Rev. 703 (1953).

  101. See Jonathan D. Ross-Harrington, Property Forms in Tension: Preference Inefficiency, Rent-Seeking, and the Problem of Notice in the Modern Condominium, 28 Yale L. & Pol’y Rev. 187, 192 (2009) (“Condominiums, like all common-interest communities, are distinguished by their complex system of servitudes and the governance structure designed to amend and enforce the applicable covenants.”).

  102. See Abraham Bell & Gideon Parchomovsky, Governing Communities by Auction, 81 U. Chi. L. Rev. 1, 5 (2014) (noting that “[i]n homeowners’ and condominium associations, the servitudes are generally aggregated in a large document called the covenants, conditions, and regulations (CCR)”).

  103. See, e.g., Villa Milano Homeowners Ass’n v. Il Davorge, 102 Cal Rptr. 2d 1, 6 (Cal. Ct. App. 2000) (“[A] major distinction between the typical adhesion contract and CC&R’s is that, once the homeowners have made their purchases, they ordinarily have the collective power to amend the CC&R’s to suit their changing needs. (Civ. Code, § 1355.) This is because the CC&R’s, unlike most contracts, establish a system of governance.”).

  104. See generally Pearson, supra note 84, at § 60 (describing the law of easements).

  105. See J.G. Pease, The Change of the Property in Goods by Sale in Market Overt, 8 Colum. L. Rev. 375, 375 (1908) (“‘Market overt’ means a public market . . . .”).

  106. See Harold R. Weinberg, Markets Overt, Voidable Titles, and Feckless Agents: Judges and Efficiency in the Antebellum Doctrine of Good Faith Purchase, 56 Tul. L. Rev. 1, 3 (1981) (describing the market overt doctrine).

  107. Edward M. Swartz, The Bona Fide Purchaser Revisited: A Comparative Inquiry, 42 B.U. L. Rev. 403, 404 (1962).

  108. See generally Deborah A. DeMott, Artful Good Faith: An Essay on Law, Custom, and Intermediaries in Art Markets, 62 Duke L.J. 607, 609 (2012) (“In the United States, long-standing rules of property and commercial law embody the nemo dat quod non habet principle—no one can give what one does not have—with the consequence that a thief cannot convey good title, not even when stolen property passes through the hands of an intermediary to a good-faith purchaser.”).

  109. See Alan Schwartz & Robert E. Scott, Rethinking the Laws of Good Faith Purchase, 111 Colum. L. Rev. 1332, 1334 (2011).

  110. Shyamkrishna Balganesh, Copyright and Good Faith Purchasers, 104 Cal. L. Rev. 269, 277 (2016) (“The market overt doctrine sought to protect purchasers who bought their goods from sellers in ‘open’ fairs and markets, which formed the principal channel for trade during the time.”); see also Pease, supra note 103, at 375 (describing the common law rule).

  111. See generally Weinberg, supra note 104.

  112. U.C.C. § 2-403(1)–(2) (amended 1988); see also Grant Gilmore, The Good Faith Purchase Idea and the Uniform Commercial Code: Confessions of a Repentant Draftsman, 15 Ga. L. Rev. 605, 616–17 (1981) (discussing § 2-403).

  113. U.C.C. § 2-403(2).

  114. Id. § 2-403(3).

  115. Id. § 2-403(1).

  116. Id.

  117. For discussion see Gilmore, supra note 110, at 608–20. One classic type of voidable title that is clearly part of the common law and the UCC rule is a case where someone acquires defective title through a fraud in inducement such as payment by a bad check. Consider, for instance, the case of Kotis v. Nowlin Jewelry. Nowlin Jewelry, the original owner of a watch, sold it to Sitton for a check that was ultimately dishonored by the bank due to insufficient funds. Before Nowlin Jewelry discovered that the check was bad, Sitton sold the watch to Kotis. When the check was dishonored, Nowlin Jewelry sought to recover the watch on the grounds that Sitton had never acquired good title due to his fraud, and that Kotis, therefore, could not acquire good title from Sitton. Kotis, however, claimed that he had acquired good title to the watch because Sitton’s title, while defective, was “voidable,” and that Kotis therefore acquired good title as a good faith purchaser for value. The court decided that Sitton’s title was voidable and that a good faith purchaser could therefore take good title. The court reasoned that Nowlin Jewelry had intended to sell the watch to Sitton, and was deceived only about the validity of the payment. Sitton had therefore committed a “fraud in the inducement,” which is a type of fraud that leads to the defrauding acquiror obtaining voidable title. Unfortunately for Kotis, the court also determined that Kotis was not a good faith purchaser, and Nowlin Jewelry prevailed notwithstanding Kotis’s victory on the issue of voidable title. Kotis v. Nowlin Jewelry, Inc., 844 S.W.2d 920 (Tex. Ct. App. 1992).

  118. Merrill & Smith, supra note 81, at 895–99.

  119. Jesse Dukeminier, James E. Krier, Gregory S. Alexander, Michael H. Schill & Lior Jacob Strahilevitz, Property 662 (9th ed. 2018) (“[R]ecording acts have the function of protecting purchasers for value and lien creditors against prior unrecorded interests.”).

  120. Id. at 662–63.

  121. Id. at 682–85 (discussing different types of recording acts).

  122. Id.

  123. Id.

  124. E.g., Sun Valley Land & Minerals, Inc. v. Burt, 853 P.2d 607, 613 (Idaho Ct. App. 1993).

  125. M.J. Higgins, The Transfer of Property Under Illegal Transactions, 25 Modern L. Rev. 149, 149 (1969). While the shelter rule provides wide protection for the good faith purchaser, that protection is not prophylactic. One standard exception to the shelter rule is called the “original owner exception.” It provides that “when a good faith purchaser obtains the property from a grantor who had notice of an outstanding interest in the property, the shelter rule does not apply if the property is reconveyed to the grantor.” Strekal v. Espe, 114 P.3d 67, 74 (Colo. App. 2004). To illustrate this, let us return to our prior example in which Celeste conveys Blackacre first to Darlene and then to Elsa, and Elsa acquires good title due to the recording act. If Elsa sells Blackacre to the innocent Francine, Francine will enjoy the benefit of the shelter rule, and she too will be considered the owner of Blackacre with good title. If, however, Elsa sells Blackacre to Celeste, Celeste will not be able to take advantage of the shelter provided by Elsa’s recorded good faith purchase, and she will not be able to reacquire title from Elsa. A second exception to the shelter rule is when the benefiting party from the recording act then conveys to a new purchaser “who is guilty of violating a trust or duty with respect to the property.” Id. at 74.

  126. Sony Corp. of Am. v. Universal City Studios, Inc., 464 U.S. 417 (1984).

  127. Id. at 454–55 (“[H]ome time-shifting is fair use.”).

  128. Universal City Studios v. Sony Corp. of Am., 480 F. Supp. 429, 432–33 (C.D. Cal. 1979).

  129. See Jarosz v. Palmer, 766 N.E.2d 482, 487 n.3 (Mass. 2002) (dividing res judicata law into issue preclusion and claim preclusion).

  130. See Gramatan Home Invs. Corp. v. Lopez, 386 N.E.2d 1328, 1331 (N.Y. 1979) (explaining that issue preclusion is necessary “to conserve judicial resources by discouraging redundant litigation”).

  131. Id.

  132. See, e.g., Lewis A. Grossman, The Story of Parklane: The “Litigation Crisis” and the Efficiency Imperative, in Civil Procedure Stories 387, 390–91 (Kevin M. Clermont ed., 2004).

  133. 122 P.2d 892, 894 (Cal. 1942).

  134. 402 U.S. 313, 313, 350 (1971).

  135. Id. at 347, 350; see also Gideon Parchomovsky & Alex Stein, Intellectual Property Defenses, 113 Colum. L. Rev. 1483, 1512 (2013) (classifying patent invalidation as a general in rem defense).

  136. 439 U.S. 322 (1979).

  137. Id. at 331.

  138. Steven P. Nonkes, Reducing the Unfair Effects of Nonmutual Issue Preclusion Through Damages Limits, 94 Cornell L. Rev. 1459, 1467–68 (2009).

  139. For review, see id. at 1469–75.

  140. For discussion of transaction and litigation costs, see supra Section I.B.

  141. Supra Part I.

  142. For a different proposed approach to follow-on works, as part of a comprehensive approach to copyright improvements, see Mark A. Lemley, The Economics of Improvement in Intellectual Property Law, 75 Tex. L. Rev. 989, 992 (1997).

  143. See infra Section IV.B.

  144. See id.

  145. Statute of Anne, 1710, 8 Ann., C. 19 (Eng.) (establishing what is commonly understood to be the first legal copyright protection).

  146. Copyright Act of 1976, 17 U.S.C. § 302(a).

  147. Avishalom Tor & Dotan Oliar, Incentives to Create Under a “Lifetime-Plus-Years” Copyright Duration: Lessons from a Behavioral Economic Analysis for Eldered v. Ashcroft, 36 Loy. L.A. L. Rev. 437, 437–48 (2002) (discussing the incentive effects of the move to a single fixed term in the 1976 Copyright Act).

  148. See id. at 450 n.39 (surveying the history of copyright protection terms under various copyright acts).

  149. Copyright Act of 1909, 17 U.S.C. § 24 (1970).

  150. Id.

  151. Id.

  152. See 3 Melville B. Nimmer & David Nimmer, Nimmer on Copyright § 9.01 (Matthew Bender ed., 2021) (reviewing the history of the copyright terms).

  153. Id. § 9.05.

  154. Copyright Renewal Act of 1992, Pub. L. No. 102-307, 106 Stat. 264 (1992).

  155. Nimmer & Nimmer, supra note 150, at § 9.05.

  156. See, e.g., G. Ricordi & Co. v. Paramount Pictures, Inc., 189 F.2d 469, 471 (2d Cir. 1951) (holding the renewal right “creates a new estate, and the few cases which have dealt with the subject assert that the new estate is clear of all rights, interests or licenses granted under the original copyright”).

  157. Copyright Act of 1909, 17 U.S.C. § 24 (1970).

  158. See Seymour M. Bricker, Renewal and Extension of Copyright, 29 S. Cal. L. Rev. 23, 24 (1955) (outlining the history of copyright renewal and ownership rights in the common law).

  159. Fred Fisher Music Co. v. M. Witmark & Sons, 318 U.S. 643, 659 (1943).

  160. Id.

  161. See, e.g., De Sylva v. Ballentine, 351 U.S. 570, 573 (1956) (“The statute is hardly unambiguous, however, and presents problems of interpretation not solved by literal application of words as they are ‘normally’ used.”).

  162. Copyright Act of 1909, 17 U.S.C. § 24 (1970).

  163. See Jeffrey M. Lowy, When Does the Renewal Term Vest: Before and After the Copyright Renewal Act of 1992, 13 Loy. L.A. Ent. L. Rev. 437, 438–40 (1993).

  164. 551 F.2d 484 (2d Cir. 1977).

  165. Id. at 486.

  166. Id.

  167. Id.

  168. Id.

  169. Id.

  170. Id. at 487.

  171. Id. at 492–94.

  172. Id.

  173. Nimmer & Nimmer, supra note 150, at § 3.07.

  174. 495 U.S. 207 (1990).

  175. Id. at 211–12.

  176. Id. at 212.

  177. Id.

  178. Id.

  179. Id.

  180. Id.

  181. Id. at 212–14.

  182. Id. at 223–24.

  183. Id. at 228.

  184.  Copyright Renewal Act of 1992, Pub. L. No. 102-307, 106 Stat. 264 (codified as amended 17 U.S.C. § 102(a)(4)(A)).

  185. 17 U.S.C. § 304(a)(4)(A).

  186. See Lowy, supra note 161, at 468–69 (“The main purpose of the Copyright Renewal Act of 1992 is to provide a system of automatic renewal of copyrights.”).

  187. Id.

  188. Id. at 473.

  189. Copyright Act of 1976, 17 U.S.C. § 302(a).

  190. Lowy, supra note 161, at 471–72.

  191. 17 U.S.C. § 203(a).

  192. Id. §§ 203(a), 304(c)–(d).

  193. See, e.g., Kristelia A. García and Justin McCrary, A Reconsideration of Copyright’s Term, 71 Ala. L. Rev. 351 (2019) (noting that “[l]ike termination rights, rights reversion gives the creator a second bite of the apple by reversing an artist’s original transfer of copyright ownership, thereby transferring ownership over a work’s copyright back from an intermediary to the original artist”).

  194. Lydia Pallas Loren, Renegotiating the Copyright Deal in the Shadow of the “Inalienable” Right to Terminate, 62 Fla. L. Rev. 1329, at 1345–46 (2010).

  195. See Nimmer & Nimmer, supra note 150, at § 11.02[A][3].

  196. Sonny Bono Copyright Term Extension Act, Pub. L. No 105-298, 112 Stat. 2827 (1998).

  197. Cf. Marvel Characters, Inc. v. Kirby, 726 F.3d 119, 124 (2d Cir. 2013) (concerning attempted termination by the children of comic book artist Jack Kirby of transfer to Marvel of rights in characters such as Spider-Man, the Fantastic Four, and the X-Men); Siegel v. Warner Bros. Ent. Inc., 542 F. Supp. 2d 1098, 1114 (C.D. Cal. 2008) (concerning attempted termination by Superman creators Jerry Siegel and Joe Shuster of transfer of rights to Superman).

  198. Copyright Act of 1976, 17 U.S.C. § 304(c)(6)(A).

  199. Pub. L. No. 100-568, 102 Stat. 2853 (1988).

  200. Pub. L. No. 103-465, 108 Stat. 4976 (1994).

  201. Tung Yin, Reviving Fallen Copyrights: A Constitutional Analysis of Section 514 of the Uruguay Round Agreements Act of 1994, 17 Loy. L.A. Ent. L.J. 383, 384 (1997).

  202. See Nimmer & Nimmer, supra note 150, at § 9A.04[A][1][a].

  203. Id. §§ 7.02–7.03.

  204. Copyright Act of 1976, 17 U.S.C. § 104A.

  205. Id.

  206. Id. § 104A(d)(3)(A) (“[A] reliance party may continue to exploit that derivative work for the duration of the restored copyright if the reliance party pays to the owner of the restored copyright reasonable compensation for conduct which would be subject to a remedy for infringement . . . .”).

  207. Id. § 104A(d)(2)(B) (outlining a twelve-month grace period for reliance parties beginning on the date notice is given of intent to restore a copyright).

  208. Id.

  209. Copyright Act of 1976, 17 U.S.C. § 104A(d)(2)(B).

  210. Id. § 104A(d)(3).

  211. Id.

Interpreting Injunctions

Injunctions are powerful remedies. They can force a person to act or refrain from acting, dictate policies that the government must adopt, or even refashion public institutions. Violations of an injunction can result in contempt.

Despite the importance of injunctions, courts have applied an astonishingly wide range of contradictory approaches to interpreting them. They have likewise disagreed over whether appellate courts should defer to trial courts’ interpretations or instead review those interpretations de novo. Virtually no scholarship has been written on these topics.

This Article proposes that courts apply a modified textualist approach to injunctions. Under this scheme, courts would generally interpret injunctions according to the ordinary meaning of their language. When a provision in an injunction quotes or incorporates by reference an extrinsic legal authority, such as a statute or contract, however, courts would interpret that provision according to the methodology they would ordinarily apply to that extrinsic authority. This proposed approach ensures that injunctions provide regulated parties with adequate notice of the conduct proscribed, curtails judicial abuses of power, and aligns tightly with the procedural rules that govern injunctions in both federal and state courts.

This Article further proposes that appellate courts review trial courts’ interpretations of injunctions de novo. Independent appellate review naturally aligns with the textualist goal of implementing the best reading of an injunction, promotes principles of notice, and prevents government overreach.

Introduction

Injunctions are one of the most powerful remedies in the law.1.F.W. Maitland, Equity 254 (A.H. Chaytor & W.J. Whittaker eds., 1929).Show More They dictate behavior; parties who disobey injunctions face the prospect of contempt.2.Int’l Union, United Mine Workers of Am. v. Bagwell, 512 U.S. 821, 826–27 (1994) (discussing the distinction between criminal and civil contempt); see alsoJoseph Moskovitz, Contempt of Injunctions, Civil and Criminal, 43 Colum. L. Rev. 780, 780–81 (1943) (explaining that the “distinction” between civil and criminal contempt “is made decisive in such vital matters as parties, procedure, evidence, judgments, and review”).Show More Over the past century, injunctions have grown only more powerful, evolving into new forms such as structural injunctions3.SeeOwen M. Fiss, The Civil Rights Injunction 4–5 (1978).Show More and nationwide injunctions.4.SeeMichael T. Morley, Disaggregating the History of Nationwide Injunctions: A Response to Professor Sohoni, 72 Ala. L. Rev. 239 (2020) (explaining how nationwide defendant-oriented injunctions are a relatively recent phenomenon); see alsoSamuel L. Bray, Multiple Chancellors: Reforming the National Injunction, 131 Harv. L. Rev. 417, 440 (2017) (tracing the rise of nationwide injunctions in the 1960s).Show More For these reasons, ascertaining the precise meaning of an injunction is critically important. Parties need to know what conduct an injunction requires or prohibits, and courts must be able to determine whether an injunction has been violated.

There is significant inconsistency, however, in how courts interpret injunctions. Courts at every level have employed a wide range of methods, including textualism, purposivism, intentionalism, and pragmatism. These different theories can easily lead to inconsistent interpretations of identical injunctions. The lack of a uniform approach to interpreting injunctions has also contributed to disagreement among appellate courts as to whether to defer to trial courts’ interpretations of such orders. Some appellate courts review trial courts’ interpretations of injunctions de novo, while others apply more deferential standards of review.5.Compare Abbott Labs. v. TorPharm, Inc., 503 F.3d 1372, 1382 (Fed. Cir. 2007) (“[I]nterpretation of the terms of an injunction is a question of law we review de novo.”), with In re Managed Care, 756 F.3d 1222, 1234 (11th Cir. 2014) (concluding that a court should give “great deference” to a judge’s interpretation of an injunction that he entered).Show More Deference makes more sense under some interpretive regimes than others.

One reason for this disarray is that theories of interpretation for injunctions are surprisingly underdeveloped. In contrast to the extensive bodies of work that discuss various approaches to interpreting the Constitution,6.See, e.g., Jack M. Balkin, Living Originalism (2011); Keith E. Whittington, Constitutional Construction: Divided Power and Constitutional Meaning (1999); Raoul Berger, Government by Judiciary: The Transformation of the Fourteenth Amendment (1997); Robert H. Bork, The Tempting of America: The Political Seduction of the Law (1990).Show More statutes,7.See, e.g., Antonin Scalia, A Matter of Interpretation (2d ed. 2018); William N. Eskridge, Jr., Interpreting Law: A Primer on How to Read Statutes and the Constitution (2016); Robert A. Katzmann, Judging Statutes (2014).Show More regulations,8.See, e.g., Cass R. Sunstein, Chevron as Law, 107 Geo. L.J. 1613 (2019); Kevin M. Stack, Interpreting Regulations, 111 Mich. L. Rev. 355 (2012).Show More contracts,9.See, e.g., Omri Ben-Shahar & Lior Jacob Strahilevitz, Interpreting Contracts via Surveys and Experiments, 92 N.Y.U. L. Rev. 1753 (2017); Richard A. Posner, The Law and Economics of Contract Interpretation, 83 Tex. L. Rev. 1581 (2005).Show More and wills,10 10.See, e.g., Kent Greenawalt, A Pluralist Approach to Interpretation: Wills and Contracts, 42 San Diego L. Rev. 533, 534 (2005); Joseph Warren, Interpretation of Wills—Recent Developments, 49 Harv. L. Rev. 689 (1936).Show More virtually nothing has been written about the proper method for interpreting injunctions.11 11.No article specifically focuses on the unique interpretive concerns that injunctions raise. Professor Timothy Jost analyzed some of those issues in his work on modifying injunctions. SeeTimothy Stoltzfus Jost, From Swift to Stotts and Beyond: Modification of Injunctions in the Federal Courts, 64 Tex. L. Rev. 1101, 1104–05 (1986). Other pieces have briefly touched on the topic as it arises in particular contexts, such as abstention, see Matthew D. Staver, The Abstention Doctrines: Balancing Comity with Federal Court Intervention, 28 Seton Hall L. Rev. 1102, 1137–38 (1998), and anti-gang injunctions, see Beth Caldwell, Criminalizing Day-to-Day Life: A Socio-Legal Critique of Gang Injunctions, 37 Am. J. Crim. L. 241, 280–81 (2010).Show More Injunctions present several considerations that do not arise with regard to other legal instruments. For example, unlike statutes that typically apply to groups of people or entities, or even the general public, injunctions operate as targeted laws, imposing coercive legal obligations on particular named parties and their associates. Moreover, in contrast to virtually every other type of legal document, an injunction is typically interpreted by the same person—the trial judge—who entered the injunction in the first place.12 12.See, e.g., Steven Seidenberg, Fast-Forward: Federal Circuit Makes It Easier to Enforce Injunctions in Patent Cases, 17 ABA J. 16, 16 (Aug. 2011) (“[A] contempt proceeding is usually heard by the same judge who issued the injunction . . . .”).Show More

At first glance, these considerations do not uniformly point toward a single theory of interpretation. For example, on the one hand, one might support a purposivist approach to interpretation because injunctions are typically both drafted and interpreted by the same court. An injunction’s author is in the best position to know the goals she was trying to accomplish and the most effective ways to promote them. On the other hand, because injunctions are targeted at particular individuals, a textualist approach would limit abusive enforcement by constraining the court’s ability to impose sanctions.

This Article recommends two main principles to guide the interpretation of injunctions. First, it proposes that courts adopt a modified textualist approach to interpreting injunctions. Under this proposal, a court would construe most provisions within an injunction according to the ordinary meaning of their language.13 13.For seminal discussions of textualism in statutory interpretation, see John F. Manning, Textualism and the Equity of the Statute, 101 Colum. L. Rev. 1 (2001) [hereinafter Manning, Equity], and John F. Manning, Textualism and Legislative Intent, 91 Va. L. Rev. 419 (2005) [hereinafter Manning, Textualism].Show More A textualist approach ensures adequate notice to individuals subject to the injunction; reduces opportunities for judicial abuse of the contempt power; and is most consistent with both Federal Rule of Civil Procedure 65(d), which requires an injunction to “state its terms specifically,”14 14.Fed. R. Civ. P. 65(d)(1)(B).Show More as well as its state analogues. Although a textualist approach presents the risk that individuals might try to circumvent injunctions by skirting the bounds of the prohibited conduct, courts can address this problem by modifying injunctions when necessary to prohibit such actions. This proposal reduces the risk of arbitrary or vindictive enforcement while still providing courts with flexibility to tailor injunctions over time to address unforeseen problems.15 15.In making this textualist proposal, we do not seek to engage with objections to the entire endeavor of textualism, such as whether the ordinary meaning of language can be derived without considering purpose driving that language. See, e.g., Richard A. Posner, The Problems of Jurisprudence 22–69 (1990); Richard H. Fallon, Jr., The Statutory Interpretation Muddle, 114 Nw. U. L. Rev. 269, 279 (2019); William N. Eskridge, Jr. & Philip P. Frickey, Statutory Interpretation as Practical Reasoning, 42 Stan. L. Rev. 321, 340–45 (1990). Instead, we rely on the work of the many others who have established that it is generally possible to determine the “ordinary meaning” of language independent of the lawmaker’s intent or purpose. See, e.g., John F. Manning, What Divides Textualists from Purposivists?, 106 Colum. L. Rev. 70, 79 (2006) (arguing that ordinary meaning can be derived by reading text through the lens of a “community’s shared conventions”); Jeremy Waldron, Legislators’ Intentions and Unintentional Legislation, in Law and Interpretation 329, 339 (Andrei Marmor ed., 1995) (arguing that shared conventions inform the meaning of language).Show More

We call the proposal “modified” textualism because we recognize an exception under which courts should depart from a pure textualist approach. Injunctions often draw on other legal authorities, such as statutes or contracts, that courts may interpret using approaches other than textualism. This Article proposes that a court should construe provisions within an injunction that quote or incorporate by reference an extrinsic legal authority according to the interpretive theory it would ordinarily apply to that type of authority. In contrast, when a provision restates or paraphrases an extrinsic legal authority in the issuing court’s own language—and especially when the provision imposes prophylactic protections that go beyond the requirements imposed by that extrinsic authority—the court should apply a textualist interpretation. Although this approach loses some of the benefits of notice and constraint provided by textualism, it maintains consistency and coherence in the interpretation of those other legal authorities.16 16.In other contexts, courts will sometimes apply special treatment to a legal provision that quotes an extrinsic legal authority. For example, courts generally apply Auer deference to agencies’ interpretations of their own regulations, except for regulations that merely reiterate statutory provisions. SeeGonzales v. Oregon, 546 U.S. 243, 256–57 (2006) (stating that deference under Auer v. Robbins, 519 U.S. 452 (1997), does not extend to agency rules that merely quote statutes).Show More

Furthermore, although courts should apply a modified textualist approach in determining what an injunction means, non-textualist considerations should still play an important role in determining the proper remedy for violations. Not all violations of injunctions require contempt. A court has broad discretion to decline to hold a violator in contempt, for example, where that person’s conduct was only a technical violation of the injunction or did not undermine the injunction’s purpose. A court may likewise refuse to impose contempt sanctions when they would be against the public interest. Permitting courts to consider purposivist factors at the remedy phase would preserve a textualist approach to interpreting the terms of the injunction itself while capturing some of the benefits of non-textualist methods of interpretation.

Second, this Article argues that appellate courts should not defer to trial courts’ interpretations of injunctions. Plenary review naturally aligns with the textualist premise that an injunction’s text has a single, best legal meaning. De novo review also tends to ensure notice to the regulated parties by limiting the ability of an injunction’s author to enforce her unexpressed intentions or underlying purposes. And it prevents judicial abuses more effectively than deferential review by creating a greater degree of oversight.

Moreover, the standard justifications for appellate deference do not warrant a more limited standard of review for trial judges’ interpretations of injunctions.17 17.See Paul Horwitz, Three Faces of Deference, 83 Notre Dame L. Rev. 1061, 1078 (2008) (identifying the two broad categories of justifications for deference: legal authority and epistemic authority).Show More Legislatures have not passed sweeping laws that either grant trial courts unique judicial authority over the interpretation of injunctions or require appellate courts to defer to them. Furthermore, trial courts do not have special expertise in determining the ordinary meaning of language; an appellate court is just as capable as a trial court of resolving such issues. Indeed, the characteristics that would make a trial judge an expert on an injunction’s meaning—being the judge who presided over the proceedings that led to the injunction and originally entered it—are precisely the same factors that create the greatest risk of abuse and accordingly counsel against deference.

Part I of this Article begins by explaining the fundamentals of injunctions, describing how they are entered and enforced. It then examines the wide range of interpretive methods courts have used to interpret them.

Part II begins building the case for a modified textualist approach to interpreting injunctions. It explains that textualism better promotes the values of providing notice and constraining government action than other methods of interpretation. It goes on to show that textualism also aligns well with the Federal Rules of Civil Procedure and analogous state provisions that require courts to clearly specify the terms of injunctions. This Part then addresses three major objections to a textualist approach. One is the practical argument that textualism makes it easier for parties to circumvent injunctions. Another is the prudential objection that a textualist approach may lead judges to enter unnecessarily broad injunctions to avoid such circumvention. Finally, this Part considers the philosophical argument that textualism is inapt because the “law” created by the injunction is really the intent of the drafter, and the terms of the injunction are merely evidence of that intent.

Part III more fully explores the contours of our proposal. It begins by suggesting that, although courts generally should interpret injunctions based on textualist principles, they should construe provisions in an injunction that quote or incorporate extrinsic legal authorities according to the interpretive methodologies the court would apply to those authorities in other contexts. This Part goes on to show why this modified textualist approach is appropriate not only for permanent injunctions, but for all other types of injunctions—including temporary restraining orders, preliminary injunctions, and consent decrees—as well. Finally, this Part recognizes that, although courts should adopt modified textualism to interpret injunctions, they still may consider non-textual factors in exercising their discretion as to whether to hold violators in contempt. This approach provides clarity about the meaning of an injunction, while mitigating some of the potential harshness of textualism by permitting courts to opt against punishing all violations of the text.

Part IV turns from the question of how to interpret injunctions to the issue of who should have power to ultimately determine their meaning. Building on the arguments developed in earlier Parts, it argues that appellate courts should determine the meaning of injunctions de novo, rather than mechanically adopting or deferentially reviewing trial courts’ interpretations.

  1. * Judge John J. Parker Distinguished Professor of Law and Associate Dean, University of North Carolina School of Law.
  2. ** Associate Professor, Florida State University (FSU) College of Law. The authors are grateful for helpful feedback and suggestions from Sam Bray, Richard Fallon, Carissa Hessick, Doug Laycock, Leigh Osofksy, and Caprice Roberts, as well as the participants at the Notre Dame Law School Remedies Roundtable and 2018 Southeastern Association of Law Schools Remedies Discussion Group.
  3. F.W. Maitland, Equity 254 (A.H. Chaytor & W.J. Whittaker eds., 1929).
  4. Int’l Union, United Mine Workers of Am. v. Bagwell, 512 U.S. 821, 826–27 (1994) (discussing the distinction between criminal and civil contempt); see also Joseph Moskovitz, Contempt of Injunctions, Civil and Criminal, 43 Colum. L. Rev. 780, 780–81 (1943) (explaining that the “distinction” between civil and criminal contempt “is made decisive in such vital matters as parties, procedure, evidence, judgments, and review”).
  5. See Owen M. Fiss, The Civil Rights Injunction 4–5 (1978).
  6. See Michael T. Morley, Disaggregating the History of Nationwide Injunctions: A Response to Professor Sohoni, 72 Ala. L. Rev. 239 (2020) (explaining how nationwide defendant-oriented injunctions are a relatively recent phenomenon); see also Samuel L. Bray, Multiple Chancellors: Reforming the National Injunction, 131 Harv. L. Rev. 417, 440 (2017) (tracing the rise of nationwide injunctions in the 1960s).
  7. Compare Abbott Labs. v. TorPharm, Inc., 503 F.3d 1372, 1382 (Fed. Cir. 2007) (“[I]nterpretation of the terms of an injunction is a question of law we review de novo.”), with In re Managed Care, 756 F.3d 1222, 1234 (11th Cir. 2014) (concluding that a court should give “great deference” to a judge’s interpretation of an injunction that he entered).
  8. See, e.g., Jack M. Balkin, Living Originalism (2011); Keith E. Whittington, Constitutional Construction: Divided Power and Constitutional Meaning (1999); Raoul Berger, Government by Judiciary: The Transformation of the Fourteenth Amendment (1997); Robert H. Bork, The Tempting of America: The Political Seduction of the Law (1990).
  9. See, e.g., Antonin Scalia, A Matter of Interpretation (2d ed. 2018); William N. Eskridge, Jr., Interpreting Law: A Primer on How to Read Statutes and the Constitution (2016); Robert A. Katzmann, Judging Statutes (2014).
  10. See, e.g., Cass R. Sunstein, Chevron as Law, 107 Geo. L.J. 1613 (2019); Kevin M. Stack, Interpreting Regulations, 111 Mich. L. Rev. 355 (2012).
  11. See, e.g., Omri Ben-Shahar & Lior Jacob Strahilevitz, Interpreting Contracts via Surveys and Experiments, 92 N.Y.U. L. Rev. 1753 (2017); Richard A. Posner, The Law and Economics of Contract Interpretation, 83 Tex. L. Rev. 1581 (2005).
  12. See, e.g., Kent Greenawalt, A Pluralist Approach to Interpretation: Wills and Contracts, 42 San Diego L. Rev. 533, 534 (2005); Joseph Warren, Interpretation of Wills—Recent Developments, 49 Harv. L. Rev. 689 (1936).
  13. No article specifically focuses on the unique interpretive concerns that injunctions raise. Professor Timothy Jost analyzed some of those issues in his work on modifying injunctions. See Timothy Stoltzfus Jost, From Swift to Stotts and Beyond: Modification of Injunctions in the Federal Courts, 64 Tex. L. Rev. 1101, 1104–05 (1986). Other pieces have briefly touched on the topic as it arises in particular contexts, such as abstention, see Matthew D. Staver, The Abstention Doctrines: Balancing Comity with Federal Court Intervention, 28 Seton Hall L. Rev. 1102, 1137–38 (1998), and anti-gang injunctions, see Beth Caldwell, Criminalizing Day-to-Day Life: A Socio-Legal Critique of Gang Injunctions, 37 Am. J. Crim. L. 241, 280–81 (2010).
  14. See, e.g., Steven Seidenberg, Fast-Forward: Federal Circuit Makes It Easier to Enforce Injunctions in Patent Cases, 17 ABA J. 16, 16 (Aug. 2011) (“[A] contempt proceeding is usually heard by the same judge who issued the injunction . . . .”).
  15. For seminal discussions of textualism in statutory interpretation, see John F. Manning, Textualism and the Equity of the Statute, 101 Colum. L. Rev. 1 (2001) [hereinafter Manning, Equity], and John F. Manning, Textualism and Legislative Intent, 91 Va. L. Rev. 419 (2005) [hereinafter Manning, Textualism].
  16. Fed. R. Civ. P. 65(d)(1)(B).
  17. In making this textualist proposal, we do not seek to engage with objections to the entire endeavor of textualism, such as whether the ordinary meaning of language can be derived without considering purpose driving that language. See, e.g., Richard A. Posner, The Problems of Jurisprudence 22–69 (1990); Richard H. Fallon, Jr., The Statutory Interpretation Muddle, 114 Nw. U. L. Rev. 269, 279 (2019); William N. Eskridge, Jr. & Philip P. Frickey, Statutory Interpretation as Practical Reasoning, 42 Stan. L. Rev. 321, 340–45 (1990). Instead, we rely on the work of the many others who have established that it is generally possible to determine the “ordinary meaning” of language independent of the lawmaker’s intent or purpose. See, e.g., John F. Manning, What Divides Textualists from Purposivists?, 106 Colum. L. Rev. 70, 79 (2006) (arguing that ordinary meaning can be derived by reading text through the lens of a “community’s shared conventions”); Jeremy Waldron, Legislators’ Intentions and Unintentional Legislation, in Law and Interpretation 329, 339 (Andrei Marmor ed., 1995) (arguing that shared conventions inform the meaning of language).
  18. In other contexts, courts will sometimes apply special treatment to a legal provision that quotes an extrinsic legal authority. For example, courts generally apply Auer deference to agencies’ interpretations of their own regulations, except for regulations that merely reiterate statutory provisions. See Gonzales v. Oregon, 546 U.S. 243, 256–57 (2006) (stating that deference under Auer v. Robbins, 519 U.S. 452 (1997), does not extend to agency rules that merely quote statutes).
  19. See Paul Horwitz, Three Faces of Deference, 83 Notre Dame L. Rev. 1061, 1078 (2008) (identifying the two broad categories of justifications for deference: legal authority and epistemic authority).
  20. Injunction, Black’s Law Dictionary 520 (10th ed. 2014); 43A C.J.S. Injunctions § 1 (2004) (“An injunction is a judicial order requiring a person to do or refrain from doing certain acts.”).
  21. The heart of the ongoing debate over nationwide injunctions—more properly called “defendant-oriented injunctions”—concerns whether a court must tailor an injunction to protect only the rights of the plaintiffs before it, or instead may expand the order to protect the rights of third-party non-litigants as well. See Michael T. Morley, Disaggregating Nationwide Injunctions, 71 Ala. L. Rev. 1, 28–29 (2019).
  22. See, e.g., Nw. Indian Cemetery Protective Ass’n v. Peterson, 565 F. Supp. 586, 606 (N.D. Cal. 1983) (after a trial, permanently enjoining road construction in portions of a national forest), aff’d in part, vacated in part 764 F.2d 581 (9th Cir. 1985), rev’d sub nom. Lyng v. Nw. Indian Cemetery Protective Ass’n, 485 U.S. 439 (1988).
  23. See Winter v. Nat. Res. Def. Council, 555 U.S. 7, 22 (2008) (“Our frequently reiterated standard requires plaintiffs seeking preliminary relief to demonstrate that irreparable injury is likely in the absence of an injunction.”).
  24. Univ. of Tex. v. Camenisch, 451 U.S. 390, 395 (1981) (“The purpose of a preliminary injunction is merely to preserve the relative positions of the parties until a trial on the merits can be held.”); accord Benisek v. Lamone, 138 S. Ct. 1942, 1945 (2018) (per curiam); see Kevin J. Lynch, The Lock-In Effect of Preliminary Injunctions, 66 Fla. L. Rev. 779, 817 (2014) (“When a preliminary injunction is granted, it merely preserves the status quo long enough for a decision to be reached on the merits . . . .”); Morton Denlow, The Motion for a Preliminary Injunction: Time for a Uniform Federal Standard, 22 Rev. Litig. 495, 507 (2003) (“Generally there are three purposes for granting a preliminary injunction: (1) maintaining the status quo, (2) preserving the court’s ability to render a meaningful decision, and (3) minimizing the risk of error.”).
  25. Fed. R. Civ. P. 65(a)(1).
  26. See, e.g., Fed. R. Civ. P. 65(b)(1) (authorizing TROs “without . . . notice to the adverse party” if the movant establishes that “immediate and irreparable injury, loss, or damage will result to the movant before the adverse party can be heard”).
  27. Local No. 93, Int’l Ass’n of Firefighters v. City of Cleveland, 478 U.S. 501, 522 (1986) (explaining that a consent decree draws its force from “the agreement of the parties, rather than the force of the law upon which the complaint was originally based”).
  28. eBay, Inc. v. MercExchange, L.L.C., 547 U.S. 388, 391 (2006). These standards are only presumptive; Congress may change or eliminate them for a particular federal cause of action through clear statutory language. See Michael T. Morley, Enforcing Equality: Statutory Injunctions, Equitable Balancing Under eBay, and the Civil Rights Act of 1964, 2014 U. Chi. Legal F. 177, 190–94 [hereinafter Morley, Enforcing Equality]. Many states have similar standards for granting injunctions, see 43A C.J.S. Injunctions, supra note 18, § 42 (listing various states imposing similar requirements), although state courts may interpret and apply them differently than federal courts, see Michael T. Morley, Beyond the Elements: Erie and the Standards for Preliminary and Permanent Injunctions, 52 Akron L. Rev. 457, 465–68 (2018) [hereinafter Morley, Beyond the Elements].
  29. See Amoco Prod. Co. v. Village of Gambell, 480 U.S. 531, 546 n.12 (1987) (noting the close relationship between the standards for preliminary and permanent injunctive relief); see also 42 Am. Jur. 2d Injunctions § 8, Westlaw (database updated 2021). To obtain a preliminary injunction, a party must show that he is “likely to succeed on the merits, that he is likely to suffer irreparable harm in the absence of preliminary relief, that the balance of equities tips in his favor, and that an injunction is in the public interest.” Winter v. Nat. Res. Def. Council, 555 U.S. 7, 20 (2008). The only differences between this standard and the requirements for permanent relief are that the plaintiff must show only a likelihood of success on the merits rather than actual success, and the court need not separately consider whether an adequate remedy at law exists. Id. The requirements for obtaining a TRO and a preliminary injunction are the same, except the plaintiff seeking a TRO must also demonstrate that circumstances made it impracticable or impossible to notify opposing counsel. See Fed. R. Civ. P. 65(b)(1); S. Cagle Juhan & Greg Rustico, Jurisdiction and Judicial Self-Defense, 165 U. Pa. L. Rev. Online 123, 126 (2017) (“[W]hen considering motions seeking TROs, courts use the same factors as for PIs . . . .”).
  30. See Winter, 555 U.S. at 32 (“An injunction is a matter of equitable discretion.”); Abbott Labs. v. Gardner, 387 U.S. 136, 148 (1967) (“[I]njunctive and declaratory judgment remedies are discretionary . . . .”). Because trial courts have such broad discretion concerning injunctions, appellate courts typically review both the decision to enter such orders, as well as their scope, only for abuse of discretion. United States v. E.I. du Pont de Nemours & Co., 366 U.S. 316, 323 (1961). Nevertheless, on some occasions, appellate courts have engaged in detailed line-by-line parsing of lengthy injunctions, adjusting them as required to ensure their validity, see, e.g., Hartford-Empire Co. v. United States, 323 U.S. 386, 410–35 (1945).
  31. In Local No. 93, 478 U.S. at 525–26, the U.S. Supreme Court held that a federal court may enter a consent decree if it has jurisdiction over the case, the decree “come[s] within the general scope of the case made by the pleadings,” it “further[s] the objectives of the law upon which the complaint was based,” and it does not affirmatively require “unlawful” action.
  32. Ethyl Gasoline Corp. v. United States, 309 U.S. 436, 461 (1940); accord FTC v. Nat’l Lead Co., 352 U.S. 419, 430 (1957) (“[T]he Court is obliged not only to suppress the unlawful practice but to take such reasonable action as is calculated to preclude the revival of the illegal practices.”); see also Tracy A. Thomas, The Prophylactic Remedy: Normative Principles and Definitional Parameters of Broad Injunctive Relief, 52 Buff. L. Rev. 301, 314 (2004) (“[T]here are two definitive attributes of the prophylactic remedy: it is (1) injunctive relief with a preventive goal, (2) that imposes specific measures reaching affiliated legal conduct that contributes to the primary harm.”).
  33. Such broader relief is especially appropriate when the defendant has engaged in knowing and intentional wrongdoing. United States v. U.S. Gypsum Co., 340 U.S. 76, 89–90 (1950) (holding that people who willfully violate the law “call for repression by sterner measures than where the steps could reasonably have been thought permissible”).
  34. Courts may also use injunctions to “cure the ill effects of the illegal conduct” by prohibiting the defendants from profiting from, or enjoying other benefits of, their past illegal activities. Id. at 88–89. For example, an injunction may cancel a contract executed as the result of a price-fixing conspiracy, even though the parties might have entered into the same contract without violating antitrust laws. See United States v. Bausch & Lomb Optical Co., 321 U.S. 707, 724 (1944).
  35. Swift & Co. v. United States, 196 U.S. 375, 396 (1905); see NLRB v. Express Publ’g Co., 312 U.S. 426, 435–36 (1941) (“[T]he mere fact that a court has found that a defendant has committed an act in violation of a statute does not justify an injunction broadly to obey the statute,” when that statute prohibits conduct “unlike and unrelated to that with which he was originally charged.”). That said, some precedent suggests that when the Government wins an injunction against violations of federal statutes, it should get the benefit of the doubt about the proper scope of the order to ensure the law is adequately enforced. Local 167, Int’l Brotherhood of Teamsters v. United States, 291 U.S. 293, 299 (1934) (“In framing [the injunction’s] provisions doubts should be resolved in favor of the Government and against the conspirators.”); accord Hartford-Empire, 323 U.S. at 409 (suggesting that a court may “resolve all doubts in favor of the Government” in framing injunctions).
  36. Fed. R. Civ. P. 65(d)(1)(A). Forty-four states have promulgated provisions comparable to Federal Rule 65. See Ala. R. Civ. P. 65; Alaska R. Civ. P. 65; Ariz. R. Civ. P. 65; Ark. R. Civ. P. 65; Cal. Code Civ. Proc. § 65; Colo. R. Civ. P. 65; Conn. Gen. Stat. Ann. § 53a-206; Del. Ch. Ct. R. 65; Fla. R. Civ. P. 1.610; Ga. Code Ann. § 9-11-65; Haw. R. Civ. P. 65; Idaho R. Civ. P. 65; 735 Ill. Comp. Stat. Ann. 5/11-101; Ind. R. Trial P. 65; Kan. Stat. Ann. § 60-906; Ky. R. Civ. P. 65.02; La. Code Civ. Proc. Ann. art. 3605; Me. R. Civ. P. 65; Md. R. 15-502; Mass. R. Civ. P. 65; Minn. R. Civ. P. 65.04; Miss. R. Civ. P. 65; Mo. Sup. Ct. R. 92.02; Mont. Code Ann. § 27-19-105; Neb. Rev. Stat. Ann. § 25-1064.01; Nev. R. Civ. P. 65; N.H. Sup. Ct. R. 48; N.J. Ct. R. 4:52-4; N.C. R. Civ. P. 65; N.D. R. Civ. P. 65; Ohio R. Civ. P. 65; Okla. Stat. tit. xii, § 12-1386; Or. R. Civ. P. 79; R.I. Super. Ct. R. Civ. P. 65; S.C. R. Civ. P. 65; S.D. Codified Laws § 15-6-65(d); Tenn. R. Civ. P. 65.02; Tex. R. Civ. P. 683; Utah R. Civ. P. 65A; Vt. R. Civ. P. 65; Wash. Super. Ct. Civ. R. 65; W. Va. R. Civ. P. 65; Wyo. R. Civ. P. 65. Of the other six states, five—Iowa, New York, Pennsylvania, Virginia, and Wisconsin—have adopted similar requirements by common law. 205 Corp. v. Brandow, 517 N.W.2d 548, 552 (Iowa 1994); Jacquin v. Pennick, 49 A.2d 769, 772 (Pa. Commw. Ct. 1982); Rollins v. Commonwealth, 177 S.E.2d 639, 642 (Va. 1970); Dalton v. Meister, 267 N.W.2d 326, 330 (Wis. 1978); see also 67A N.Y. Jur. 2d Injunctions § 167 (2021) (gathering cases describing New York’s specificity requirement for injunctions). Only New Mexico appears not to have adopted specificity requirements.
  37. Fed. R. Civ. P. 65(d)(1)(B)–(C). Wright, Miller, and Kane’s treatise contends that the “requirement of ‘reasonable detail’ appears to be repetitious of the specificity requirement.” 11A Charles Alan Wright, Arthur R. Miller & Mary Kay Kane, Federal Practice and Procedure – Civil § 2955 (3d ed. 2013). Whether an injunction is sufficiently clear depends on a holistic reading of the order. An otherwise vague provision in an injunction may provide adequate notice when read in conjunction with the order’s other provisions. Schine Chain Theatres, Inc. v. United States, 334 U.S. 110, 126 (1948) (noting that potentially vague provisions in an injunction must be “read . . . in light of the other paragraphs of the decree”).
  38. Wright et al., supra note 35, § 2955; see also 13 William Moore, Federal Practice – Civil § 65.60[3] (“A court must frame its injunctions or restraining orders so that those who must obey them will know precisely what the court intends to forbid or require.”). Rule 65 further provides that an injunction binds only the parties to a case, their officers and agents, as well as third parties acting in concert with them, if they have notice of it. Fed. R. Civ. P. 65(d)(2). One of the authors has argued that Rule 65(d)(2) is a substantive rule that exceeds the judiciary’s rulemaking authority under the Rules Enabling Act, but the principles it codifies are consistent with both traditional equitable principles as well as the law of nearly all states. Morley, supra note 19, at 49 n.277.
  39. Schmidt v. Lessard, 414 U.S. 473, 476 (1974); see also Wright et al., supra note 35, § 2955 (explaining that this specificity requirement is “designed to protect those who are enjoined by informing them of what they are called upon to do or refrain from doing in order to comply with the injunction or restraining order”).
  40. Schmidt, 414 U.S. at 477.
  41. Milk Wagon Drivers Union v. Meadowmoor Dairies, Inc., 312 U.S. 287, 296 (1941). Interestingly, the Court has also suggested, “[A] judge himself should draw the specific terms of such restraint and not rely on drafts submitted by the parties.” Id.
  42. Regal Knitwear Co. v. NLRB, 324 U.S. 9, 10, 15 (1945) (upholding validity of an injunction which specified that it applied not only to the named respondent but its “successors and assigns” as well, because “[i]f defendants enter upon transactions which raise doubts as to the applicability of the injunction, they may petition the court granting it for a modification or construction of the order”); see also McComb v. Jacksonville Paper Co., 336 U.S. 187, 192 (1949) (upholding broad injunction in part based on respondents’ ability to “petition[] the District Court for a modification, clarification or construction of the order”); United States v. Crescent Amusement Co., 323 U.S. 173, 188 (1944) (suggesting that the “burden” of an injunction drafted in “general” terms can be “lightened by application to the court”).
  43. See N.Y. State Ass’n for Retarded Children, Inc. v. Carey, 706 F.2d 956, 967 (2d Cir. 1983) (Friendly, J.) (“The power of a court of equity to modify a decree of injunctive relief is long-established, broad, and flexible.”).
  44. Fed. R. Civ. P. 60(b)(5) (allowing a court to grant relief from an order when “applying it prospectively is no longer equitable”); see Rufo v. Inmates of Suffolk Cty. Jail, 502 U.S. 367, 383 (1992) (“[A] party seeking modification of a consent decree bears the burden of establishing that a significant change in circumstances warrants revision of the decree. . . . [and] the proposed modification is suitably tailored to the changed circumstance.”); cf. United States v. Swift & Co., 286 U.S. 106, 119 (1932) (holding that a district court may modify an antitrust consent decree upon a “clear showing of grievous wrong evoked by new and unforeseen conditions”); see generally 42 Am. Jur. 2d Injunctions § 288, Westlaw (database updated 2021) (summarizing the circumstances under which courts may modify or dissolve injunctions).
  45. Gunn v. Univ. Comm. to End War in Viet Nam, 399 U.S. 383, 389 (1970) (“An injunctive order is an extraordinary writ, enforceable by the power of contempt.”).
  46. See Local 28 of Sheet Metal Workers’ Int’l Ass’n v. EEOC, 478 U.S. 421, 443 (1986).
  47. Hicks v. Feiock, 485 U.S. 624, 631 (1988).
  48. Int’l Union, United Mine Workers of Am. v. Bagwell, 512 U.S. 821, 828 (1994) (explaining that contempt sanctions may “punish a prior offense”).
  49. Gompers v. Bucks Stove & Range Co., 221 U.S. 418, 441 (1911).
  50. Hicks, 485 U.S. at 632. Accordingly, defendants in criminal contempt proceedings are entitled to the same constitutional protections that apply in other criminal prosecutions. Id. (holding, in a contempt case, that “criminal penalties may not be imposed on someone who has not been afforded the protections that the Constitution requires of such criminal proceedings”). For example, defendants in criminal contempt proceedings have the rights to a jury trial (unless the punishment will be six months or less), Bloom v. Illinois, 391 U.S. 194, 210 (1968); to an attorney, Cooke v. United States, 267 U.S. 517, 537 (1925); and to have the prosecution prove its case beyond a reasonable doubt, Hicks, 485 U.S. at 632; Gompers, 221 U.S. at 444; see also U.S. Dep’t of Justice, Criminal Resource Manual § 754 (2012).
  51. United States v. United Mine Workers of Am., 330 U.S. 258, 303 (1947).
  52. Id. at 332 (Black, J., concurring in part and dissenting in part); Gompers, 221 U.S. at 441–42.
  53. See Local 28 of Sheet Metal Workers’ Int’l Ass’n v. EEOC, 478 U.S. 421, 443 (1986) (citing United Mine Workers, 330 U.S. at 303–04).
  54. Id.; Int’l Union, United Mine Workers of Am. v. Bagwell, 512 U.S. 821, 828 (1994) (“The paradigmatic coercive, civil contempt sanction . . . involves confining a contemnor indefinitely until he complies with an affirmative command such as an order to pay alimony, or to surrender property ordered to be turned over to a receiver, or to make a conveyance.” (internal quotation marks omitted)).
  55. Bagwell, 512 U.S. at 838 (stating that courts may use the compensatory contempt power to “enter broad compensatory awards . . . through civil proceedings”); Doug Rendleman, Irreparability Resurrected?: Does a Recalibrated Irreparable Injury Rule Threaten the Warren Court’s Establishment Clause Legacy?, 59 Wash. & Lee L. Rev. 1343, 1379, 1390 (2002).
  56. United Mine Workers, 330 U.S. at 304.
  57. Gompers, 221 U.S. at 441–42. Although civil contempt may result in these harsh sanctions, fewer protections apply because it is not a criminal remedy. See Turner v. Rogers, 564 U.S. 431, 442 (2011) (“[W]here civil contempt is at issue, the Fourteenth Amendment’s Due Process Clause allows a State to provide fewer procedural protections than in a criminal case.”); Bagwell, 512 U.S. at 827 (holding that “[n]either a jury trial nor proof beyond a reasonable doubt” is necessary for imposing “civil contempt sanctions”).
  58. United Mine Workers, 330 U.S. at 304.
  59. Turner, 564 U.S. at 442 (“[O]nce a civil contemnor complies with the underlying order, he is purged of the contempt and free.”); see also Gompers, 221 U.S. at 442 (explaining that the respondent “can end the sentence and discharge himself at any moment by doing what he had previously refused to do”).
  60. Marbury v. Madison, 5 U.S. (1 Cranch) 137, 177 (1803) (“Those who apply the rule to particular cases, must of necessity expound and interpret that rule.”); Antonin Scalia & Bryan A. Garner, Reading Law: The Interpretation of Legal Texts 53 (2012) (“Every application of a text to particular circumstances entails interpretation.”).
  61. 1 Charles Fisk Beach, Jr., Commentaries on the Law of Injunctions § 261, at 272 (1895) (“[W]hether or not there has been a breach of an injunction must often turn upon the scope of its terms.”).
  62. See Manning, Textualism, supra note 13, at 434 (stating that “modern textualists” look to the “ordinary meaning” of words and phrases, as well as “the relevant linguistic community’s (or sub-community’s) shared understandings and practices”).
  63. Manning, supra note 15, at 76 (explaining that textualism counsels a court to interpret legal writings based on how “a reasonable person would use language under the circumstances”).
  64. Chisom v. Roemer, 501 U.S. 380, 404 (1991) (Scalia, J., dissenting).
  65. (1801) 31 Eng. Rep. 962.
  66. Id. at 962. The injunction prohibited the defendant “from cutting down or felling any trees or timber standing or growing for ornament . . . of the mansion-house and buildings at Ombersley Court” and other nearby locations. Id.
  67. Id. at 964.
  68. Id. at 963–64. Woodward v. Earl Lincoln (1674) 36 Eng. Rep. 1000, provides another example of textualism. There, an injunction quieted possession of property. The enjoined individual later assisted a magistrate who lawfully seized the property for restitution. The court held that this assistance violated the injunction. Id.
  69. 402 U.S. 673 (1971).
  70. Id. at 676.
  71. Id.
  72. Id. at 674, 676.
  73. Id. at 677.
  74. Id. at 683.
  75. Id. at 677.
  76. Id.
  77. Id. at 677–78.
  78. Id. at 679.
  79. Id. at 681; see also United States v. Atl. Ref. Co., 360 U.S. 19, 23–24 (1959) (interpreting language in a consent decree based on its “normal meaning,” rather than adopting “another reading” which “might seem more consistent with the Government’s reasons for entering into the agreement in the first place”); Hughes v. United States, 342 U.S. 353, 356–57 (1952) (applying plain-meaning interpretation of consent decree). Justice Douglas’ dissent in Armour employed a purposivist approach, instead. He declared that the “evil at which the decree is aimed is combining meatpackers with companies in other food product areas.” Armour, 402 U.S. at 686 (Douglas, J., dissenting). That harm would occur, Justice Douglas said, regardless of whether Armour itself sold prohibited food products, or a company that dealt in such products acquired Armour instead. Id. at 687. Accordingly, he argued, despite the consent decree’s narrow language, it should be given a broader construction to promote its underlying goals more effectively.
  80. See Henry M. Hart, Jr. & Albert M. Sacks, The Legal Process: Basic Problems in the Making and Application of Law 1374 (William N. Eskridge, Jr. & Philip P. Frickey eds., 1994) (1958) (concluding that courts should “[i]nterpret the words of the statute immediately in question so as to carry out the purpose as best it can”); Max Radin, A Short Way with Statutes, 56 Harv. L. Rev. 388, 407 (1942); see also Cabell v. Markham, 148 F.2d 737, 739 (2d Cir. 1945) (Hand, J.) (“[S]tatutes always have some purpose or object to accomplish, whose sympathetic and imaginative discovery is the surest guide to their meaning.”).
  81. Manning, supra note 15, at 91 (“Purposivists give precedence to policy context.” (emphasis omitted)).
  82. See, e.g., Int’l Longshoreman’s & Warehouseman’s Union v. Juneau Spruce Corp., 342 U.S. 237, 243 (1952) (applying a “looser, more liberal meaning” to the statutory term “district court of the United States” in order to include Alaska’s territorial courts).
  83. See Church of the Holy Trinity v. United States, 143 U.S. 457, 459 (1892) (“[A] thing may be within the letter of the statute and yet not within the statute, because not within its spirit, nor within the intention of its makers . . . .”).
  84. See 1 Edward M. Dangel, Contempt § 242 (1939) (“[I]t is the spirit and not the letter of the command to which obedience is required, and it must be obeyed in good faith according to its spirit.”).
  85. Bolt v. Stanway (1795) 145 Eng. Rep. 965, 965; 2 Anst. 556, 556–57.
  86. Id.
  87. Id. at 965; 2 Anst. at 557; accord Chaplin v. Cooper (1812) 35 Eng. Rep. 7, 8; 1 V. & B. 16, 19; see also Axe v. Clarke (1779) 21 Eng. Rep. 383, 383–84; Dickens 549, 549–50 (concluding that requiring the sheriff to tender seized assets to satisfy a judgment violated an injunction prohibiting the plaintiff from recovering on that judgment); Robert Henley Eden, A Treatise on the Law of Injunctions 72–73 (1821) (agreeing that, when a court enjoins a person from suing to obtain someone else’s property, and the sheriff has attached that other person’s property, the enjoined party may not sue the sheriff to obtain the attached property). For another early example of purposivism, see St. John’s College, Oxford v. Carter (1839) 41 Eng. Rep. 191, 192; 4 My. & Cr. 497, 497–98 (holding that a defendant violated an injunction prohibiting him from chopping wood in Bagley Wood by encouraging others to chop the wood).
  88. 24 Eng. Rep. 1006; 3 P. Wms. 146.
  89. Id. at 1006; 3 P. Wms. at 146–47.
  90. Id. at 1006; 3 P. Wms. at 148. Although relatively rare today, injunctions prohibiting individuals from launching new legal proceedings were historically common. See Eden, supra note 85, at 68. Courts regularly applied purposivism in interpreting those types of injunctions to ensure that they did not unduly interfere with already pending actions. Id. at 69.
  91. 336 U.S. 187 (1949).
  92. Id. at 189.
  93. Id. at 190.
  94. Id.
  95. Id.
  96. Id.
  97. Id. at 195.
  98. Id. at 192.
  99. Id.
  100. Id. at 193.
  101. Id.
  102. Id. at 192. Justice Frankfurter—usually an avowed purposivist, see, e.g., Felix Frankfurter, Some Reflections on the Reading of Statutes, 47 Colum. L. Rev. 527, 538–39 (1947)—joined with Justice Jackson to issue a strong textualist dissent. He declared that injunctions must be “explicit and precise.” McComb, 336 U.S. at 195 (Frankfurter, J., dissenting). He believed that the injunction at issue lacked the “clearness of command” required for a court to conclude that the defendants had disobeyed it. Id. at 196. “Behind the vague inclusiveness of an injunction like the one before us,” Frankfurter cautioned, “is the hazard of retrospective interpretation as the basis of punishment through contempt proceedings.” Id. at 197. He further warned that holding respondents in contempt for violating vague or general injunction provisions would encourage courts to draft orders with “indefinite terms.” Id. “To be both strict and indefinite” was “a kind of judicial tyranny.” Id. at 195.
  103. 312 U.S. 287 (1941).
  104. Id. at 291–92.
  105. Id. at 308 (Black, J., dissenting).
  106. Id.
  107. Id.
  108. Id. at 298 (majority opinion).
  109. Id. Justice Black, applying a primarily textualist approach, dissented, refusing to read such implicit limitations into the injunction. Rejecting Frankfurter’s interpretation, Black stated, “I find not even slight justification for an interpretation of this injunction so as to confine its prohibitions to conduct near stores dealing in respondent’s milk. Neither the language of the injunction nor that of the complaint which sought the injunction indicates such a limitation.” Id. at 310 (Black, J., dissenting). Black’s proposed methodology departed from textualism, however, because he argued that to interpret the injunction, the Court must consider not only the injunction itself, but also “the complaint, the answer, the evidence, the findings, and the decision and judgment of the Illinois courts.” Id. at 307.
  110. See, e.g., United States v. Klinger, 199 F.2d 645, 648 (2d Cir. 1952) (Hand, J.) (“[W]hat we do, and must do, is to project ourselves, as best we can, into the position of those who uttered the words, and to impute to them how they would have dealt with the concrete occasion.”), aff’d by an equally divided Court, 345 U.S. 979 (1953) (per curiam).
  111. Richard A. Posner, Statutory Interpretation—in the Classroom and in the Courtroom, 50 U. Chi. L. Rev. 800, 817 (1983) (“The judge should try to think his way as best he can into the minds of the enacting legislators and imagine how they would have wanted the statute applied to the case at bar.”).
  112. 280 U.S. 168 (1929).
  113. 28 U.S.C. § 380 (1925) (current version at 28 U.S.C. § 2284 (2018)); Michael T. Morley, Vertical Stare Decisis and Three-Judge District Courts, 108 Geo. L.J. 699, 727–33 (2020).
  114. Hobbs, 280 U.S. at 170.
  115. Id. at 171.
  116. Id.
  117. Id. at 172.
  118. Id.
  119. See Ronald Dworkin, Law’s Empire 95 (1986) (explaining that pragmatism counsels courts to “make whatever decisions seem to them best for the community’s future, not counting any form of consistency with the past as valuable for its own sake”); Richard A. Posner, Law, Pragmatism, and Democracy 59–60 (2003) (arguing for legal interpretations that produce the best outcomes); Anita S. Krishnakumar, Dueling Canons, 65 Duke L.J. 909, 992 (2016) (explaining that pragmatism “posits only that judges should construe statutes by focusing on the practical consequences that will result from an interpretation and seeking the best result”).
  120. Krishnakumar, supra note 117, at 993 (noting that pragmatists argue that interpretation should take into account both social context and more tangible consequences).
  121. Id. (noting that pragmatists argue that “the goal of statutory interpretation should be to produce the best results for society”) (citing Richard A. Posner, The Problematics of Moral & Legal Theory 227 (1999); Richard A. Posner, The Problems of Jurisprudence 73–74 (1990)).
  122. 62 F.3d 903, 906 (7th Cir. 1995) (Posner, C.J.).
  123. Id. at 905.
  124. Id.
  125. Id. at 907.
  126. Id.
  127. Id. at 906.
  128. Manning, supra note 15, at 76 (explaining that textualism counsels a court to interpret legal writings based on how “a reasonable person would use language under the circumstances”).
  129. Although a court should generally employ textualism to determine the meaning of injunctions, we also propose that a court consider an injunction’s purpose when determining whether to impose sanctions on a violator. See infra Section III.C.
  130. See infra Section III.A.
  131. Manning, Equity, supra note 13, at 7 (arguing that textualism more faithfully implements legislative will than purposivism).
  132. See Heather K. Gerken & Ari Holtzblatt, The Political Safeguards of Horizontal Federalism, 113 Mich. L. Rev. 57, 87 (2014) (explaining how political minorities may use vetogates to block legislation).
  133. Frank H. Easterbrook, Statutes’ Domains, 50 U. Chi. L. Rev. 533, 547 (1983) (“Although legislators have individual lists of desires, priorities, and preferences, it turns out to be difficult, sometimes impossible, to aggregate these lists into a coherent collective choice.”).
  134. See id. at 546.
  135. U.S. Const. art. I, § 7. All states have a presentment requirement, see Jordan E. Pratt, Disregard of Unconstitutional Laws in the Plural State Executive, 86 Miss. L.J. 881, 910 (2017) (“Like the federal Constitution, all state constitutions require that, to become law, bills must either be passed by the legislature and approved by the governor, or enacted by the legislature over the governor’s veto.”), and forty-nine have bicameralism requirements, see Hillel Y. Levin, Stacie Patrice Kershner, Timothy D. Lytton, Daniel Salmon & Saad B. Omer, Stopping the Resurgence of Vaccine-Preventable Childhood Diseases: Policy, Politics, and Law, 2020 U. Ill. L. Rev. 233, 252 (discussing the “forty-nine states with bicameral legislatures”).
  136. Antonin Scalia & John F. Manning, A Dialogue on Statutory and Constitutional Interpretation, 80 Geo. Wash. L. Rev. 1610, 1612 (2012) (“Nothing but the text has received the approval of the majority of the legislature and of the President, assuming that he signed it rather than vetoed it and had it passed over his veto. Nothing but the text reflects the full legislature’s purpose.”).
  137. Baker v. Gen. Motors Corp., 522 U.S. 222, 236 (1998) (“Sanctions for violations of an injunction, in any event, are generally administered by the court that issued the injunction.”).
  138. See Seidenberg, supra note 12, at 16 (“[A] contempt proceeding is usually heard by the same judge who issued the injunction . . . .”).
  139. Note, Textualism as Fair Notice, 123 Harv. L. Rev. 542, 557 (2009) [hereinafter Fair Notice] (“[T]extualism by its very definition seeks to satisfy this dictate of fair notice . . . .”).
  140. See Smith v. Goguen, 415 U.S. 566, 572 & n.8 (1974) (quoting Lanzetta v. New Jersey, 306 U.S. 451, 453 (1939)).
  141. Carissa Byrne Hessick & F. Andrew Hessick, Procedural Rights at Sentencing, 90 Notre Dame L. Rev. 187, 210 (2014).
  142. See United States v. Davis, 139 S. Ct. 2319, 2325 (2019) (“Vague laws contravene the ‘first essential of due process of law’ that statutes must give people ‘of common intelligence’ fair notice of what the law demands of them.” (quoting Connally v. Gen. Constr. Co., 269 U.S. 385, 391 (1926))).
  143. U.S. Const. art. I, § 9, cl. 3 (prohibiting Congress from enacting ex post facto laws); id. art. I, § 10, cl. 1 (prohibiting states from enacting ex post facto laws); see Bouie v. City of Columbia, 378 U.S. 347, 353–54 (1964).
  144. Charles Stewart Drewry, A Treatise on the Law and Practice of Injunctions 398 (1842) (“To be guilty of a breach of injunction, the party must have notice of it . . . .”).
  145. See, e.g., Marquis of Downshire v. Lady Sandys (1801) 31 Eng. Rep. 962, 963; 6 Ves. Jun. 108, 109 (observing the duty of the courts to define an injunction’s terms “with precision and accuracy” so that it “might be clearly understood by the parties”); Skip v. Harwood (1747) 26 Eng. Rep. 1125, 1125; 3 Atk. 564, 565 (discussing the importance of notice in an injunction).
  146. Cal. Artificial Stone Paving Co. v. Molitor, 113 U.S. 609, 618 (1885).
  147. Taggart v. Lorenzen, 139 S. Ct. 1795, 1802 (2019) (“‘[B]asic fairness requir[es] that those enjoined receive explicit notice’ of ‘what conduct is outlawed’ before being held in civil contempt . . . .” (quoting Schmidt v. Lessard, 414 U.S. 473, 476 (1974) (per curiam))).
  148. United States v. Wiltberger, 18 U.S. (5 Wheat.) 76, 95 (1820); see 1 William Blackstone, Commentaries *88 (“Penal statutes must be construed strictly.”).
  149. United States v. Davis, 139 S. Ct. 2319, 2333 (2019).
  150. See id. (observing that the rule of lenity “is founded on ‘the tenderness of the law for the rights of individuals’ to fair notice of the law” (quoting Wiltberger, 18 U.S. (5 Wheat.) at 95)); United States v. Bass, 404 U.S. 336, 348 (1971) (explaining that the rule of lenity arises in part from “the instinctive distaste against men languishing in prison unless the lawmaker has clearly said they should” (quoting Henry J. Friendly, Mr. Justice Frankfurter and the Reading of Statutes, in Benchmarks 196, 209 (1967))); see also United States v. Santos, 553 U.S. 507, 514 (2008) (plurality opinion) (stating that the rule of lenity “vindicates the fundamental principle that no citizen should be held accountable for a violation of a statute whose commands are uncertain, or subjected to punishment that is not clearly prescribed”).
  151. See Leocal v. Ashcroft, 543 U.S. 1, 11 n.8 (2004) (“Because we must interpret the statute consistently, whether we encounter its application in a criminal or noncriminal context, the rule of lenity applies.”); United States v. Thompson/Ctr. Arms Co., 504 U.S. 505, 517–18 (1992) (plurality opinion) (applying the rule of lenity to a “tax statute . . . in a civil setting” because the statute “has criminal applications”).
  152. See Clark v. Martinez, 543 U.S. 371, 380–81 (2005) (holding that, if a court must construe a statute’s language a particular way in one setting, that interpretation carries over to other settings, and declaring that “[t]he lowest common denominator, as it were, must govern”).
  153. Although the rule of lenity is a doctrine of statutory interpretation, a handful of courts have applied it when interpreting injunctions to decide whether to impose criminal contempt. See, e.g., Gates v. Pfeiffer, No. G039450, 2009 WL 693468, at *9 (Cal. Ct. App. Mar. 17, 2009) (citing Lopez v. Superior Court, 72 Cal. Rptr. 3d 929, 935 (Ct. App. 2008)) (“As a penal law, the restraining order was subject to the so-called ‘rule of lenity,’ which requires that ambiguities in penal laws be construed in favor of defendants.”).
  154. See supra notes 44–45 and accompanying text.
  155. See supra notes 46–49 and accompanying text.
  156. Cf. Leocal, 543 U.S. at 11 n.8 (explaining that “[b]ecause we must interpret the statute consistently, whether we encounter its application in a criminal or noncriminal context, the rule of lenity applies”).
  157. Taggart v. Lorenzen, 139 S. Ct. 1795, 1801–02 (2019) (justifying the rule of strict construction in a compensatory contempt case on the ground that coercive contempt can be a severe remedy); see also Shillitani v. United States, 384 U.S. 364, 369 (1966) (stating that civil contempt constitutes “punishment,” but that it has a different “character and purpose” than criminal contempt (quoting Gompers v. Bucks Stove & Range Co., 221 U.S. 418, 441 (1911))).
  158. See Fair Notice, supra note 137, at 557 (“Textualism as fair notice emphasizes the importance of interpreting laws as their subjects would fairly have expected them to apply.”).
  159. See Manning, supra note 15, at 76 (explaining that textualism counsels a court to interpret legal writings based on how “a reasonable person would use language under the circumstances”).
  160. See Hart & Sacks, supra note 78, at 1374 (concluding that courts should “[i]nterpret the words of the statute immediately in question so as to carry out the purpose as best it can”).
  161. See Frank H. Easterbrook, The Role of Original Intent in Statutory Construction, 11 Harv. J.L. & Pub. Pol’y 59, 63 (1988) (“[L]aw is like a vector. It has length as well as direction. We must find both, or we know nothing of value. To find length we must take account of objectives, of means chosen, and of stopping places identified.”).
  162. See Posner, supra note 109, at 817 (explaining that, under an intentionalist approach, “the task for the judge . . . [is] to think his way as best he can into the minds of the enacting legislators and imagine how they would have wanted the statute applied to the case at bar”).
  163. Krishnakumar, supra note 117, at 993 (noting that pragmatists argue that interpretation should consider social context and practical consequences).
  164. Id. at 915 (noting that pragmatism “does not claim to promote predictability”).
  165. See Manning, Textualism, supra note 13, at 434 (stating that “modern textualists” look to the “ordinary meaning” of words and phrases, as well as “the relevant linguistic community’s (or sub-community’s) shared understandings and practices”).
  166. Smith v. United States, 508 U.S. 223, 242 (1993) (Scalia, J., dissenting) (“[T]o speak of ‘using a firearm’ is to speak of using it for its distinctive purpose, i.e., as a weapon. To be sure, ‘one can use a firearm in a number of ways,’ . . . including as an article of exchange, . . . but that is not the ordinary meaning of ‘using’ [it].” (footnote omitted)).
  167. The rule of lenity would point toward the narrower definition of use, of course.
  168. Foucha v. Louisiana, 504 U.S. 71, 80 (1992) (quoting Zinermon v. Burch, 494 U.S. 113, 125 (1990)) (noting that protection from “arbitrary, wrongful government actions” is a core feature of due process).
  169. The Federalist No. 47, at 316 (James Madison) (Harvard Univ. Press ed. 2009) (praising separation of powers on the ground that “accumulation of all powers, legislative, executive, and judiciary, in the same hands . . . may justly be pronounced the very definition of tyranny”); see INS v. Chadha, 462 U.S. 919, 959 (1983) (“[W]e have not yet found a better way to preserve freedom than by making the exercise of power subject to the carefully crafted restraints spelled out in the Constitution.”).
  170. See The Federalist No. 47 (James Madison); Rebecca L. Brown, Separated Powers and Ordered Liberty, 139 U. Pa. L. Rev. 1513, 1534 (1991) (“[S]eparation of powers [is] aimed at the interconnected goals of preventing tyranny and protecting liberty.”); see also Ilan Wurman, Constitutional Administration, 69 Stan. L. Rev. 359, 368–69 (2017).
  171. Of course, injunctions predate modern conceptions of separation of powers. But the primary reason the Framers adopted separation of powers as a critical structural principle for the Constitution was to provide increased protection for individual liberty compared to the traditional English system. See Erwin Chemerinsky, The Assault on the Constitution: Executive Power and the War on Terrorism, 40 U.C. Davis L. Rev. 1, 16–17 (2006) (“Having endured the tyranny of the King of England, the framers viewed the principle of separation of powers as the central guarantee of a just government.”).
  172. Int’l Union, United Mine Workers of Am. v. Bagwell, 512 U.S. 821, 840, (1994) (Scalia, J., concurring) (“That one and the same person should be able to make the rule, to adjudicate its violation, and to assess its penalty is out of accord with our usual notions of fairness and separation of powers.”).
  173. Charles de Montesquieu, The Spirit of the Laws 174 (Thomas Nugent trans., 1873) (1748) (stating that, if those functions are united, “the life and liberty of the subject would be exposed to arbitrary control; for the judge would be then the legislator” (emphasis added)); accord The Federalist No. 47 (James Madison); see also Irving R. Kaufman, The Essence of Judicial Independence, 80 Colum. L. Rev. 671, 701 (1980) (arguing that separating the judiciary from the legislature is central to ensuring “impartial justice”).
  174. Doug Rendleman, Preserving the Nationwide National Government Injunction to Stop Illegal Executive Branch Activity, 91 U. Colo. L. Rev. 887, 931 (2020) (“The structural injunction has faced criticism on two major grounds: federalism and separation of powers.”).
  175. Fed. R. Civ. P. 65(d)(1)(B)–(C).
  176. See supra note 34.
  177. Wright et al., supra note 35, § 2955 (explaining that, since Rule 65(d)’s language “strongly suggests that only those acts specified by the order will be treated as within its scope and that no conduct or action will be prohibited by implication, all omissions or ambiguities in the order will be resolved in favor of any person charged with contempt”).
  178. See, e.g., Schering Corp. v. Ill. Antibiotics Co., 62 F.3d 903, 906 (7th Cir. 1995); see also supra notes 120–25 (discussing Schering).
  179. See Schmidt v. Lessard, 414 U.S. 473, 476 (1974) (declining to enforce an injunction on the grounds it violated Rule 65(d), because the order was neither “‘specific’ in outlining the ‘terms’ of the injunctive relief granted,” nor “describe[d] ‘in reasonable detail . . . the act or acts sought to be restrained’”); see also Int’l Longshoreman’s Ass’n v. Phila. Marine Trade Ass’n, 389 U.S. 64, 76 (1967) (overturning “unintelligible” injunction); Hartford-Empire Co. v. United States, 323 U.S. 386, 410 (1945); see also Atiyeh v. Capps, 449 U.S. 1312, 1317 (1981) (Rehnquist, C.J., in chambers) (staying order requiring prison officials to reduce prison population by “at least 250” by a particular date because it “falls short of this specificity requirement”).
  180. In Madsen v. Women’s Health Center, 512 U.S. 753, 808–09 (1994), Justice Scalia suggested in his concurrence that the injunction at issue should be read narrowly to satisfy the precision requirement. But in doing so, Justice Scalia did not suggest that a judge’s intent could be used to cure an otherwise defective injunction. Instead, he effectively used the precision requirement as the basis for a substantive canon of interpretation, analogous to the constitutional avoidance principle. Cf. NLRB v. Catholic Bishop of Chicago, 440 U.S. 490, 507 (1979) (declining to interpret a federal law in a way that would raise “difficult and sensitive questions” under the First Amendment). Under Justice Scalia’s approach, courts should reject a broad interpretation of an injunction that would cause that injunction to violate Rule 65(d)’s “axiomatic requirement that its terms be drawn with precision.” Madsen, 512 U.S. at 809.
  181. See, e.g., Malley v. Briggs, 475 U.S. 335, 342 (1986) (“[O]ur role is to interpret the intent of Congress in enacting [42 U.S.C.] § 1983 . . . .”).
  182. See, e.g., United States v. W.T. Grant Co., 345 U.S. 629, 633 (1953) (“The purpose of an injunction is to prevent future violations” of the underlying legal provisions.); cf. Cont’l Ill. Nat’l Bank & Trust Co. v. Chi., Rock Island & Pac. Rye Co., 294 U.S. 648, 676 (1935) (noting that an injunction may be issued “for the purpose of protecting and preserving the jurisdiction of the court ‘until the object of the suit is accomplished and complete justice done between the parties’” (quoting Looney v. E. Tex. R.R. Co., 247 U.S. 214, 221 (1918))).
  183. See supra note 77.
  184. See supra notes 108–09 and accompanying text.
  185. See, e.g., Chi. Bd. of Educ. v. Substance, Inc., 354 F.3d 624, 632 (7th Cir. 2003) (Posner, J.) (describing an injunction as “appallingly bad” and ordering its modification sua sponte); W. Water Mgmt., Inc. v. Brown, 40 F.3d 105, 109 (5th Cir. 1994) (recognizing a district court’s authority to modify injunctions sua sponte with prior notice to the parties). See generally Wright et al., supra note 35, § 2961 (noting the “universally recognized principle that a court has continuing power to modify or vacate” an injunction).
  186. See Jost, supra note 11, at 1109 (explaining how courts can use their power to modify injunctions to address unexpected changes in circumstance); see, e.g., Chrysler Corp. v. United States, 316 U.S. 556, 560 (1942) (modifying injunction in light of the parties’ actions).
  187. See United States v. Armour & Co., 402 U.S. 673, 681–82 (1971) (refusing to interpret a consent decree beyond its “four corners,” and declaring that the Government should instead ask the trial court to modify the decree if it is not achieving its intended purposes). Requiring a textualist approach would also incentivize judges to craft injunctions more precisely, to accurately embody their intended proscriptions and promote their goals.
  188. See supra notes 31–33 and accompanying text.
  189. See id.
  190. This argument does not go to the nature of an injunction. Instead, it is an argument about the court’s role in interpreting injunctions. In other words, the argument does not claim that an injunction is the intent of the drafter; rather, it claims that, to perform their role as agent honestly, courts should seek to implement the drafter’s intent.
  191. See Amy Coney Barrett, Substantive Canons and Faithful Agency, 90 B.U. L. Rev. 109, 112 (2010) (discussing the faithful agent theory of interpretation).
  192. Anita S. Krishnakumar, Backdoor Purposivism, 69 Duke L.J. 1275, 1284–85 (2020).
  193. Richard H. Fallon, Jr., Three Symmetries Between Textualist and Purposivist Theories of Statutory Interpretation—and the Irreducible Roles of Values and Judgment Within Both, 99 Cornell L. Rev. 685, 686 (2014) (“A central ambition of most theories of statutory interpretation is to ensure that judges act as faithful agents of the legislature . . . .”); Frank H. Easterbrook, Judges as Honest Agents, 33 Harv. J.L. & Pub. Pol’y 915, 915 (2010) (“The honest-agent [theory] is not controversial.”).
  194. Manning, Equity, supra note 13, at 16 & n.65 (“[A] faithful agent’s job is to decode legislative instructions according to the common social and linguistic conventions shared by the relevant community.”); Frank H. Easterbrook, Text, History, and Structure in Statutory Interpretation, 17 Harv. J.L. & Pub. Pol’y 61, 63 (1994); see also Fallon, supra note 191, at 687 (“In textualists’ estimation, courts best act as faithful agents by enforcing the fair meaning of the words that the legislature enacted.”).
  195. See Easterbrook, supra note 191, at 922 (describing difficulties in identifying the desires of drafters); Krishnakumar, supra note 190, at 1334–35 (“[M]any textualists take the view that the enacted text is the best available evidence of Congress’s intent and that close attention to the text is the only way to accurately effectuate that intent.”).
  196. See, e.g., In re W.R. Grace & Co., 475 B.R. 34, 95–96 (D. Del. 2012) (discussing injunction incorporating statutes relating to asbestos claims); In re S.N., No. E055823, 2014 WL 185651, at *4 (Cal. Ct. App. Jan. 16, 2014) (discussing injunction incorporating statutes relating to gang violence).
  197. See, e.g., Richard H. Fallon, Jr., The Meaning of Legal “Meaning” and Its Implications for Theories of Legal Interpretation, 82 U. Chi. L. Rev. 1235, 1237 (2015) (explaining how different theories are appropriate for interpreting various types of texts).
  198. See H.L.A. Hart, Positivism and the Separation of Law and Morals, 71 Harv. L. Rev. 593, 607 (1958) (first proposing this famous example).
  199. Cf. Clark v. Martinez, 543 U.S. 371, 380 (2005) (“It is not at all unusual to give a statute’s ambiguous language a limiting construction called for by one of the statute’s applications, even though other of the statute’s applications, standing alone, would not support the same limitation. The lowest common denominator, as it were, must govern.”); Leocal v. Ashcroft, 543 U.S. 1, 11 n.8 (2004) (explaining that, if a statute has criminal and civil applications, courts “must interpret the statute consistently, whether we encounter its application in a criminal or noncriminal context”).
  200. See, e.g., Matter of Rimsat, Ltd., 98 F.3d 956, 965 (7th Cir. 1996) (interpreting an injunction that quoted § 543(b) of the Bankruptcy Code by construing that provision of the Code).
  201. Auer v. Robbins, 519 U.S. 452, 461–62 (1997) (holding that an agency’s interpretation of its own regulation that reflects its “fair and considered judgment on the matter in question” is “controlling unless ‘plainly erroneous or inconsistent with the regulation,’” even if the agency adopted that interpretation without notice-and-comment rulemaking and communicated it in an amicus brief (quoting Robertson v. Methow Valley Citizens Council, 490 U.S. 332, 359 (1989))); see also Kisor v. Wilkie, 139 S. Ct. 2400, 2418 (2019) (holding that Auer deference “enables the agency to fill out the regulatory scheme Congress has placed under its supervision,” but cautioning that “th[e] Court has cabined Auer’s scope in varied and critical ways”); Bowles v. Seminole Rock & Sand Co., 325 U.S. 410, 414 (1945) (providing that, when a regulation’s “meaning . . . is in doubt,” the agency’s interpretation “becomes of controlling weight unless it is plainly erroneous or inconsistent with the regulation”).
  202. Gonzales v. Oregon, 546 U.S. 243, 257 (2006) (“An agency does not acquire special authority to interpret its own words when, instead of using its expertise and experience to formulate a regulation, it has elected merely to paraphrase the statutory language.”). But see Hanah Metchis Volokh, The Anti-Parroting Canon, 6 N.Y.U. J.L. & Liberty 292, 311 (2011) (“[T]he fact that a statute and a regulation use the same words should not always lead to the conclusion that they mean the same thing.”).
  203. Gonzales, 546 U.S. at 257.
  204. Id.
  205. See supra Section II.A.
  206. See supra note 200 and accompanying text.
  207. See supra note 27.
  208. See supra note 42 and accompanying text.
  209. Cf. Morley, Beyond the Elements, supra note 26, at 477 (discussing “[t]he need for consistency between the standards for preliminary and permanent injunctions”).
  210. Fed. R. Civ. P. 65(b)(1).
  211. Local No. 93, Int’l Ass’n of Firefighters v. City of Cleveland, 478 U.S. 501, 519 (1986) (holding that consent decrees are “hybrid[s]” that can be characterized as both contracts and judgments). But see Thomas M. Mengler, Consent Decree Paradigms: Models Without Meaning, 29 B.C. L. Rev. 291 (1988) (arguing that a consent decree cannot be treated either as a traditional contract or court order).
  212. Local No. 93, 478 U.S. at 519 (“[B]ecause their terms are arrived at through mutual agreement of the parties, consent decrees also closely resemble contracts.”).
  213. See, e.g., EEOC v. Local 580, Int’l Ass’n of Bridge, Structural & Ornamental Ironworkers, 925 F.2d 588, 594 (2d Cir. 1991).
  214. 420 U.S. 223 (1975).
  215. Id. at 238.
  216. Id.
  217. See Local No. 93, 478 U.S. at 518 (agreeing that a “consent decree looks like and is entered as a judgment”).
  218. ITT Continental Baking, 420 U.S. at 247 (Stewart, J., dissenting) (accusing the majority of “proclaim[ing] a new rule of construction for consent orders or decrees” that was “totally at odds with our previous decisions” and “directly contrary” to precedents allowing a court to consider only the “four corners” of a consent decree); see also United States v. Armour & Co., 402 U.S. 673, 682 (1971) (“[T]he scope of a consent decree must be discerned within its four corners, and not by reference to what might satisfy the purposes of one of the parties to it.”); United States v. Atl. Refin. Co., 360 U.S. 19, 23–24 (1959) (interpreting language in a consent decree based on its “normal meaning,” rather than adopting “another reading” which “might seem more consistent with the Government’s reasons for entering into the agreement in the first place”); Hughes v. United States, 342 U.S. 353, 356–57 (1952) (applying plain-meaning interpretation of consent decree).
  219. See Fed. R. Civ. P. 65(d)(2).
  220. Alternatively, federal courts could create a body of federal common law principles for interpreting consent decrees. Creating such a unique interpretive regime distinct from the law governing other types of injunctions seems unnecessarily duplicative, complicated, and burdensome. And any such body of federal common law is likely to be plagued with the same inconsistencies and indeterminacy as the law governing constitutional and statutory interpretation.
  221. Differences in contract law among the states could substantially impact a consent decree’s proper interpretation. For example, states differ on whether contracts must be construed in light of an implied duty of good faith and fair dealing; states that have recognized such a duty have adopted different approaches on how to construe and apply it. See Richard A. Bales, The Discord Between Collective Bargaining and Individual Employment Rights: Theoretical Origins and a Proposed Reconciliation, 77 B.U. L. Rev. 687, 751 (1997) (“[S]ome but not all states imply a duty of good faith and fair dealing into every contract . . . .”); Thomas A. Diamond & Howard Foss, Proposed Standards for Evaluating When the Covenant of Good Faith and Fair Dealing Has Been Violated: A Framework for Resolving the Mystery, 47 Hastings L.J. 585, 590 (1990) (“[A]uthorities differ about the methodology for determining whether conduct violates the covenant [of good faith].”).
  222. Armour & Co., 402 U.S. at 681.
  223. Id. at 681–82 (“[T]he decree itself cannot be said to have a purpose; rather the parties have purposes, generally opposed to each other, and the resultant decree embodies as much of those opposing purposes as the respective parties have the bargaining power and skill to achieve.”).
  224. See Manning, supra note 15, at 70–71, 74 (advocating for textualism because legislation embodies a compromise); see also Easterbrook, supra note 159, at 63 (noting that a non-textualist interpretative approach ignores that “laws are born of compromise”).
  225. See Michael T. Morley, Consent of the Governed or Consent of the Government? The Problems with Consent Decrees in Government-Defendant Cases, 16 U. Pa. J. Const. L. 637, 663–64 (2014).
  226. Id. at 682–88.
  227. See, e.g., Islamic Inv. Co. of the Gulf (Bah.) Ltd. v. Harper, 545 F.3d 21, 25 (1st Cir. 2008) (explaining that “even if all of [the] conditions [for contempt] are satisfied, the trial court retains a certain negative discretion . . . to eschew the imposition of a contempt sanction . . . in the interests of justice”); Trials, 45 Geo. L.J. Ann. Rev. Crim. Proc. 569, 683 (2016) (“Courts have broad discretion in finding civil contempt and in imposing sanctions . . . .”).
  228. See United States v. United Mine Workers of Am., 330 U.S. 258, 303 (1947) (“In imposing a fine for criminal contempt, the trial judge may properly take into consideration the extent of the willful and deliberate defiance of the court’s order, the seriousness of the consequences of the contumacious behavior, the necessity of effectively terminating the defendant’s defiance as required by the public interest, and the importance of deterring such acts in the future.”); e.g., United States v. Henderson, No. CR 10-117 BDB, 2012 WL 787575, at *3 (N.D. Okla. Mar. 9, 2012) (“In exercising that discretion, the Court will consider factors such as the egregiousness of the violation, the extent to which the disclosure maligned Petitioner’s reputation, and any countervailing considerations that might have supported the disclosure or that militate against imposition of the severe sanction of contempt.”).
  229. See, e.g., Angiodynamics, Inc. v. Biolitec AG, 946 F. Supp. 2d 205, 213 (D. Mass. 2013) (“The text of a court order determines its power over parties. To allow parties to independently deduce the purpose of a court order and determine what acts would be most in line with the purpose—regardless of the text—would make this court irrelevant.”).
  230. See, e.g., Navajo Nation v. Peabody Coal Co., 7 F. App’x 951, 956 (Fed. Cir. 2001) (affirming trial court’s refusal to hold a party in contempt for violating an injunction, because the party’s actions “did not thwart a purpose behind any of the [trial court’s] orders” (citing In re Dual-Deck Video Cassette Recorder Antitrust Litig., 10 F.3d 693, 694–95 (9th Cir. 1993))).
  231. The original form of the rule of lenity specified that courts could not extend a criminal statute beyond its text, but could narrow the statute in favor of defendants by considering its purpose. See, e.g., State v. Norfolk S. R.R. Co., 82 S.E. 963, 966 (N.C. 1914) (“It is an ancient, but just and equitable, doctrine which extends a penal statute beyond its words in favor of a defendant, while holding it tightly to its words against him.”); 1 William A. Hawkins, Treatise of the Pleas of the Crown, ch. 30, § 8, at 77 (1st ed. 1712) (“Penal Statutes are construed strictly against the Subject, and favuorably and equitably for him.”). The rule thus called for different methods of interpretation: textualism to prevent the extension of criminal statutes and purposivism to narrow them.

    Such blending of methodologies is uncommon, if not disfavored, today, because each method of interpretation rests on a different set of assumptions and principles. Our proposal avoids this difficulty by permitting courts to consider purpose and other non-textual methods only at the remedial stage, after the court has determined that the text of the injunction has been violated.

  232. Abbott Labs. v. TorPharm, Inc., 503 F.3d 1372, 1382 (Fed. Cir. 2007) (“[I]nterpretation of the terms of an injunction is a question of law we review de novo.”).
  233. See, e.g., In re Managed Care, 756 F.3d 1222, 1234 (11th Cir. 2014) (concluding that an appellate court should give “great deference” to a judge’s interpretation of an injunction that he entered); Schering Corp. v. Ill. Antibiotics Co., 62 F.3d 903, 908 (7th Cir. 1995) (“When the district judge who is being asked to interpret an injunction is the same judge who entered it . . . , we should give particularly heavy weight to the district court’s interpretation.”); Hensley v. Bd. of Educ. of Unified Sch. Dist. No. 443, Ford Cnty., 504 P.2d 184, 188 (Kan. 1972) (“When the same trial judge who entered an injunction order hears a later contempt proceeding based on violation of that injunction the interpretation . . . will generally be followed by the appellate court.”); see also Salazar v. Buono, 559 U.S. 700, 762 (2010) (Breyer, J., dissenting) (stating that “the construction given to an injunction by the issuing judge . . . is entitled to great weight” (quoting Madsen v. Women’s Health Ctr., Inc., 512 U.S. 753, 795 (1994) (Scalia, J., concurring in judgment in part and dissenting in part))). It should be noted that Justice Scalia’s endorsement of deferential review is at least somewhat in tension with his concern that allowing the judge who entered an injunction to determine whether that injunction was violated is a recipe for abuse. See Int’l Union, United Mine Workers of Am. v. Bagwell, 512 U.S. 821, 840 (1994) (Scalia, J. concurring).
  234. See Henry J. Friendly, Indiscretion About Discretion, 31 Emory L.J. 747, 758 (1982) (stating that plenary review is necessary to achieve consistency in the law).
  235. See id.; Ass’n of Cmty. Orgs. for Reform Now (“ACORN”) v. Ill. State Bd. of Elections, 75 F.3d 304, 306 (7th Cir. 1996) (observing that the interpretation of an injunction “clarifies . . . the injunction”).
  236. Chad M. Oldfather, Error Correction, 85 Ind. L.J. 49, 55 (2010) (“[D]eferential standards . . . mean that reversal often does not follow from an appellate court’s conclusion that it would have implemented the applicable law differently were it the decision maker in the first instance.”).
  237. Cf. Jeffrey M. Surprenant, Comment, Pulling the Reins on Chevron, 65 Loy. L. Rev. 399, 420 (2019) (“[E]mploying a de novo review would encourage both legislative drafters and their agency helpers to write clear statutes that will withstand judicial scrutiny.”); Laurence H. Silberman, Chevron—The Intersection of Law & Policy, 58 Geo. Wash. L. Rev. 821, 824 (1990) (stating that Chevron should lead Congress to be more careful in drafting laws when it wants to avoid delegation).
  238. Anita S. Krishnakumar, Textualism and Statutory Precedents, 104 Va. L. Rev. 157, 204 (2018) (“Textualist judges, particularly in the post-Scalia era, tend to presume that there is a correct, definitive answer to every (or nearly every) interpretive question . . . .”); see also Christine Kexel Chabot, Selling Chevron, 67 Admin. L. Rev. 481, 509 (2015) (“[T]extualists assume Congress has provided a single, objectively determinable meaning in statutory text.”).
  239. William Ortman, Rulemaking’s Missing Tier, 68 Ala. L. Rev. 225, 246 (2016) (identifying various “structural epistemic advantages” that “reduce the likelihood of legal error” by the appellate courts).
  240. See Marin K. Levy, Visiting Judges, 107 Calif. L. Rev. 67, 139 (2019) (noting the pressures faced by district judges and not appellate judges).
  241. See Ortman, supra note 237, at 247–48
  242. In arguing that appellate courts should review interpretations de novo, we do not mean to say that appellate courts should review de novo the decision to impose contempt for violations. An injunction’s proper interpretation is a question of law. It is distinct from the subsequent question of whether to hold a person who has violated the injunction in contempt. Decisions about whether to impose contempt sanctions on violators depend on a myriad of factors. See supra note 226 and accompanying text. An appellate court should overturn that decision only if it constitutes an abuse of discretion. Perez v. Danbury Hosp., 347 F.3d 419, 423 (2d Cir. 2003) (reviewing a “finding of contempt under an abuse of discretion standard”).
  243. Horwitz, supra note 17, at 1078.
  244. See id. at 1078–85.
  245. See id. at 1085–90.
  246. See id. at 1072–78.
  247. Chevron, U.S.A., Inc. v. Nat. Res. Def. Council, Inc., 467 U.S. 837, 842–43 (1984).
  248. See Smiley v. Citibank (S.D.), N.A., 517 U.S. 735, 740–41 (1996) (“We accord deference to agencies under Chevron . . . because of a presumption that Congress, when it left ambiguity in a statute meant for implementation by an agency, understood that the ambiguity would be resolved, first and foremost, by the agency . . . .”); see also Antonin Scalia, Judicial Deference to Administrative Interpretations of Law, 1989 Duke L.J. 511, 515 (1989) (providing a similar justification for Chevron deference).
  249. Smiley, 517 U.S. at 740–71.
  250. Auer v. Robbins, 519 U.S. 452 (1997).
  251. See Kisor v. Wilkie, 139 S. Ct. 2400, 2412 (2019) (plurality opinion) (“We have explained Auer deference (as we now call it) as rooted in a presumption about congressional intent—a presumption that Congress would generally want the agency to play the primary role in resolving regulatory ambiguities.”). A closely related justification for deference to agencies that the Kisor Court identified is that interpreting federal laws necessarily involves policy decisions which Congress has empowered agencies to make. Id. at 2413. There is no comparable assignment of policy-making authority to federal trial courts. More importantly, contempt proceedings are held after an alleged violation of an injunction has occurred. Allowing trial courts to implement policy considerations when interpreting an injunction at that late point would acutely raise the notice and abuse problems outlined earlier.
  252. Cf. Grupo Mexicano de Desarrollo, SA v. Alliance Bond Fund, Inc., 527 U.S. 308, 318 (1999) (explaining that federal courts’ equity powers are limited by the historical practices of the English Court of Chancery).
  253. Bray, supra note 4, at 446 (“There was no appeal from the Chancellor . . . .”).
  254. Horwitz, supra note 17, at 1085 (“The second basic justification for judicial deference is not grounded on the legal authority of the institution to which the courts defer, but rather on its epistemic authority.”).
  255. See United States ex rel. Graham v. Mancusi, 457 F.2d 463, 469–70 (2d Cir. 1972) (Friendly, J.) (“It would still be for the judge who saw and heard the witnesses at the trial or, better, another judge who would see and hear them without having been exposed to the illegal evidence, to determine where the truth lay—not for appellate judges reading a cold record.”); see also Brown v. Plata, 563 U.S. 493, 555 (2011) (Scalia, J., dissenting) (“[H]aving viewed the trial first hand [the trial judge] is in a better position to evaluate the evidence than a judge reviewing a cold record.”).
  256. See, e.g., Emps. Ins. of Wausau v. Browner, 52 F.3d 656, 666 (7th Cir. 1995).
  257. Id.
  258. 139 S. Ct. 2400, 2412 (2019).
  259. Id.
  260. John F. Manning, Textualism and the Role of The Federalist in Constitutional Adjudication, 66 Geo. Wash. L. Rev. 1337, 1355 (1998) (arguing that textualists can consider other people’s interpretations of a statute, because “the way reasonable persons actually understood a text” can be useful evidence of the text’s meaning, particularly “if those persons had special familiarity with the temper and events of the times that produced that text”); see also Kent Greenawalt, The Nature of Rules and the Meaning of Meaning, 72 Notre Dame L. Rev. 1449, 1451 (1997) (discussing the evidentiary value of other people’s interpretations of a text).
  261. Skidmore v. Swift & Co., 323 U.S. 134, 140 (1944).
  262. Id.; cf. Kristin E. Hickman & Matthew D. Krueger, In Search of the Modern Skidmore Standard, 107 Colum. L. Rev. 1235, 1238 (2007) (“Skidmore’s sliding scale encompasses three zones or ‘moods’ reflecting strong, intermediate, and weak or no deference.”).