Standing Shoulder Pad to Shoulder Pad: Collective Bargaining in College Athletics

Responding to the professionalization of their billion-dollar industry, college athletes have embraced collective bargaining as an avenue for addressing their grievances with universities and the National Collegiate Athletics Association (NCAA). The movement toward unionization has culminated in two cases: an unfair labor practice charge from the University of Southern California’s (USC) football and basketball teams and a representation petition from Dartmouth College’s men’s basketball team. These filings with the National Labor Relations Board (NLRB) will determine whether college athletes are “employees” under the National Labor Relations Act (NLRA). If the NLRA covers them, then they will be able to unionize and collectively bargain under federal law. This Essay advances the debate surrounding college athletes’ status by arguing that the NLRB should exercise its rulemaking power to establish a comprehensive standard for determining whether particular athletes qualify as “employees.” It arrives at this conclusion after demonstrating how USC’s and Dartmouth’s athletes likely pass the statutory test for employee status. Since the NLRB explicitly considers policy concerns as it decides when to extend jurisdiction, the Board will need to determine whether the NLRA should cover college athletes and, if so, how coverage should be delineated. Given the need to protect athletes while promoting stability in labor relations, the NLRB should craft clear guidelines through rulemaking instead of piecemeal adjudication. The Essay concludes by offering a model rule that illustrates how the NLRB could formulate and implement a framework that Board agents can apply to athletes across NCAA divisions and sports.

Introduction

Far attenuated from its original status as an extracurricular activity, college athletics has evolved into an industry that increasingly eschews amateurism for professionalization. In 2019, Division I universities’ revenue exceeded $15 billion.1.See Andrew Zimbalist, Analysis: Who Wins With College Sports?, Econofact (Jan. 22, 2023), https://econofact.org/who-wins-with-college-sports [https://perma.cc/W9KG-3V42].Show More Billion-dollar television deals have replaced traditional rivalries with new conferences that span the country.2.See Billy Witz, Conferences Are Changing. The Sport Is, Too., N.Y. Times (Sept. 1, 2023), https://www.nytimes.com/2023/09/01/sports/ncaafootball/college-football-preview-re‌alignment-big12-bigten-acc-pac12-bigten.html [https://perma.cc/W9KG-3V42].Show More Deion Sanders and other coaches treat their athletes like professional free agents, using the transfer portal to unilaterally force transfers and overhaul rosters.3.See Mike McDaniel, Colorado Players in Transfer Portal Detail Troubling Team Dynamic Under Deion Sanders, Sports Illustrated (Apr. 26, 2023), https://www.si.com/college/2023/‌04/26/colorado-players-transfer-portal-detail-troubling-team-dynamic-under-deion-sanders [https://perma.cc/N2PN-2VMY].Show More Meanwhile, in NCAA v. Alston,4.141 S. Ct. 2141 (2021).Show More the Supreme Court ruled that the NCAA cannot cite “amateurism” as a justification for its evasion of antitrust law and its compensation restrictions.5.See id. at 2162–63 (“Firms deserve substantial latitude to fashion agreements that serve legitimate business interests—agreements that may include efforts aimed at introducing a new product into the marketplace. But none of that means a party can relabel a restraint as a product feature and declare it ‘immune from § 1 scrutiny.’” (internal citation omitted) (quoting Am. Needle, Inc. v. NFL, 560 U.S. 183, 199 n.7 (2010)).Show More In his concurrence, Justice Brett Kavanaugh rejected the traditional conception of college athletics, asserting that “the NCAA cannot avoid the consequences of price-fixing labor by incorporating price-fixed labor into the definition of the product.”6.See id. at 2168–69 (Kavanaugh, J., concurring) (arguing that the Court’s ruling should be extended to strike down the NCAA’s entire apparatus of compensation restrictions).Show More The NCAA and universities have responded to the Court’s rebuke by adopting name, image, and likeness (NIL) policies that further diminish amateurism as college sports’ lodestar.7.See Andrew Brandt, Business of Football: The Supreme Court Sends a Message to the NCAA, Sports Illustrated (June 29, 2021), https://www.si.com/nfl/2021/06/29/business-of-football-supreme-court-unanimous-ruling [https://perma.cc/N2PN-2VMY].Show More

As college athletics has become more professionalized, players’ grievances with their universities and the NCAA remain entrenched and unaddressed. Even though football and basketball players’ performances generate revenue for “Power Five” conference schools, those institutions effectively divert any potential compensation for players toward coaches and administrators.8.See Craig Garthweite, Jordan Keener, Matthew J. Notowidigdo & Nicole F. Ozminkowski, Who Profits From Amateurism? Rent-Sharing in Modern College Sport 4–6, 26–28 (Nat’l Bureau of Econ. Rsch., Working Paper No. 27734, 2020), https://www.nber.org/papers/w277‌34 [https://perma.cc/QL9N-F9NV].Show More Annual wage estimates for these athletes exceed six figures, highlighting the amount of wealth players are denied despite their labor and athletic performance.9.See id. at 6, 49–50.Show More Some athletes may secure name, image, and likeness (NIL) deals that alleviate their lack of compensation. However, the median NIL deal in 2021 was worth only $53 per athlete.10 10.SeeErica Hunzinger, One Year of NIL: How Much Have Athletes Made?, Associated Press (July 6, 2022, 4:57 PM), https://apnews.com/article/college-football-sports-basketball-6a4a3270d02121c1c37869fb54888ccb [https://perma.cc/6ZZ4-XSAV].Show More Although NCAA leaders are planning to permit some form of direct compensation,11 11.See Ralph D. Russo, NCAA President Charlie Baker Calls for New Tier of Division I Where Schools Can Pay Athletes, Associated Press(Dec. 5, 2023, 4:48 PM), https://apnews.‌com/article/ncaa-baker-nil-c26542c528df277385fea7167026dbe6 [https://perma.cc/D6A7-Y‌AL8]. Virginia also amended its NIL laws in April 2024 to facilitate direct compensation by universities for the “use” of a student-athlete’s “name, image, or likeness,” which could spur further policy changes by the NCAA and other states. Act of Apr. 17, 2024, ch. 837, 2024 Va. Legis. Serv. 837 (West).Show More these policies fail to address players’ health and safety concerns. Like workers in other industries, football players and other athletes have highlighted the lack of proper medical care and insurance benefits as top reasons for organizing.12 12.See Taking the Buzzer Beater to the Bank: Protecting College Athletes’ NIL Dealmaking Rights: Before the Subcomm. on Innovation, Data, & Com. of the H. Comm. on Energy & Com., 118th Cong. 2–7 (2023) (written testimony of Jason Stahl, Executive Director, College Football Players Association) [hereinafter Taking the Buzzer Beater]; see also The Real News Network, College Football Is Dangerous. Unions Can Fix It., YouTube (Sept. 20, 2023) (featuring Stahl describing the primacy of health and safety concerns among football players—from 12:59–14:19), https://www.youtube.com/watch?v=GoCnmzewbdg [https://per‌ma.cc/K326-FC5M].Show More The formation of transcontinental athletic conferences will only heighten these burdens on athletes across all sports, as the new travel requirements will likely hinder athletes’ recovery, academic performance, and mental health.13 13.See Amanda L. Paule-Koba, It Affects Everything We Do: Collegiate Athletes’ Perceptions of Sport-Related Travel, J. Study of Sports & Athletes in Educ. 1, 11–14 (Dec. 2021), https://doi.org/10.1080/19357397.2021.2018637 [https://perma.cc/4FX9-E468].Show More Athletes are thus suffering from decisions that universities, athletic conferences, and the NCAA made without player input.

Collective bargaining has emerged as a mechanism for players to advocate for improved conditions and participation in policymaking. Groups of current and former athletes, like the National College Players Association (NCPA) and College Football Players Association (CFBPA), have worked alongside labor unions to organize teams.14 14.See About the NCPA, Nat’l Coll. Players Ass’n, https://www.ncpanow.org/about-us [https://perma.cc/3NJS-WWSE] (last visited Mar. 25, 2024); Taking the Buzzer-Beater, supra note 12, at 2–6, 10.Show More In Northwestern University,15 15.362 N.L.R.B. 1350 (2015).Show More the NLRB declined to hold an election for Northwestern’s football players by refusing to extend jurisdiction over them,16 16.See id. at 1352.Show More yet the Board did not categorically exclude college athletes from NLRA coverage.17 17.See id. at 1355.Show More As a result, momentum toward unionization has accelerated. The CFBPA emerged from player-driven advocacy in 2020 with the goal of organizing chapters at different universities to advocate for collective bargaining.18 18.See Taking the Buzzer-Beater, supra note 12, at 2–6, 10; The Real News Network, supra note 12.Show More Congressional representatives introduced legislation in 2021 to codify the right for college athletes to collectively bargain,19 19.See College Athlete Right to Organize Act, S. 1929, 117th Cong. (2021).Show More and even athletic directors have endorsed some form of bargaining power for players.20 20.Name, Image, and Likeness and the Future of College Sports: Before the S. Comm. on Jud., 118th Cong. 3–4 (2023) (written testimony of Jack Swarbrick, Vice President & James E. Rohr Director of Athletics, University of Notre Dame).Show More

Years of organizing and advocacy have coalesced into two pending cases that could establish coverage for student athletes under the NLRA.21 21.On April 18, 2024, the College Basketball Players Association filed an unfair labor practice charge with the NLRB on behalf of players at the University of Notre Dame. This matter could develop in another case, pending the NLRB regional office’s investigation and subsequent proceedings. Unfair Labor Complaint Filed Against Notre Dame Over Athletes, Associated Press (Apr. 18, 2024, 10:07 PM), https://apnews.com/article/notre-dame-labor-complaint-athletes-c8db80b033bae8c930a32f2b21bf312d [https://perma.cc/U6H2-75NU]. Although other charges and matters relating to college athletes may be pending in NLRB regional offices, this Essay only addresses the two central cases in front of the Board and its administrative judges.Show More In 2023, the NLRB issued an unfair labor practice complaint against USC, the Pac-12 athletic conference, and the NCAA on behalf of USC’s football and basketball players.22 22.See Complaint & Notice of Hearing, Univ. of S. Cal., Case No. 31-CA-290326 (NLRB Div. of Judges argued Nov. 7, 2023).Show More Meanwhile, the men’s basketball team at Dartmouth filed for a union election.23 23.See Signed RC Petition, Trs. of Dartmouth Coll., Case No. 01-RC-325633 (filed Sept. 13, 2023).Show More After the NLRB regional director ruled in February 2024 that the Dartmouth election could proceed,24 24.See Decision & Direction of Election at 22, Trs. of Dartmouth Coll., Case No. 01-RC-325633 (NLRB Reg’l Dir. decided Feb. 5, 2024) [hereinafter Decision and Direction of Election].Show More the players voted 13-2 to unionize.25 25.See Jesse Dougherty, After a Historic Union Vote at Dartmouth, What’s Next for College Sports?, Wash. Post (Mar. 5, 2024, 1:20 PM), https://www.washingtonpost.com/sports/2024/‌03/05/dartmouth-mens-basketball-union/ [https://perma.cc/253M-5XWF].Show More Dartmouth has appealed the official’s determination, setting the stage for the Board to consider the issue.26 26.See Trs. of Dartmouth Coll.’s Request for Rev. of the Reg’l Dir.’s Decision and Direction of Election at 1, Trs. of Dartmouth Coll., Case No. 01-RC-325633 (NLRB Reg’l Dir. decided Feb. 2024) [hereinafter Trs. of Dartmouth College’s Request for Review]. Sian Beilock, President of Dartmouth College, has also declared that Dartmouth will “go all the way to the Supreme Court if that’s what it takes” to “prevent this misguided development.” Sian L. Beilock, Opinion, Dartmouth Will Oppose Its Basketball Team Union, Wall St. J. (Apr. 12, 2024, 1:47 PM), https://www.wsj.com/articles/dartmouth-will-bust-its-basketball-union-colle‌ge-sports-labor-5eb1fc1e [https://perma.cc/BRJ2-FRMX].Show More If the NLRB upholds this decision and finds that these athletes are “employees” under the NLRA, the Board would extend the Act’s protections to college athletes and enable unionization under federal law.

Commentators have long argued about whether college athletes, particularly football players, are “employees” under the NLRA.27 27.See, e.g., Joshua Hernandez, The Largest Wave in the NCAA’s Ocean of Change: The “College Athletes are Employees” Issue Reevaluated, 33 Marq. Sports L. Rev. 781, 783 (2023) (arguing that college athletes are statutorily “employees” but cautioning against coverage on policy grounds); César F. Rosado Marzán & Alex Tillett-Saks, Work, Study, Organize!: Why the Northwestern University Football Players Are Employees Under the National Labor Relations Act, 32 Hofstra Lab. & Emp. L.J. 301, 305–06 (2015) (arguing that the NLRB should permit the Northwestern football players’ representation election to proceed because they are “employees” under the NLRA); Stephen L. Willborn, College Athletes as Employees: An Overflowing Quiver, 69 U. Miami L. Rev. 65, 65 (2014) (asserting that an affirmative finding of employee status under the NLRA or other employment statutes is “inevitable” due to the numerosity of interested parties and applicable laws).Show More Some scholars have even addressed the issue post-Alston.28 28.See, e.g., Hernandez, supra note 27, at 796–97; Amanda L. Jones, The Dawn of a New Era: Antitrust Law vs. the Antiquated NCAA Compensation Model Perpetuating Racial Injustice, 116 Nw. U. L. Rev. 1319, 1324–26 (2022) (advocating for Congress to pass legislation to permit college athletes to collectively bargain); John Wolohan, A Reexamination of College Athletes: Are Athletes Students or Employees?,53 U. Mem. L. Rev. 835, 838 (2023) (applying the “economic reality” test to college athletes in light of Alston and recent General Counsel memos); Jennifer A. Shults, If at First You Don’t Succeed, Try, Try Again: Why College Athletes Should Keep Fighting for “Employee” Status, 56 Colum. J.L. & Soc. Probs. 451, 483 (2023) (arguing that Alston has helped bridge the gap between college athletes and employee status under the Fair Labor Standards Act and the NLRA).Show More However, scholarship has not accounted for these new cases and the questions they raise for all college athletes. Increasing momentum toward “employee” status warrants a forward-looking analysis of whether the NLRB should expand coverage to college athletes across all sports and divisions and how it could establish a comprehensive standard for the industry.

This Essay answers these questions by advocating for the NLRB to issue a formal rule that establishes a comprehensive standard for determining the NLRA’s coverage of athletes across all sports and divisions. This proposal emerges from an analysis of current cases before the Board and the challenge of establishing a clear rule through the adjudication of these disputes. Part I briefly summarizes the arguments presented by the parties in each case. Part II then applies the NLRA’s statutory test and concludes that each group of athletes qualifies as employees under the Act’s language. Part III considers the NLRB’s policy approach to labor law coverage and demonstrates that policy considerations do not warrant coverage exemptions in these cases. However, these policies also show how difficult it will be to develop a comprehensive standard—one that can apply to all athletes—through the adjudication of these cases. Part IV highlights this challenge and argues that the NLRB should exercise its rulemaking authority to establish a standard that can apply to all athletes. Part V concludes the Essay by presenting a model rule that extends coverage to athletes who need NLRA protections.

  1.  See Andrew Zimbalist, Analysis: Who Wins With College Sports?, Econofact (Jan. 22, 2023), https://econofact.org/who-wins-with-college-sports [https://perma.cc/W9KG-3V42].

  2.  See Billy Witz, Conferences Are Changing. The Sport Is, Too., N.Y. Times (Sept. 1, 2023), https://www.nytimes.com/2023/09/01/sports/ncaafootball/college-football-preview-re‌alignment-big12-bigten-acc-pac12-bigten.html [https://perma.cc/W9KG-3V42].

  3.  See Mike McDaniel, Colorado Players in Transfer Portal Detail Troubling Team Dynamic Under Deion Sanders, Sports Illustrated (Apr. 26, 2023), https://www.si.com/college/2023/‌04/26/colorado-players-transfer-portal-detail-troubling-team-dynamic-under-deion-sanders [https://perma.cc/N2PN-2VMY].

  4.  141 S. Ct. 2141 (2021).

  5.  See id. at 2162–63 (“Firms deserve substantial latitude to fashion agreements that serve legitimate business interests—agreements that may include efforts aimed at introducing a new product into the marketplace. But none of that means a party can relabel a restraint as a product feature and declare it ‘immune from § 1 scrutiny.’” (internal citation omitted) (quoting Am. Needle, Inc. v. NFL, 560 U.S. 183, 199 n.7 (2010)).

  6.  See id. at 2168–69 (Kavanaugh, J., concurring) (arguing that the Court’s ruling should be extended to strike down the NCAA’s entire apparatus of compensation restrictions).

  7.  See Andrew Brandt, Business of Football: The Supreme Court Sends a Message to the NCAA, Sports Illustrated (June 29, 2021), https://www.si.com/nfl/2021/06/29/business-of-football-supreme-court-unanimous-ruling [https://perma.cc/N2PN-2VMY].

  8.  See Craig Garthweite, Jordan Keener, Matthew J. Notowidigdo & Nicole F. Ozminkowski, Who Profits From Amateurism? Rent-Sharing in Modern College Sport 4–6, 26–28 (Nat’l Bureau of Econ. Rsch., Working Paper No. 27734, 2020), https://www.nber.org/papers/w277‌34 [https://perma.cc/QL9N-F9NV].

  9.  See id. at 6, 49–50.

  10.  See Erica Hunzinger, One Year of NIL: How Much Have Athletes Made?, Associated Press (July 6, 2022, 4:57 PM), https://apnews.com/article/college-football-sports-basketball-6a4a3270d02121c1c37869fb54888ccb [https://perma.cc/6ZZ4-XSAV].

  11.  See Ralph D. Russo, NCAA President Charlie Baker Calls for New Tier of Division I Where Schools Can Pay Athletes, Associated Press

     

    (Dec. 5, 2023, 4:48 PM), https://apnews.‌com/article/ncaa-baker-nil-c26542c528df277385fea7167026dbe6 [https://perma.cc/D6A7-Y‌AL8]. Virginia also amended its NIL laws in April 2024 to facilitate direct compensation by universities for the “use” of a student-athlete’s “name, image, or likeness,” which could spur further policy changes by the NCAA and other states. Act of Apr. 17, 2024, ch. 837, 2024 Va. Legis. Serv. 837 (West).

  12.  See Taking the Buzzer Beater to the Bank: Protecting College Athletes’ NIL Dealmaking Rights: Before the Subcomm. on Innovation, Data, & Com. of the H. Comm. on Energy & Com., 118th Cong. 2–7 (2023) (written testimony of Jason Stahl, Executive Director, College Football Players Association) [hereinafter Taking the Buzzer Beater]; see also The Real News Network, College Football Is Dangerous. Unions Can Fix It., YouTube (Sept. 20, 2023) (featuring Stahl describing the primacy of health and safety concerns among football players—from 12:59–14:19), https://www.youtube.com/watch?v=GoCnmzewbdg [https://per‌ma.cc/K326-FC5M].

  13.  See Amanda L. Paule-Koba, It Affects Everything We Do: Collegiate Athletes’ Perceptions of Sport-Related Travel

    ,

    J. Study of Sports & Athletes in Educ

    .

    1, 11–14 (Dec. 2021), https://doi.org/10.1080/19357397.2021.2018637 [https://perma.cc/4FX9-E468].

  14.  See About the NCPA, Nat’l Coll. Players Ass’n, https://www.ncpanow.org/about-us [https://perma.cc/3NJS-WWSE] (last visited Mar. 25, 2024); Taking the Buzzer-Beater, supra note 12, at 2–6, 10.

  15.  362 N.L.R.B. 1350 (2015).

  16.  See id. at 1352.

  17.  See id. at 1355.

  18.  See Taking the Buzzer-Beater, supra note 12, at 2–6, 10; The Real News Network, supra note 12.

  19.  See College Athlete Right to Organize Act, S. 1929, 117th Cong. (2021).

  20.  Name, Image, and Likeness and the Future of College Sports: Before the S. Comm. on Jud., 118th Cong. 3–4 (2023) (written testimony of Jack Swarbrick, Vice President & James E. Rohr Director of Athletics, University of Notre Dame).

  21.  On April 18, 2024, the College Basketball Players Association filed an unfair labor practice charge with the NLRB on behalf of players at the University of Notre Dame. This matter could develop in another case, pending the NLRB regional office’s investigation and subsequent proceedings. Unfair Labor Complaint Filed Against Notre Dame Over Athletes, Associated Press (Apr. 18, 2024, 10:07 PM), https://apnews.com/article/notre-dame-labor-complaint-athletes-c8db80b033bae8c930a32f2b21bf312d [https://perma.cc/U6H2-75NU]. Although other charges and matters relating to college athletes may be pending in NLRB regional offices, this Essay only addresses the two central cases in front of the Board and its administrative judges.

  22.  See Complaint & Notice of Hearing, Univ. of S. Cal., Case No. 31-CA-290326 (NLRB Div. of Judges argued Nov. 7, 2023).

  23.  See Signed RC Petition, Trs. of Dartmouth Coll., Case No. 01-RC-325633 (filed Sept. 13, 2023).

  24.  See Decision & Direction of Election at 22, Trs. of Dartmouth Coll., Case No. 01-RC-325633 (NLRB Reg’l Dir. decided Feb. 5, 2024) [hereinafter Decision and Direction of Election].

  25.  See Jesse Dougherty, After a Historic Union Vote at Dartmouth, What’s Next for College Sports?, Wash. Post (Mar. 5, 2024, 1:20 PM), https://www.washingtonpost.com/sports/2024/‌03/05/dartmouth-mens-basketball-union/ [https://perma.cc/253M-5XWF].

  26.  See Trs. of Dartmouth Coll.’s Request for Rev. of the Reg’l Dir.’s Decision and Direction of Election at 1, Trs. of Dartmouth Coll., Case No. 01-RC-325633 (NLRB Reg’l Dir. decided Feb. 2024) [hereinafter Trs. of Dartmouth College’s Request for Review]. Sian Beilock, President of Dartmouth College, has also declared that Dartmouth will “go all the way to the Supreme Court if that’s what it takes” to “prevent this misguided development.” Sian L. Beilock, Opinion, Dartmouth Will Oppose Its Basketball Team Union, Wall St. J. (Apr. 12, 2024, 1:47 PM), https://www.wsj.com/articles/dartmouth-will-bust-its-basketball-union-colle‌ge-sports-labor-5eb1fc1e [https://perma.cc/BRJ2-FRMX].

  27.  See, e.g., Joshua Hernandez, The Largest Wave in the NCAA’s Ocean of Change: The “College Athletes are Employees” Issue Reevaluated, 33 Marq. Sports L. Rev. 781, 783 (2023) (arguing that college athletes are statutorily “employees” but cautioning against coverage on policy grounds); César F. Rosado Marzán & Alex Tillett-Saks, Work, Study, Organize!: Why the Northwestern University Football Players Are Employees Under the National Labor Relations Act, 32 Hofstra Lab. & Emp. L.J

    .

    301, 305–06 (2015) (arguing that the NLRB should permit the Northwestern football players’ representation election to proceed because they are “employees” under the NLRA); Stephen L. Willborn, College Athletes as Employees: An Overflowing Quiver, 69 U. Miami L. Rev. 65, 65 (2014) (asserting that an affirmative finding of employee status under the NLRA or other employment statutes is “inevitable” due to the numerosity of interested parties and applicable laws).

  28.  See, e.g., Hernandez, supra note 27, at 796–97; Amanda L. Jones, The Dawn of a New Era: Antitrust Law vs. the Antiquated NCAA Compensation Model Perpetuating Racial Injustice, 116 Nw. U. L. Rev. 1319, 1324–26 (2022) (advocating for Congress to pass legislation to permit college athletes to collectively bargain); John Wolohan, A Reexamination of College Athletes: Are Athletes Students or Employees?, 53 U. Mem. L. Rev. 835, 838 (2023) (applying the “economic reality” test to college athletes in light of Alston and recent General Counsel memos); Jennifer A. Shults, If at First You Don’t Succeed, Try, Try Again: Why College Athletes Should Keep Fighting for “Employee” Status, 56 Colum. J.L. & Soc. Probs

    .

    451, 483 (2023) (arguing that Alston has helped bridge the gap between college athletes and employee status under the Fair Labor Standards Act and the NLRA).

The Impermissibility of Sex as a Voter Qualification

Election officials across the country are turning away voters when they perceive a mismatch between the sex listed on the voter’s identification and the voter’s gender presentation. The problem is particularly acute for transgender and gender nonconforming voters. This Note presents a fifty-state survey of voter ID laws and shows that there is no legal basis for using a mismatch or perceived mismatch between a voter’s documented sex and their gender presentation to deny the franchise. No language in any state statute indicates that an individual’s sex is required as evidence of their identity. Furthermore, this Note argues that changing the statutes to require sex as an identity qualifier would violate the Equal Protection Clause of the Fourteenth Amendment in at least two ways. First, such a requirement would amount to sex discrimination as that term is best understood in light of Bostock v. Clayton County. Second, under the Supreme Court’s voting rights jurisprudence, such a requirement would constitute an invidious restriction on the right to vote, triggering strict scrutiny under Harper v. Virginia Board of Elections. Even if it did not amount to such a restriction, the requirement of sex as a voter qualification would still be struck down under the sliding scale scrutiny of the Anderson-Burdick doctrine. Thus, hinging the right to vote on the verification of one’s sex is almost certainly unconstitutional.

“What is most important is to cease legislating for all lives what is livable only for some, and similarly, to refrain from proscribing for all lives what is unlivable for some.”1.Judith Butler, Undoing Gender 8 (2004).Show More

Introduction

Jane Doe, like many other Mecklenburg County, North Carolina residents, set out to cast her ballot in the county’s November 2019 general election.2.Bruce Henderson, Transgender Voter Sues NC, Mecklenburg Election Officials for Questioning Identity, Charlotte Observer (Feb. 12, 2020, 5:30 PM), https://www.charlotte​observer.com/news/politics-government/election/article240227061.html [https://perma.cc/53​VN-8VP7].Show More A run-of-the-mill local race in a state without a voter ID requirement should have been nothing special; a simple trip to the polls. However, when she attempted to cast her ballot, the chief precinct judge stopped her and demanded to see her ID.3.Id.Show More His reasoning? Her face did not match the name she provided.4.Id.Show More Since her transition fourteen years ago, Doe had been living publicly as a woman—but rather than treating her like any other woman, the precinct judge insisted she present proof beyond that required by law to convince him she was who she said she was.5.Id.Show More Though Doe’s license had a photo consistent with her female identity, the name on her ID—her deadname,6.Deadname, Merriam-Webster Dictionary, https://www.merriam-webster.com/dictionary/​deadname [https://perma.cc/DGC3-FAVZ] (last visited Feb. 25, 2024) (defining “deadname” as “the name that a transgender person was given at birth and no longer uses upon transitioning”).Show More which she was in the process of legally changing7.Henderson, supra note 2.Show More—was stereotypically male. The tense exchange between Doe and the precinct judge drew a crowd.8.Id.Show More Almost an hour after she arrived at the polls, and after handing over her license to be scrutinized, Doe cast her ballot and returned to her car in tears, rushing past the bystanders who had observed her humiliation.9.Id.Show More

Doe is not alone in facing discrimination at the polls because she is transgender. During Vermont’s 2018 gubernatorial race,10 10.This was a historic race featuring the first openly transgender person to win a major party’s nomination for governor. Daniel Trotta, In First, Transgender Woman Wins Democratic Nomination for Vermont Governor, Reuters (Aug. 15, 2018, 12:32 AM), https://www.reuters.com/article/us-usa-election-lgbt-vermont/in-first-transgender-woman-wi​ns-democratic-nomination-for-vermont-governor-idUSKBN1L007K [https://perma.cc/TFP3-F93S].Show More a poll worker refused to provide a ballot to a transgender woman because they thought her name was fake, not believing she was really female.11 11.Kate Sosin, Trans Americans’ Voting Rights Were Already in Jeopardy. The Pandemic Threatens to Make Things Worse, The 19th (Aug. 18, 2020, 1:45 PM), https://19thnews.org/‌2020/08/trans-americans-voting-rights-pandemic/ [https://perma.cc/J4PF-LGQU].Show More Ten years ago, when first-time voter Oliver headed to the polls in Maryland, the poll worker balked, telling Oliver it couldn’t be his ID because it displayed an “F” gender marker.12 12.Julie Moreau, Strict ID Laws Could Disenfranchise 78,000 Transgender Voters, Report Says, NBC News (Aug. 17, 2018, 2:05 PM), https://www.nbcnews.com/feature/nbc-out/strict-id-laws-could-disenfranchise-78-000-transgender-voters-report-n901696 [https://perma.cc/3‌DG5-M864].Show More Oliver is trans masculine and, though he had legally changed his name, he had not yet updated the gender marker on his state-issued ID.13 13.Id. Updating one’s gender marker can often be a more difficult and expensive process. See infra Subsection I.B.1.Show More As Oliver described it, most people perceived him as male at that time due to his physical transition. Despite the “misalignment” between his license and his gender presentation, he expected he would be able to vote and came prepared to handle any resistance at the polls.14 14.Id. Though Maryland does not generally require registered voters to present identification, election officials will ask voters to show identification if: (1) a voter registered by mail and had not previously met the identification requirements; (2) someone in the polling place challenges the voter’s identity; or (3) the voter is registering to vote or changing their address during early voting. Voting FAQ, Md. Att’y Gen., https://www.marylandattorneygeneral.​gov/Pages/votingFAQ.aspx#7 [https://perma.cc/5UFN-7Z36] (last visited Feb. 25, 2024). Those who are voting for the first time must either present an ID or, if they do not possess any of the permitted forms of ID, they must present “a utility bill, bank statement, government check, or paycheck that shows [their] name and address and is less than three months old.” Id.Show More Though ultimately permitted to cast his ballot, Oliver was ordered to “stand aside” for over an hour while the poll workers deliberated on whether or not they would allow him to vote.15 15.Moreau, supra note 12.Show More All three of these humiliating experiences lacked any legal grounding. In each instance, election officials exercised their discretion to verify voter identity in an unauthorized way.

Decades ago, the United States Supreme Court established that the Constitution protects the “right of all qualified citizens to vote.”16 16.Reynolds v. Sims, 377 U.S. 533, 554 (1964).Show More This right is so central that its abridgment or denial renders all other rights, even the most basic, “illusory.”17 17.Id. at 560 (quoting Wesberry v. Sanders, 376 U.S. 1, 17–18 (1964)).Show More And while the right to vote is arguably under attack in several ways,18 18.See, e.g., Sophia Lin Lakin, Fifty-Seven Years After Its Enactment, the Voting Rights Act Is in Peril, ACLU (Aug. 5, 2022), https://www.aclu.org/news/voting-rights/fifty-seven-years-after-its-enactment-the-voting-rights-act-is-in-peril [https://perma.cc/H6R9-BDHZ].Show More things have reached a tipping point for transgender and gender nonconforming voters. This Note illustrates that there is currently no basis in state law to turn away a voter for a perceived mismatch between the sex listed on their ID and their gender presentation. And in the event a state attempted to enact such a law, this Note argues that it would run afoul of the Equal Protection Clause.

Part I contextualizes the difficulty transgender and gender nonconforming people face in the political process by cataloging voter ID laws across the United States and detailing the hurdles in place that make it challenging for individuals to acquire an accurate ID. Part II presents a novel analysis of these voter ID laws to show what evidence is required to verify one’s identity at the polls. This survey reveals the stark absence of any statutory language indicating that an individual’s sex19 19.I use “sex” here and throughout to reflect the “trend in U.S. law . . . toward viewing gender identity, defined as ‘an individual’s own internal sense of whether they are a man, a woman, or nonbinary,’ as a central characteristic of legal sex.” Noa Ben-Asher, Transforming Legal Sex,102 N.C. L. Rev. 335, 335 (2024); see also Naomi Schoenbaum, The New Law of Gender Nonconformity, 105 Minn. L. Rev. 831, 866–67 (2020) (“[T]he ‘new’ view of sex is premised on an ‘internal, deeply held sense’ of one’s identity. Under this view, sex ‘comes from the brain, not the body,’ from ‘between your ears, not between your legs.’ . . . And despite this confusing terminology, proponents of the new view of sex make clear that gender identity is determinative of legal sex.” (footnotes omitted)).Show More is required as necessary evidence of their identity. Nonetheless, at least some election officials are using sex as a criterion when verifying a voter’s identity. This has two consequences for transgender and gender nonconforming voters: (1) an election official may engage in sex stereotyping when evaluating a transgender voter’s ID, denying them a ballot as a result, and (2) any perceived mismatch between the voter’s gender presentation and the gender marker listed on their ID can be used as a reason to deny them the right to vote. No matter the motivation, such an exercise of discretion is impermissible, having no basis in state law.

The statutes surveyed in Part II could of course be changed. Assuming states started to require sex as a qualifier of voter identity, Part III argues such a regime would violate the Equal Protection Clause of the Fourteenth Amendment in at least two ways. As Section III.A addresses, such a requirement can be classified as sex discrimination following the Supreme Court’s decision in Bostock v. Clayton County.20 20.140 S. Ct. 1731 (2020).Show More Because Bostock “fundamentally redefin[ed] what it means to discriminate on the basis of sex under the Equal Protection Clause,”21 21.Susannah Cohen, Note, Redefining What It Means to Discriminate Because of Sex: Bostock’s Equal Protection Implications, 122 Colum. L. Rev. 407, 438 (2022).Show More its logic can be extended through the Nineteenth Amendment to protect transgender and gender nonconforming voters. Though this framework is persuasive, this Note asserts that it is not proactive in addressing the threat posed at the polls.

Section III.B posits an alternative and novel equal protection argument. At the core of the Supreme Court’s voting rights jurisprudence is the maxim that all voters must be accorded an equal vote.22 22.See Gray v. Sanders, 372 U.S. 368, 379 (1963) (“[A]ll who participate in the election are to have an equal vote—whatever their race, whatever their sex, whatever their occupation, whatever their income, and wherever their home may be in that geographical unit.” (emphasis added)).Show More This has been reinforced several times over, most notably in Harper v. Virginia Board of Elections23 23.383 U.S. 663, 665 (1966).Show More and Bush v. Gore.24 24.531 U.S. 98, 98 (2000).Show More Building on these cases, this Note advances two arguments: (1) requiring sex as an identity qualifier is an “invidious restriction” on the right to vote that triggers strict scrutiny under Harper and must be held unconstitutional, and (2) even if sex as a qualifier does not rise to the level of “invidious” discrimination, such a requirement will still fail when subjected to the sliding scale scrutiny of Anderson-Burdick.25 25.In Crawford v. Marion County Election Board, the Supreme Court set out the sliding scale scrutiny to be applied when evaluating restrictions on election administration set by states. 553 U.S. 181, 189–91 (2008). Courts must balance the asserted state interests for setting the restriction against the burden it places on voters. Id. at 190. Derived from two earlier cases, this process of balancing is referred to as the Anderson-Burdick test. Id.; see also SCOTUSblog, The Anderson-Burdick Doctrine: Balancing the Benefits and Burdens of Voting Restrictions, https://www.scotusblog.com/election-law-explainers/the-anderson-burdi​ck-doctrine-balancing-the-benefits-and-burdens-of-voting-restrictions/ [https://perma.cc/Q3​UC-RV23] (last visited Mar. 16, 2024).Show More To the extent sex is conceived of as a “voter qualification,” hinging the right to vote on its verification is almost certainly unconstitutional.

This Note concludes by imagining a way forward. There are simple and easily deployed measures states can take both to ensure transgender and gender nonconforming constituents have unhindered access to the polls and to promote election integrity. California is an exemplar here. Though not a voter ID state, California has promulgated guidance for its election officials that directly addresses how to handle potential questions or issues regarding a voter’s gender identity. This guidance helps rein in the discretion of poll workers and functions as a template that other states can implement. By adopting similar guidance, states would manage transgender and gender nonconforming voters more uniformly and fairly going forward. The successful voter identification system California has in place helps demonstrate why requiring sex as an identity qualifier makes little sense; rather than introducing a qualifier that may be difficult to verify or leave a state in the crosshairs of the Fourteenth Amendment, a state need only provide guidance similar to California’s to guide its poll workers in serving a diverse electorate.

  1.  Judith Butler, Undoing Gender 8 (2004).
  2.  Bruce Henderson, Transgender Voter Sues NC, Mecklenburg Election Officials for Questioning Identity, Charlotte Observer (Feb. 12, 2020, 5:30 PM), https://www.charlotte​observer.com/news/politics-government/election/article240227061.html [https://perma.cc/53​VN-8VP7].
  3.  Id.
  4.  Id.
  5.  Id.
  6.  Deadname, Merriam-Webster Dictionary, https://www.merriam-webster.com/dictionary/​deadname [https://perma.cc/DGC3-FAVZ] (last visited Feb. 25, 2024) (defining “deadname” as “the name that a transgender person was given at birth and no longer uses upon transitioning”).
  7.  Henderson, supra note 2.
  8.  Id.
  9.  Id.
  10.  This was a historic race featuring the first openly transgender person to win a major party’s nomination for governor. Daniel Trotta, In First, Transgender Woman Wins Democratic Nomination for Vermont Governor, Reuters (Aug. 15, 2018, 12:32 AM), https://www.reuters.com/article/us-usa-election-lgbt-vermont/in-first-transgender-woman-wi​ns-democratic-nomination-for-vermont-governor-idUSKBN1L007K [https://perma.cc/TFP3-F93S].
  11.  Kate Sosin, Trans Americans’ Voting Rights Were Already in Jeopardy. The Pandemic Threatens to Make Things Worse, The 19th (Aug. 18, 2020, 1:45 PM), https://19thnews.org/‌2020/08/trans-americans-voting-rights-pandemic/ [https://perma.cc/J4PF-LGQU].
  12.  Julie Moreau, Strict ID Laws Could Disenfranchise 78,000 Transgender Voters, Report Says,
    NBC

    News (Aug. 17, 2018, 2:05 PM), https://www.nbcnews.com/feature/nbc-out/strict-id-laws-could-disenfranchise-78-000-transgender-voters-report-n901696 [https://perma.cc/3‌DG5-M864].

  13.  Id. Updating one’s gender marker can often be a more difficult and expensive process. See infra Subsection I.B.1.
  14.  Id. Though Maryland does not generally require registered voters to present identification, election officials will ask voters to show identification if: (1) a voter registered by mail and had not previously met the identification requirements; (2) someone in the polling place challenges the voter’s identity; or (3) the voter is registering to vote or changing their address during early voting. Voting FAQ, Md. Att’y Gen., https://www.marylandattorneygeneral.​gov/Pages/votingFAQ.aspx#7 [https://perma.cc/5UFN-7Z36] (last visited Feb. 25, 2024). Those who are voting for the first time must either present an ID or, if they do not possess any of the permitted forms of ID, they must present “a utility bill, bank statement, government check, or paycheck that shows [their] name and address and is less than three months old.” Id.
  15.  Moreau, supra note 12.
  16.  Reynolds v. Sims, 377 U.S. 533, 554 (1964).
  17.  Id. at 560 (quoting Wesberry v. Sanders, 376 U.S. 1, 17–18 (1964)).
  18.  See, e.g., Sophia Lin Lakin, Fifty-Seven Years After Its Enactment, the Voting Rights Act Is in Peril,
    ACLU

    (Aug. 5, 2022), https://www.aclu.org/news/voting-rights/fifty-seven-years-after-its-enactment-the-voting-rights-act-is-in-peril [https://perma.cc/H6R9-BDHZ].

  19.  I use “sex” here and throughout to reflect the “trend in U.S. law . . . toward viewing gender identity, defined as ‘an individual’s own internal sense of whether they are a man, a woman, or nonbinary,’ as a central characteristic of legal sex.” Noa Ben-Asher, Transforming Legal Sex, 102 N.C. L. Rev
    .

    335, 335 (2024); see also Naomi Schoenbaum, The New Law of Gender Nonconformity, 105 Minn. L. Rev

    .

    831, 866–67 (2020) (“[T]he ‘new’ view of sex is premised on an ‘internal, deeply held sense’ of one’s identity. Under this view, sex ‘comes from the brain, not the body,’ from ‘between your ears, not between your legs.’ . . . And despite this confusing terminology, proponents of the new view of sex make clear that gender identity is determinative of legal sex.” (footnotes omitted)).

  20.  140 S. Ct. 1731 (2020).
  21.  Susannah Cohen, Note, Redefining What It Means to Discriminate Because of Sex: Bostock’s Equal Protection Implications, 122 Colum. L. Rev
    .

    407, 438 (2022).

  22.  See Gray v. Sanders, 372 U.S. 368, 379 (1963) (“[A]ll who participate in the election are to have an equal vote—whatever their race, whatever their sex, whatever their occupation, whatever their income, and wherever their home may be in that geographical unit.” (emphasis added)).
  23.  383 U.S. 663, 665 (1966).
  24.  531 U.S. 98, 98 (2000).
  25.  In Crawford v. Marion County Election Board, the Supreme Court set out the sliding scale scrutiny to be applied when evaluating restrictions on election administration set by states. 553 U.S. 181, 189–91 (2008). Courts must balance the asserted state interests for setting the restriction against the burden it places on voters. Id. at 190. Derived from two earlier cases, this process of balancing is referred to as the Anderson-Burdick test. Id.; see also SCOTUSblog, The Anderson-Burdick Doctrine: Balancing the Benefits and Burdens of Voting Restrictions, https://www.scotusblog.com/election-law-explainers/the-anderson-burdi​ck-doctrine-balancing-the-benefits-and-burdens-of-voting-restrictions/ [https://perma.cc/Q3​UC-RV23] (last visited Mar. 16, 2024).

Importance and Interpretive Questions

In its October 2021 Term, the Supreme Court formalized what it calls the major questions doctrine. The doctrine, as currently formulated, appears to require a clear and specific statement from Congress if Congress intends to delegate questions of major political or economic significance to agencies. The doctrine has been almost universally assailed on the right by scholars who argue that the doctrine is inconsistent with textualism and on the left by those who claim it is a recently invented, functionalist tool devised to reach anti-administrativist results. One can explain at least some of the cases, however, in a way that constructs a coherent doctrine in which importance has a significant but narrow role in resolving interpretive questions involving ambiguity or uncertainty.

Thus understood, such a doctrine could be defensible, if not as a substantive canon, then as a kind of linguistic canon. Unlike other linguistic canons, such a canon would be about how people and lawmakers use language to accomplish results in a circumscribed range of contexts—namely, the delegation of important authorities, whether to other private actors, to government actors in the Constitution, or to government actors in the executive department. But unlike substantive canons, it would not relate to a substantive value encoded in the Constitution or in longstanding tradition. Existing empirical work about how legislators legislate, and insights from the philosophy of language, suggest that such a doctrine may be consistent with textualism, and historical research further reveals that a canon of this type may be a longstanding feature of constitutional and statutory interpretation in related contexts and in agency law. More provocatively, these same intuitions about importance may explain some substantive canons that are otherwise difficult for textualists to justify.

Introduction

In the Supreme Court’s 2021–2022 Term, the Court formalized what it has labeled the major questions doctrine. The doctrine, according to Chief Justice Roberts in West Virginia v. EPA, “refers to an identifiable body of law that has developed over a series of significant cases all addressing a particular and recurring problem: agencies asserting highly consequential power beyond what Congress could reasonably be understood to have granted.”1.142 S. Ct. 2587, 2609 (2022).Show More Courts should have “skepticism” when statutes appear to delegate to agencies questions of major political and economic significance, which skepticism the government can only overcome “under the major questions doctrine” by “point[ing] to ‘clear congressional authorization’ to regulate in that manner.”2.Id. at 2614 (quoting Utility Air Regul. Grp. v. EPA, 573 U.S. 302, 324 (2014)).Show More According to Justices Gorsuch and Alito’s slightly different account, “courts have developed certain ‘clear-statement’ rules,” which “assume that, absent a clear statement otherwise, Congress means for its laws to operate in congruence with the Constitution rather than test its bounds.”3.Id. at 2616 (Gorsuch, J., concurring).Show More “Article I’s Vesting Clause has its own” clear statement rule, namely, “the major questions doctrine.”4.Id. at 2619.Show More Thus, taken at face value, the Court’s major questions doctrine insists at least on unambiguous statutory authority, and perhaps even unambiguous and specific authority.

The Court’s doctrine has been assailed by scholars and commentators both right and left. Many argue that the doctrine is inconsistent with textualism. Professor Michael Rappaport has said that the doctrine—at least on the face of the Court’s current language and justification—“neither enforces the Constitution nor applies ordinary methods of statutory interpretation” and “seems like a made up interpretive method for achieving a change in the law that the majority desires.”5.Mike Rappaport, Against the Major Questions Doctrine, Originalism Blog (Aug. 15, 2022, 8:00 AM), https://originalismblog.typepad.com/the-originalism-blog/2022/08/against-the-ma‌jor-questions-doctrinemike-rappaport.html [https://perma.cc/U92U-YQ7E].Show More Professor Tom Merrill has written that the doctrine allows courts to “rewrite the scope of [agencies’] authority,” and that it “will invite judges to overturn agency initiatives based on reasons other than the court’s best judgment about what Congress has actually authorized the agency to do.”6.Tom Merrill, West Virginia v. EPA: Questions About “Major Questions,” Volokh Conspiracy (July 28, 2022, 7:10 AM), https://reason.com/volokh/2022/07/28/west-virginia-v-epa-questions-about-major-questions/ [https://perma.cc/W65E-APE7].Show More Professor Chad Squitieri: “The major questions doctrine is a product of legal pragmatism—a theory of statutory interpretation advanced by Justice Breyer which often elevates statutory purpose and consequences over text. The doctrine is inconsistent with textualism . . . .”7.Chad Squitieri, Major Problems with Major Questions, Law & Liberty (Sept. 6, 2022), https://lawliberty.org/major-problems-with-major-questions/ [https://perma.cc/F73C-WW‌KG]. However, Squitieri is publishing a defense of a modified major questions doctrine. Chad Squitieri, “Recommend . . . Measures”: A Textualist Reformulation of the Major Questions Doctrine, 75 Baylor L. Rev. 706, 710 (2023) [hereinafter Squitieri, A Textualist Reformulation].Show More And Professor Jonathan Adler: the doctrine allows the Court to deploy “cursory” and “hardly . . . compelling” arguments about statutory interpretation.8.Jonathan H. Adler, West Virginia v. EPA: Some Answers About Major Questions, 21 Cato Sup. Ct. Rev. 37, 55 (2022).Show More

Others have been even more critical. Professors Daniel Deacon and Leah Litman argue that the doctrine “directs courts not to discern the plain meaning of a statute using the normal tools of statutory interpretation,” and that “otherwise unambiguous statutes may not be good enough when it comes to policies the Court deems ‘major.’”9.Daniel T. Deacon & Leah M. Litman, The New Major Questions Doctrine, 109 Va. L. Rev. 1009, 1012 (2023).Show More It “supplies an additional means for minority rule in a constitutional system that already skews toward minority rule,”10 10.Id. at 1015Show More “provides an additional mechanism for courts to exercise . . . political oversight,”11 11.Id.Show More and “could exacerbate institutional and political pathologies.”12 12.Id. at 1049.Show More Professor Mila Sohoni writes that the major questions doctrine has “altered the doctrine of judicial review of agency action in its method and content, in ways that will have momentous consequences”13 13.Mila Sohoni, The Major Questions Quartet, 136 Harv. L. Rev. 262, 263 (2022).Show More and that create a “disjunction” between its current cases and prior precedents.14 14.Id. at 264.Show More It “creates deep conceptual uncertainty about what” the Court is doing.15 15.Id. at 266.Show More Professor Daniel Walters emphasizes “just how far the new major questions doctrine innovates with the conventional form of a substantive canon,” as the doctrine “in effect allows systemic departure from plausible readings of statutes on the basis of judicial values and preferences that are at best weakly tethered to higher sources of law.”16 16.Daniel E. Walters, The Major Questions Doctrine at the Boundaries of Interpretive Law, 109 Iowa L. Rev. 465, 471–72 (2024).Show More

These criticisms are, to some if not a large extent, warranted. There are at least four versions of the doctrine that the Supreme Court has articulated, none of which appears as of yet fully defensible. The Court deploys one version at Chevron’s first step and another at Chevron’s preliminary “step zero.” To the uninitiated (if such there are), the famous Chevron doctrine requires a court to decide at “step one” whether an agency’s organic statute is ambiguous on the particular question at hand and, if so, at “step two” to defer to the agency’s reasonable interpretation even if not the “best” interpretation.17 17.Chevron U.S.A. Inc. v. Nat. Res. Def. Council, Inc., 467 U.S. 837, 842–43, 843 n.11 (1984); Nat’l Cable & Telecomms. Ass’n v. Brand X Internet Servs., 545 U.S. 967, 983 (2005) (“Chevron teaches that a court’s opinion as to the best reading of an ambiguous statute an agency is charged with administering is not authoritative . . . .”).Show More “Step zero” cases then raise the question of whether to deploy the Chevron two-step framework at all.18 18.See Christensen v. Harris County, 529 U.S. 576, 586–88 (2000); United States v. Mead Corp., 533 U.S. 218, 229–31 (2001).Show More In this context, the doctrine is probably indefensible. At step one, the Court uses the doctrine to conclude that the statute is clear and unambiguous when in reality the statute is ambiguous and courts should have deferred to the agency under the framework. At step zero, the Court uses the doctrine to conclude that the framework should not apply at all and awkwardly appears to resolve the major question for itself.

A third version of the doctrine is somewhat like what Justices Gorsuch and Alito describe in West Virginia v. EPA. Perhaps the major questions doctrine is simply the nondelegation doctrine deployed as a canon of constitutional avoidance, or a blend of avoidance and a clear-statement requirement. Under the modern formulation, constitutional avoidance allows courts to adopt narrowing constructions of statutes when they have “serious doubt[s]” as to the statute’s constitutionality.19 19.See Ilan Wurman, Administrative Law Theory and Fundamentals: An Integrated Approach 20–21 (2021) (discussing cases); see also, e.g., Nielsen v. Preap, 139 S. Ct. 954, 971 (2019) (“[W]hen a serious doubt is raised about the constitutionality of an act of Congress, . . . this Court will first ascertain whether a construction of the statute is fairly possible by which the question may be avoided.” (internal quotation marks omitted) (quoting Jennings v. Rodriguez, 138 S. Ct. 830, 842 (2018))).Show More This version of the doctrine would be hard to defend for two reasons. First, constitutional avoidance is generally indefensible: it allows courts to rewrite statutes without having to decide that the statute Congress wrote violates the Constitution.20 20.See Wurman, supra note 19, at 20–21.Show More Second, even if the canon were otherwise legitimate, we would need to know what the serious constitutional doubt is, and thus far the Court has not explained what majorness has to do with nondelegation. That’s not to say there is no connection, but that the Court has not explicated it precisely because under constitutional avoidance it does not have to do so.

The fourth and most recent version, at least as most academics understand it, is that the doctrine is one among many clear statement rules, such as the demand for a clear statement to abrogate sovereign immunity,21 21.Sossamon v. Texas, 563 U.S. 277, 290–91 (2011).Show More to apply the Administrative Procedure Act to the President,22 22.Franklin v. Massachusetts, 505 U.S. 788, 800–01 (1992).Show More or to make regulatory requirements applicable to ships sailing under foreign flags.23 23.Spector v. Norwegian Cruise Line Ltd., 545 U.S. 119, 125 (2005).Show More Major questions, at least as currently theorized, also seems a poor fit for this category. Ordinarily, clear statement rules exist to advance some constitutional value—like federalism or state sovereignty—and apply even against otherwise unambiguous statutes.24 24.See infra Subsection I.D.1.Show More But Congress can take the relevant action so long as it speaks clearly and specifically.25 25.True, the degrees of clarity and specificity that are required also vary from rule to rule; in my view, it remains to be seen just how much is required in this context. SeeWilliam N. Eskridge, Jr. & Philip P. Frickey, Quasi-Constitutional Law: Clear Statement Rules as Constitutional Lawmaking, 45 Vand. L. Rev. 593, 597 (1992).Show More That is, neither the best reading of a statute, nor an unambiguous statute, is enough; specificity is also required. In the major questions cases there is a constitutional value (nondelegation) that may be motivating the Court, but it is not fully clear how the canon relates to or advances the doctrine, and, if it does, whether Congress’s delegations would be constitutional even if it did speak clearly. The clear statement version also appears to allow courts to ignore a statute’s plain meaning.

There is a way to explain, if not all, then certainly some of the cases, however, that constructs a more coherent and defensible version of the doctrine. In each, the statute was plausibly ambiguous. And, in each, the Court can be understood to have resolved the ambiguity by adopting the narrower reading of the statute on the ground that, as a matter of legislative intent, it was more plausible to think that Congress intended the narrower reading. Thus, the Court arrived at what it deemed the best reading of the statute, and not necessarily a clear or unambiguous reading. It is also possible that the Court is demanding unambiguous, though not necessarily specific, statutory language; usually, the best reading of an otherwise ambiguous statute is that it does not do major, controversial things without being clearer about it. That is just another way of saying that “Congress . . . does not . . . hide elephants in mouseholes.”26 26.Whitman v. Am. Trucking Ass’ns, 531 U.S. 457, 468 (2001).Show More But sometimes a hole is elephant-sized, and the best reading of the statute suggests that it contains an elephant whether or not Congress was clear about it.27 27.A good example might be King v. Burwell, 576 U.S. 473 (2015), discussed in Section I.B. If this is an accurate account of the Court’s cases, that also raises the question of why the Court has not clearly articulated this more defensible version of the major questions doctrine, if this is in fact what the Court has been doing. Part of the answer, I suspect, is Chevron itself: a major questions doctrine that hinges on the existence of statutory ambiguity does not work within that framework because ambiguities are for agencies, not courts, to resolve. Hence, for a long time, the Supreme Court has deployed “major questions” the only two ways it could do so: either by falsely claiming the statute is unambiguous and clear at “step one,” or by using it prior to any interpretation at all at “step zero.” See infra Sections I.A–B. Saddled with the Chevron framework—and perhaps especially to litigants’ adherence to that framework—the Court has had to deploy “major questions” arguments before it could even get to statutory interpretation. The Court, to the extent it took this approach in recent Terms, was simply following the path of the law and the lawyers’ arguments before it. The other part of the answer, though, is that if we take the Court’s recent statements seriously, then the Court—or at least a plurality of it—has been defending the doctrine on grounds similar to those described here.Show More

In other words, when the Court asks for a clear statement, it does not have to be understood as deploying the same concept as other clear statement rules—what some have called “super strong clear statement rules”—where both clarity and specificity are required.28 28.See Eskridge & Frickey, supra note 25, at 597.Show More When certain constitutional values are at stake, as noted, the Court has held that the best or plain reading of a statute is not enough; the Court wants to make sure that Congress thought very clearly and explicitly about that particular issue.29 29.See infra Subsection I.D.1.Show More In the major questions context, in contrast, the Court may simply be concluding that the best reading of an otherwise ambiguous statute is one thing because it would have expected Congress to speak clearly if Congress had intended the other.30 30.In this regard, it is closer in kind to what then-Professor Barrett described as most clear statement rules: But in the normal course, clear statement rules function no differently from other canons that permit a court to forsake a more natural interpretation in favor of a less natural one that protects a particular value. Indeed, canons like avoidance and Charming Betsy can be rephrased as clear statement rules: absent a clear statement, a court will not interpret a statute to raise a serious constitutional question, and absent a clear statement, a court will not interpret a statute to abrogate customary international law. The choice to denominate a canon as a “clear statement” rule is of little consequence; what matters is the effect of the canon on the statutory text. Amy Coney Barrett, Substantive Canons and Faithful Agency, 90 B.U. L. Rev. 109, 167 (2010).Show More Many substantive canons do operate this way—think the rule of lenity, which ambiguity triggers but which does not demand a clear and specific statement to override—but, as I shall argue, if major questions operates in this manner then it is possible to defend it as something other than a substantive canon.

True enough, there is language in the Court’s cases that militates against this account as a descriptive matter.31 31.See infra Part I (describing four accounts of major questions that are difficult to defend).Show More The present objective is to suggest that it is at least possible to conceptualize a similar doctrine that centers on resolving ambiguity,32 32.There is an important literature on different kinds of ambiguities and what constitutes ambiguity. See, e.g., Richard M. Re, Clarity Doctrines, 86 U. Chi. L. Rev. 1497, 1498–99 (2019); Brian G. Slocum, Replacing the Flawed Chevron Standard, 60 Wm. & Mary L. Rev. 195, 218 (2018); Brian G. Slocum, The Importance of Being Ambiguous: Substantive Canons, Stare Decisis, and the Central Role of Ambiguity Determinations in the Administrative State, 69 Md. L. Rev. 791, 799–802 (2010) (describing numerous academic approaches to defining “ambiguity”). There is no need to engage with that literature here, however, because I do not question the merits of the Court’s conclusions that the relevant statutes were ambiguous. I simply accept the premise.Show More would be more meritorious and consistent with textualism than other possible accounts, and might already exist in areas of constitutional and statutory interpretation and in agency law. It may also be driving the Court in its current cases, even if the Court has not been altogether clear about what it has been doing. On this conceptualization, the importance of a purported grant of authority would operate as a kind of linguistic canon: ordinarily, lawmakers and private parties tend to speak clearly, and interpreters tend to expect clarity, when those lawmakers or parties authorize others to make important decisions on their behalf.

Although “linguistic” in the sense that it is about how speakers use and interpret language, such an “importance canon” is unlike other linguistic canons; it is about how people and lawmakers use language in a circumscribed range of substantive contexts, namely, the delegation of important authorities to other parties. But it is unlike substantive canons; it does not flow from any substantive policy encoded in the Constitution or in longstanding tradition. One might call it a “quasi” linguistic canon, although the label does not much matter. Scholars have shown that the dividing line between linguistic and substantive canons is often thinner than traditionally believed,33 33.Kevin Tobia and Brian G. Slocum, The Linguistic and Substantive Canons, 137 Harv. L. Rev. F. 70, 96 (2023).Show More and there may be ambiguity-resolving canons that defy either the linguistic or substantive label, such as the longstanding and contemporaneous interpretation canon.34 34.See Aditya Bamzai, The Origins of Judicial Deference to Executive Interpretation, 126 Yale L.J. 908, 933–37 (2017).Show More

However labeled, such a canon may be consistent with textualism, and specifically with empirical evidence regarding how Congress operates, with insights from the philosophy of language regarding how ordinary persons interpret instructions in high-stakes contexts, with background principles of interpretation, and with historical materials from agency law and constitutional and statutory interpretation from the Founding to today. More provocatively, these arguments point to a more general conclusion about the role of importance in resolving interpretive questions. They suggest that certain substantive canons, such as the rule of lenity and the presumptions against preemption, retroactivity, and violations of international law, which are otherwise difficult for textualists to defend, could potentially be defended on the ground that the legal culture at the time of enactment considered certain matters “important” and therefore ordinary speakers would have expected more clarity before assuming related important actions had been authorized. At a minimum, the concept of “importance” has played a significant role in our legal system in resolving certain kinds of interpretive questions. That role ought to be better understood.

This Article proceeds as follows. Part I taxonomizes and criticizes four possible accounts of the major questions doctrine. The taxonomy supplied here, it is believed, provides more conceptual clarity than other taxonomies that have already been developed.35 35.Cass Sunstein, for example, has identified only two versions of the doctrine—one as an exception to Chevron, the other as a clear statement rule. Cass R. Sunstein, There Are Two “Major Questions” Doctrines, 73 Admin. L. Rev. 475, 477 (2021). Blake Emerson combined all the cases into a single doctrine in which the Court decides for itself the best interpretation of the statute. Blake Emerson, Administrative Answers to Major Questions: On the Democratic Legitimacy of Agency Statutory Interpretation, 102 Minn. L. Rev. 2019, 2022–24 (2018).Show More It suggests throughout that it is at least possible to conceive of some of the cases as deploying a kind of linguistic “importance canon” to resolve statutory ambiguities.36 36. One need not agree with the characterization of the cases in Part I to agree with the analysis in Part II. A reader already steeped in these cases could easily skip to Part II.Show MorePart II then attempts to justify such a canon, regardless of what the Court has in fact been deploying. It argues that such a canon is consistent with empirical evidence on how legislators legislate, with insights from the philosophy of language about how interpreters understand language in related contexts, and possibly with the mischief rule; such a canon may also already be a longstanding feature of agency law and of constitutional and statutory interpretation in related contexts. Even if the Court has not been deploying such a canon, it would be more defensible than its existing approach. Part II concludes with some limitations of this approach—and some important differences between it and the similar approach that Justice Barrett has recently articulated—as well as the observation that the role of importance in resolving interpretive questions might provide some support for substantive canons that are otherwise difficult for textualists to justify.

  1.  142 S. Ct. 2587, 2609 (2022).
  2.  Id. at 2614 (quoting Utility Air Regul. Grp. v. EPA, 573 U.S. 302, 324 (2014)).
  3.  Id. at 2616 (Gorsuch, J., concurring).
  4.  Id. at 2619.
  5.  Mike Rappaport, Against the Major Questions Doctrine, Originalism Blog (Aug. 15, 2022, 8:00 AM), https://originalismblog.typepad.com/the-originalism-blog/2022/08/against-the-ma‌jor-questions-doctrinemike-rappaport.html [https://perma.cc/U92U-YQ7E].
  6.  Tom Merrill, West Virginia v. EPA: Questions About “Major Questions,” Volokh Conspiracy (July 28, 2022, 7:10 AM), https://reason.com/volokh/2022/07/28/west-virginia-v-epa-questions-about-major-questions/ [https://perma.cc/W65E-APE7].
  7.  Chad Squitieri, Major Problems with Major Questions, Law & Liberty (Sept. 6, 2022), https://lawliberty.org/major-problems-with-major-questions/ [https://perma.cc/F73C-WW‌KG]. However, Squitieri is publishing a defense of a modified major questions doctrine. Chad Squitieri, “Recommend . . . Measures”: A Textualist Reformulation of the Major Questions Doctrine, 75 Baylor L. Rev. 706, 710 (2023) [hereinafter Squitieri, A Textualist Reformulation].
  8.  Jonathan H. Adler, West Virginia v. EPA: Some Answers About Major Questions, 21 Cato Sup. Ct. Rev. 37, 55 (2022).
  9.  Daniel T. Deacon & Leah M. Litman, The New Major Questions Doctrine, 109 Va. L. Rev. 1009, 1012 (2023).
  10.  Id. at 1015.
  11.  Id.
  12.  Id. at 1049.
  13.  Mila Sohoni, The Major Questions Quartet, 136 Harv. L. Rev. 262, 263 (2022).
  14.  Id. at 264.
  15.  Id. at 266.
  16.  Daniel E. Walters, The Major Questions Doctrine at the Boundaries of Interpretive Law, 109 Iowa L. Rev. 465, 471–72 (2024).
  17.  Chevron U.S.A. Inc. v. Nat. Res. Def. Council, Inc., 467 U.S. 837, 842–43, 843 n.11 (1984); Nat’l Cable & Telecomms. Ass’n v. Brand X Internet Servs., 545 U.S. 967, 983 (2005) (“Chevron teaches that a court’s opinion as to the best reading of an ambiguous statute an agency is charged with administering is not authoritative . . . .”).
  18.  See Christensen v. Harris County, 529 U.S. 576, 586–88 (2000); United States v. Mead Corp., 533 U.S. 218, 229–31 (2001).
  19.  See Ilan Wurman, Administrative Law Theory and Fundamentals: An Integrated Approach 20–21 (2021) (discussing cases); see also, e.g., Nielsen v. Preap, 139 S. Ct. 954, 971 (2019) (“[W]hen a serious doubt is raised about the constitutionality of an act of Congress, . . . this Court will first ascertain whether a construction of the statute is fairly possible by which the question may be avoided.” (internal quotation marks omitted) (quoting Jennings v. Rodriguez, 138 S. Ct. 830, 842 (2018))).
  20.  See Wurman, supra note 19, at 20–21.
  21.  Sossamon v. Texas, 563 U.S. 277, 290–91 (2011).
  22.  Franklin v. Massachusetts, 505 U.S. 788, 800–01 (1992).
  23.  Spector v. Norwegian Cruise Line Ltd., 545 U.S. 119, 125 (2005).
  24.  See infra Subsection I.D.1.
  25.  True, the degrees of clarity and specificity that are required also vary from rule to rule; in my view, it remains to be seen just how much is required in this context. See William N. Eskridge, Jr. & Philip P. Frickey, Quasi-Constitutional Law: Clear Statement Rules as Constitutional Lawmaking, 45 Vand. L. Rev. 593, 597 (1992).
  26.  Whitman v. Am. Trucking Ass’ns, 531 U.S. 457, 468 (2001).
  27.  A good example might be King v. Burwell, 576 U.S. 473 (2015), discussed in Section I.B. If this is an accurate account of the Court’s cases, that also raises the question of why the Court has not clearly articulated this more defensible version of the major questions doctrine, if this is in fact what the Court has been doing. Part of the answer, I suspect, is Chevron itself: a major questions doctrine that hinges on the existence of statutory ambiguity does not work within that framework because ambiguities are for agencies, not courts, to resolve. Hence, for a long time, the Supreme Court has deployed “major questions” the only two ways it could do so: either by falsely claiming the statute is unambiguous and clear at “step one,” or by using it prior to any interpretation at all at “step zero.” See infra Sections I.A–B. Saddled with the Chevron framework—and perhaps especially to litigants’ adherence to that framework—the Court has had to deploy “major questions” arguments before it could even get to statutory interpretation. The Court, to the extent it took this approach in recent Terms, was simply following the path of the law and the lawyers’ arguments before it. The other part of the answer, though, is that if we take the Court’s recent statements seriously, then the Court—or at least a plurality of it—has been defending the doctrine on grounds similar to those described here.
  28.  See Eskridge & Frickey, supra note 25, at 597.
  29.  See infra Subsection I.D.1.
  30.  In this regard, it is closer in kind to what then-Professor Barrett described as most clear statement rules:

    But in the normal course, clear statement rules function no differently from other canons that permit a court to forsake a more natural interpretation in favor of a less natural one that protects a particular value. Indeed, canons like avoidance and Charming Betsy can be rephrased as clear statement rules: absent a clear statement, a court will not interpret a statute to raise a serious constitutional question, and absent a clear statement, a court will not interpret a statute to abrogate customary international law. The choice to denominate a canon as a “clear statement” rule is of little consequence; what matters is the effect of the canon on the statutory text.

    Amy Coney Barrett, Substantive Canons and Faithful Agency, 90 B.U. L. Rev. 109, 167 (2010).

  31.  See infra Part I (describing four accounts of major questions that are difficult to defend).
  32.  There is an important literature on different kinds of ambiguities and what constitutes ambiguity. See, e.g., Richard M. Re, Clarity Doctrines, 86 U. Chi. L. Rev. 1497, 1498–99 (2019); Brian G. Slocum, Replacing the Flawed Chevron Standard, 60 Wm. & Mary L. Rev. 195, 218 (2018); Brian G. Slocum, The Importance of Being Ambiguous: Substantive Canons, Stare Decisis, and the Central Role of Ambiguity Determinations in the Administrative State, 69 Md. L. Rev. 791, 799–802 (2010) (describing numerous academic approaches to defining “ambiguity”). There is no need to engage with that literature here, however, because I do not question the merits of the Court’s conclusions that the relevant statutes were ambiguous. I simply accept the premise.
  33.  Kevin Tobia and Brian G. Slocum, The Linguistic and Substantive Canons, 137 Harv. L. Rev. F. 70, 96 (2023).
  34.  See Aditya Bamzai, The Origins of Judicial Deference to Executive Interpretation, 126 Yale L.J. 908, 933–37 (2017).
  35.  Cass Sunstein, for example, has identified only two versions of the doctrine—one as an exception to Chevron, the other as a clear statement rule. Cass R. Sunstein, There Are Two “Major Questions” Doctrines, 73 Admin. L. Rev. 475, 477 (2021). Blake Emerson combined all the cases into a single doctrine in which the Court decides for itself the best interpretation of the statute. Blake Emerson, Administrative Answers to Major Questions: On the Democratic Legitimacy of Agency Statutory Interpretation, 102 Minn. L. Rev. 2019, 2022–24 (2018).
  36.  One need not agree with the characterization of the cases in Part I to agree with the analysis in Part II. A reader already steeped in these cases could easily skip to Part II.